mlsanityData to 7 Oct 2026

Do LLMs Know When to NOT Answer? Investigating Abstention Abilities of Large Language Models

arXiv 2407.16221 ↗First posted 23 Jul 2024cs.CLcited by 55

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Abstract (arXiv)

Abstention Ability (AA) is a critical aspect of Large Language Model (LLM) reliability, referring to an LLM's capability to withhold responses when uncertain or lacking a definitive answer, without compromising performance. Although previous studies have attempted to improve AA, they lack a standardised evaluation method and remain unsuitable for black-box models where token prediction probabilities are inaccessible. This makes comparative analysis challenging, especially for state-of-the-art closed-source commercial LLMs. This paper bridges this gap by introducing a black-box evaluation approach and a new dataset, Abstain-QA, crafted to rigorously assess AA across varied question types (answerable and unanswerable), domains (well-represented and under-represented), and task types (fact centric and reasoning). We also propose a new confusion matrix, the ''Answerable-Unanswerable Confusion Matrix'' (AUCM) which serves as the basis for evaluating AA, by offering a structured and precise approach for assessment. Finally, we explore the impact of three prompting strategies-Strict Prompting, Verbal Confidence Thresholding, and Chain-of-Thought (CoT)-on improving AA. Our results indicate that even powerful models like GPT-4, Mixtral 8x22b encounter difficulties with abstention; however, strategic approaches such as Strict prompting and CoT can enhance this capability.

Key facts. Cited by 55 papers in the map (data through 7 Oct 2026). Builds on 26 of its 41 references that are in the map. First posted on arXiv 23 Jul 2024.

Builds on

26 of 41 references.

References · 26

  1. 2020Language Models are Few-Shot Learnerscited by 32,199
  2. 2023GPT-4 Technical Reportcited by 18,132
  3. 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 12,865
  4. 2021Training Verifiers to Solve Math Word Problemscited by 9,743
  5. 2020Measuring Massive Multitask Language Understandingcited by 7,768
  6. 2022Self-Consistency Improves Chain of Thought Reasoning in Language Modelscited by 5,601
  7. 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
  8. 2017TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehensioncited by 2,895
  9. 2022When Not to Trust Language Models: Investigating Effectiveness of Parametric and Non-Parametric Memoriescited by 1,103
  10. 2023Can LLMs Express Their Uncertainty? An Empirical Evaluation of Confidence Elicitation in LLMscited by 946
  11. 2023Just Ask for Calibration: Strategies for Eliciting Calibrated Confidence Scores from Language Models Fine-Tuned with Human Feedbackcited by 788
  12. 2017Crowdsourcing Multiple Choice Science Questionscited by 742
14 more
  1. 2023The Internal State of an LLM Knows When It's Lyingcited by 644
  2. 2020UnifiedQA: Crossing Format Boundaries With a Single QA Systemcited by 475
  3. 2024Semantic Entropy Probes: Robust and Cheap Hallucination Detection in LLMscited by 246
  4. 2023Large Language Models in Finance: A Surveycited by 223
  5. 2023Large Language Models Understand and Can be Enhanced by Emotional Stimulicited by 143
  6. 2022Quantifying Aleatoric and Epistemic Uncertainty in Machine Learning: Are Conditional Entropy and Mutual Information Appropriate Measures?cited by 124
  7. 2024SaySelf: Teaching LLMs to Express Confidence with Self-Reflective Rationalescited by 102
  8. 2023From Sparse to Dense: GPT-4 Summarization with Chain of Density Promptingcited by 52
  9. 2024Uncertainty-Based Abstention in LLMs Improves Safety and Reduces Hallucinationscited by 51
  10. 2024Conformal Alignment: Knowing When to Trust Foundation Models with Guaranteescited by 50
  11. 2024Uncertainty quantification in fine-tuned LLMs using LoRA ensemblescited by 35
  12. 2022Exploring Predictive Uncertainty and Calibration in NLP: A Study on the Impact of Method & Data Scarcitycited by 24
  13. 2023Post-Abstention: Towards Reliably Re-Attempting the Abstained Instances in QAcited by 20
  14. 2024DeepSRGM -- Sequence Classification and Ranking in Indian Classical Music with Deep Learningcited by 2

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2024: 2; 2025: 22; 2026: 31.

55 papers.

