Cause-Aware Empathetic Response Generation via Chain-of-Thought Fine-Tuning
On the map: LLM reasoning → Audio-language model reasoning
Abstract (arXiv)
Empathetic response generation endows agents with the capability to comprehend dialogue contexts and react to expressed emotions. Previous works predominantly focus on leveraging the speaker's emotional labels, but ignore the importance of emotion cause reasoning in empathetic response generation, which hinders the model's capacity for further affective understanding and cognitive inference. In this paper, we propose a cause-aware empathetic generation approach by integrating emotions and causes through a well-designed Chain-of-Thought (CoT) prompt on Large Language Models (LLMs). Our approach can greatly promote LLMs' performance of empathy by instruction tuning and enhancing the role awareness of an empathetic listener in the prompt. Additionally, we propose to incorporate cause-oriented external knowledge from COMET into the prompt, which improves the diversity of generation and alleviates conflicts between internal and external knowledge at the same time. Experimental results on the benchmark dataset demonstrate that our approach on LLaMA-7b achieves state-of-the-art performance in both automatic and human evaluations.
Key facts. Cited by 11 papers in the map (data through 7 Oct 2026). Placed in Audio-language model reasoning, one of 17 directions in LLM reasoning. Builds on 19 of its 39 references that are in the map. First posted on arXiv 21 Aug 2024.
Builds on
19 of 39 references.
References · 19
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- 2020Recipes for building an open-domain chatbotcited by 593
- 2021Towards Emotional Support Dialog Systemscited by 294
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- 2019MoEL: Mixture of Empathetic Listenerscited by 91
- 2022MISC: A MIxed Strategy-Aware Model Integrating COMET for Emotional Support Conversationcited by 84
- 2023Is ChatGPT Equipped with Emotional Dialogue Capabilities?cited by 54
- 2023Harnessing the Power of Large Language Models for Empathetic Response Generation: Empirical Investigations and Improvementscited by 42
7 more
- 2018Towards Empathetic Open-domain Conversation Models: a New Benchmark and Datasetcited by 18
- 2022CASE: Aligning Coarse-to-Fine Cognition and Affection for Empathetic Response Generationcited by 18
- 2022Don't Lose Yourself! Empathetic Response Generation via Explicit Self-Other Awarenesscited by 16
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Built on by
Citing papers per year: 2024: 3; 2025: 4; 2026: 4.
11 papers.
- 2025Are LLMs Empathetic to All? Investigating the Influence of Multi-Demographic Personas on a Model's Empathycited by 9
- 2024A Review of Human Emotion Synthesis Based on Generative Technologycited by 7
- 2025Leveraging Chain of Thought towards Empathetic Spoken Dialogue without Corresponding Question-Answering Datacited by 7
- 2024ReflectDiffu:Reflect between Emotion-intent Contagion and Mimicry for Empathetic Response Generation via a RL-Diffusion Frameworkcited by 6
- 2025From Rational Answers to Emotional Resonance: The Role of Controllable Emotion Generation in Language Modelscited by 5
- 2026MICA: Multi-granularity Intertemporal Credit Assignment for Long-Horizon Emotional Support Dialoguecited by 2
- 2025From Measurement to Expertise: Empathetic Expert Adapters for Context-Based Empathy in Conversational AI Agentscited by 1
- 2026How Emotion Shapes the Behavior of LLMs and Agents: A Mechanistic Studycited by 1
- 2024The Emotional Spectrum of LLMs: Leveraging Empathy and Emotion-Based Markers for Mental Health Supportcited by 0
- 2026Empathy Applicability Modeling for General Health Queriescited by 0
- 2026Dynamic Commonsense Coordination for Empathetic Response Generationcited by 0
- 2026Dynamic Commonsense Coordination for Empathetic Response Generation24 Jul 2026
- 2026How Emotion Shapes the Behavior of LLMs and Agents: A Mechanistic Study9 Mar 2026
- 2026MICA: Multi-granularity Intertemporal Credit Assignment for Long-Horizon Emotional Support Dialogue6 Mar 2026
- 2026Empathy Applicability Modeling for General Health Queries14 Jan 2026
- 2025From Measurement to Expertise: Empathetic Expert Adapters for Context-Based Empathy in Conversational AI Agents5 Nov 2025
- 2025Are LLMs Empathetic to All? Investigating the Influence of Multi-Demographic Personas on a Model's Empathy11 Oct 2025
- 2025From Rational Answers to Emotional Resonance: The Role of Controllable Emotion Generation in Language Models6 Feb 2025
- 2025Leveraging Chain of Thought towards Empathetic Spoken Dialogue without Corresponding Question-Answering Data19 Jan 2025
- 2024The Emotional Spectrum of LLMs: Leveraging Empathy and Emotion-Based Markers for Mental Health Support28 Dec 2024
- 2024A Review of Human Emotion Synthesis Based on Generative Technology10 Dec 2024
- 2024ReflectDiffu:Reflect between Emotion-intent Contagion and Mimicry for Empathetic Response Generation via a RL-Diffusion Framework16 Sep 2024
Similar, not cited
Close in wording, no citation either way
- 2024TOOL-ED: Enhancing Empathetic Response Generation with the Tool Calling Capability of LLM
- 2025Following the TRACE: A Structured Path to Empathetic Response Generation with Multi-Agent Models
- 2026STRIDE-ED: A Strategy-Grounded Stepwise Reasoning Framework for Empathetic Dialogue Systems
- 2024EmPO: Emotion Grounding for Empathetic Response Generation through Preference Optimization
- 2025PEER: Unified Process-Outcome Reinforcement Learning for Structured Empathetic Reasoning
- 2026PRISM: Prosody-Integrated Multi-Agent Reasoning Framework for Empathetic Spoken Dialogue
- 2023DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generation
- 2023Chain of Empathy: Enhancing Empathetic Response of Large Language Models Based on Psychotherapy Models