Position: Understanding LLMs Requires More Than Statistical Generalization
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Abstract (arXiv)
The last decade has seen blossoming research in deep learning theory attempting to answer, "Why does deep learning generalize?" A powerful shift in perspective precipitated this progress: the study of overparametrized models in the interpolation regime. In this paper, we argue that another perspective shift is due, since some of the desirable qualities of LLMs are not a consequence of good statistical generalization and require a separate theoretical explanation. Our core argument relies on the observation that AR probabilistic models are inherently non-identifiable: models zero or near-zero KL divergence apart -- thus, equivalent test loss -- can exhibit markedly different behaviors. We support our position with mathematical examples and empirical observations, illustrating why non-identifiability has practical relevance through three case studies: (1) the non-identifiability of zero-shot rule extrapolation; (2) the approximate non-identifiability of in-context learning; and (3) the non-identifiability of fine-tunability. We review promising research directions focusing on LLM-relevant generalization measures, transferability, and inductive biases.
Key facts. Cited by 20 papers in the map (data through 7 Oct 2026). Builds on 79 of its 133 references that are in the map. First posted on arXiv 3 May 2024.
Builds on
79 of 133 references.
References · 79
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Citing papers per year: 2024: 6; 2025: 10; 2026: 4.
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- 2024KiVA: Kid-inspired Visual Analogies for Testing Large Multimodal Models25 Jul 2024
- 2024Slaves to the Law of Large Numbers: An Asymptotic Equipartition Property for Perplexity in Generative Language Models22 May 2024
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- 2024All or None: Identifiable Linear Properties of Next-token Predictors in Language Modelingcited by 14
- 2025Towards Interpretable Deep Generative Models via Causal Representation Learningcited by 12
- 2025Position: An Empirically Grounded Identifiability Theory Will Accelerate Self-Supervised Learning Researchcited by 9
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- 2024Slaves to the Law of Large Numbers: An Asymptotic Equipartition Property for Perplexity in Generative Language Modelscited by 4
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- 2026Statistical and structural identifiability in representation learningcited by 4
- 2024Rule Extrapolation in Language Models: A Study of Compositional Generalization on OOD Promptscited by 2
- 2025Q-resafe: Assessing Safety Risks and Quantization-aware Safety Patching for Quantized Large Language Modelscited by 2
- 2025Out-of-distribution Tests Reveal Compositionality in Chess Transformerscited by 2
12 most cited of 17 All 17 (JSON)
- 2026Stabilizing Extrapolation in Looped Transformers via Learned Stochastic Stopping29 Jun 2026
- 2026Inductive Generalization for Robotic Manipulation19 Jun 2026
- 2026Statistical and structural identifiability in representation learning12 Mar 2026
- 2026Toward Epistemic Stability: Engineering Consistent Procedures for Industrial LLM Hallucination Reduction8 Mar 2026
- 2025DiscoVerse: Multi-Agent Pharmaceutical Co-Scientist for Traceable Drug Discovery and Reverse Translation23 Nov 2025
- 2025Out-of-distribution Tests Reveal Compositionality in Chess Transformers23 Oct 2025
- 2025Q-resafe: Assessing Safety Risks and Quantization-aware Safety Patching for Quantized Large Language Models25 Jun 2025
- 2025When Does Closeness in Distribution Imply Representational Similarity? An Identifiability Perspective4 Jun 2025
- 2025Position: An Empirically Grounded Identifiability Theory Will Accelerate Self-Supervised Learning Research17 Apr 2025
- 2025Towards Interpretable Deep Generative Models via Causal Representation Learning15 Apr 2025
- 2025MeMo: Towards Language Models with Associative Memory Mechanisms18 Feb 2025
- 2025Learning Model Successors31 Jan 2025
12 newest of 17 All 17 (JSON)