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  1. 2025AbstentionBench: Reasoning LLMs Fail on Unanswerable Questionscited by 129
  2. 2026Knowing When to Abstain: Medical LLMs Under Clinical Uncertaintycited by 13
  3. 2024Wait, that's not an option: LLMs Robustness with Incorrect Multiple-Choice Optionscited by 11
  4. 2024Cannot or Should Not? Automatic Analysis of Refusal Composition in IFT/RLHF Datasets and Refusal Behavior of Black-Box LLMscited by 11
  5. 2025Do not Abstain! Identify and Solve the Uncertaintycited by 11
  6. 2025CausalAbstain: Enhancing Multilingual LLMs with Causal Reasoning for Trustworthy Abstentioncited by 10
  7. 2026Over-Searching in Search-Augmented Large Language Modelscited by 10
  8. 2026RealFin: How Well Do LLMs Reason About Finance When Users Leave Things Unsaid?cited by 9
  9. 2026Causal Evidence that Language Models use Confidence to Drive Behaviorcited by 9
  10. 2025Mitigating Manipulation and Enhancing Persuasion: A Reflective Multi-Agent Approach for Legal Argument Generationcited by 8
  11. 2026Whose Facts Win? LLM Source Preferences under Knowledge Conflictscited by 8
  12. 2026AgentAbstain: Do LLM Agents Know When Not to Act?cited by 8
38 more
  1. 2025Can LLMs Estimate Student Struggles? Human-AI Difficulty Alignment with Proficiency Simulation for Item Difficulty Predictioncited by 7
  2. 2025Who's Asking? Investigating Bias Through the Lens of Disability Framed Queries in LLMscited by 6
  3. 2025Mitigating Lost in Multi-turn Conversation via Curriculum RL with Verifiable Accuracy and Abstention Rewardscited by 6
  4. 2025FESTA: Functionally Equivalent Sampling for Trust Assessment of Multimodal LLMscited by 5
  5. 2026BAS: A Decision-Theoretic Approach to Evaluating Large Language Model Confidencecited by 5
  6. 2026The Yes-Man Syndrome: Benchmarking Abstention in Embodied Robotic Agentscited by 4
  7. 2025Comparing Uncertainty Measurement and Mitigation Methods for Large Language Models: A Systematic Reviewcited by 3
  8. 2025Towards Harmonized Uncertainty Estimation for Large Language Modelscited by 3
  9. 2025Stop Before You Fail: Operational Capability Boundaries for Mitigating Unproductive Reasoning in Large Reasoning Modelscited by 3
  10. 2025Honesty over Accuracy: Trustworthy Language Models through Reinforced Hesitationcited by 3
  11. 2025Knowing What's Missing: Assessing Information Sufficiency in Question Answeringcited by 3
  12. 2026ClinDet-Bench: Beyond Abstention, Evaluating Judgment Determinability of LLMs in Clinical Decision-Makingcited by 3
  13. 2025Know Or Not: a library for evaluating out-of-knowledge base robustnesscited by 2
  14. 2025Who Gets the Kidney? Human-AI Alignment, Indecision, and Moral Valuescited by 2
  15. 2026Large Language Models Lack Temporal Awareness of Medical Knowledgecited by 2
  16. 2026Reflect-R1: Evidence-Driven Reflection for Self-Correction in Long Video Understandingcited by 2
  17. 2025VisionTrap: Unanswerable Questions On Visual Datacited by 1
  18. 2025Quantifying LLM Biases Across Instruction Boundary in Mixed Question Formscited by 1
  19. 2025KoSimpleQA: A Korean Factuality Benchmark with an Analysis of Reasoning LLMscited by 1
  20. 2026Learning from AVA: Early Lessons from a Curated and Trustworthy Generative AI for Policy and Development Researchcited by 1
  21. 2026Partial Evidence Bench: Benchmarking Authorization-Limited Evidence in Agentic Systemscited by 1
  22. 2026A Failure-Mode Benchmark for Polymorphic Sybil Poisoning in RAGcited by 1
  23. 2026TelemetrySuffBench: Is Agent Telemetry Sufficient for Failure-Origin Diagnosis?cited by 1
  24. 2025MLLM-Fabric: Multimodal Large Language Model-Driven Robotic Framework for Fabric Sorting and Selectioncited by 0
  25. 2025Highlight & Summarize: RAG without the jailbreakscited by 0
  26. 2025Conformal P-Value in Multiple-Choice Question Answering Tasks with Provable Risk Controlcited by 0
  27. 2025Bounding Hallucinations: Merlin-Arthur Protocols for Mutual-Information Bounds in Language Modelscited by 0
  28. 2026UCPO: Uncertainty-Aware Policy Optimizationcited by 0
  29. 2026RealBirdID: Benchmarking Bird Species Identification in the Era of MLLMscited by 0
  30. 2026Don't Start What You Can't Finish: A Counterfactual Audit of Support-State Triage in LLM Agentscited by 0
  31. 2026KnowledgeGain: Evaluating and Optimizing Science News Generation for Reader Learningcited by 0
  32. 2026When Retrieval Metrics Mislead: Measuring Policy Signal in Long-Horizon Tool-Use Agentscited by 0
  33. 2026You Frame It: How Conceptual Representations Shape LLM Detection and Reasoning about Antisemitismcited by 0
  34. 2026Auto-DSM Under the Lens: A Black-Box Evaluation Framework for LLM-Based DSM Generationcited by 0
  35. 2026Estimating Uncertainty from Reasoning: A Large-Scale Study of Multi- and Crosslingual MCQA Performance in LLMscited by 0
  36. 2026Automatically Evolving Prompt Guidelines for Task-Specific Optimizationcited by 0
  37. 2026When Confidence Fails: Overconfidence in LLMs under Uncertainty and Missing Clinical Informationcited by 0
  38. 2026No PUN Intended: Plausible Unknown Names for Person-Centred LLM Evaluationcited by 0

50 most cited of 55 All 55 (JSON)

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  1. 2025None of the Above, Less of the Right: Parallel Patterns between Humans and LLMs on Multi-Choice Questions Answering
  2. 2026Certainty Is Not Just Correctness: Rethinking Token-Level Certainty in LLM Reasoning
  3. 2024Confidence in the Reasoning of Large Language Models
  4. 2025Multiple Choice Questions: Reasoning Makes Large Language Models (LLMs) More Self-Confident, Especially When They are Wrong
  5. 2025Flaw or Artifact? Rethinking Prompt Sensitivity in Evaluating LLMs
  6. 2026Same Question, Different Answers: Evaluating LLM Reliability Beyond Accuracy
  7. 2026When Silence Is Golden: Can LLMs Learn to Abstain in Temporal QA and Beyond?
  8. 2025No Answer Needed: Predicting LLM Answer Accuracy from Question-Only Linear Probes