mlsanityData to 7 Oct 2026

Cause-Aware Empathetic Response Generation via Chain-of-Thought Fine-Tuning

arXiv 2408.11599 ↗First posted 21 Aug 2024cs.CL cs.AIcited by 11

On the map: LLM reasoning → Audio-language model reasoning

Abstract (arXiv)

Empathetic response generation endows agents with the capability to comprehend dialogue contexts and react to expressed emotions. Previous works predominantly focus on leveraging the speaker's emotional labels, but ignore the importance of emotion cause reasoning in empathetic response generation, which hinders the model's capacity for further affective understanding and cognitive inference. In this paper, we propose a cause-aware empathetic generation approach by integrating emotions and causes through a well-designed Chain-of-Thought (CoT) prompt on Large Language Models (LLMs). Our approach can greatly promote LLMs' performance of empathy by instruction tuning and enhancing the role awareness of an empathetic listener in the prompt. Additionally, we propose to incorporate cause-oriented external knowledge from COMET into the prompt, which improves the diversity of generation and alleviates conflicts between internal and external knowledge at the same time. Experimental results on the benchmark dataset demonstrate that our approach on LLaMA-7b achieves state-of-the-art performance in both automatic and human evaluations.

Key facts. Cited by 11 papers in the map (data through 7 Oct 2026). Placed in Audio-language model reasoning, one of 17 directions in LLM reasoning. Builds on 19 of its 39 references that are in the map. First posted on arXiv 21 Aug 2024.

Builds on

19 of 39 references.

References · 19

  1. 2021LoRA: Low-Rank Adaptation of Large Language Modelscited by 14,084
  2. 2023LLaMA: Open and Efficient Foundation Language Modelscited by 13,958
  3. 2021Pre-train, Prompt, and Predict: A Systematic Survey of Prompting Methods in Natural Language Processingcited by 2,222
  4. 2021What Makes Good In-Context Examples for GPT-3?cited by 1,184
  5. 2015A Diversity-Promoting Objective Function for Neural Conversation Modelscited by 1,068
  6. 2020Recipes for building an open-domain chatbotcited by 593
  7. 2021Towards Emotional Support Dialog Systemscited by 294
  8. 2020MIME: MIMicking Emotions for Empathetic Response Generationcited by 114
  9. 2019MoEL: Mixture of Empathetic Listenerscited by 91
  10. 2022MISC: A MIxed Strategy-Aware Model Integrating COMET for Emotional Support Conversationcited by 84
  11. 2023Is ChatGPT Equipped with Emotional Dialogue Capabilities?cited by 54
  12. 2023Harnessing the Power of Large Language Models for Empathetic Response Generation: Empirical Investigations and Improvementscited by 42
7 more
  1. 2018Towards Empathetic Open-domain Conversation Models: a New Benchmark and Datasetcited by 18
  2. 2022CASE: Aligning Coarse-to-Fine Cognition and Affection for Empathetic Response Generationcited by 18
  3. 2022Don't Lose Yourself! Empathetic Response Generation via Explicit Self-Other Awarenesscited by 16
  4. 2022Prompt-based Connective Prediction Method for Fine-grained Implicit Discourse Relation Recognitioncited by 14
  5. 2023Think Twice: A Human-like Two-stage Conversational Agent for Emotional Response Generationcited by 14
  6. 2023Improving Empathetic Dialogue Generation by Dynamically Infusing Commonsense Knowledgecited by 12
  7. 2022Multi-Granularity Semantic Aware Graph Model for Reducing Position Bias in Emotion-Cause Pair Extractioncited by 6

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2024: 3; 2025: 4; 2026: 4.

11 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2024TOOL-ED: Enhancing Empathetic Response Generation with the Tool Calling Capability of LLM
  2. 2025Following the TRACE: A Structured Path to Empathetic Response Generation with Multi-Agent Models
  3. 2026STRIDE-ED: A Strategy-Grounded Stepwise Reasoning Framework for Empathetic Dialogue Systems
  4. 2024EmPO: Emotion Grounding for Empathetic Response Generation through Preference Optimization
  5. 2025PEER: Unified Process-Outcome Reinforcement Learning for Structured Empathetic Reasoning
  6. 2026PRISM: Prosody-Integrated Multi-Agent Reasoning Framework for Empathetic Spoken Dialogue
  7. 2023DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generation
  8. 2023Chain of Empathy: Enhancing Empathetic Response of Large Language Models Based on Psychotherapy Models