mlsanityData to 14 Oct 2026

Understanding the (Extra-)Ordinary: Validating Deep Model Decisions with Prototypical Concept-based Explanations

arXiv 2311.16681 ↗First posted 28 Nov 2023cs.CV cs.AIcited by 22

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Abstract (arXiv)

Ensuring both transparency and safety is critical when deploying Deep Neural Networks (DNNs) in high-risk applications, such as medicine. The field of explainable AI (XAI) has proposed various methods to comprehend the decision-making processes of opaque DNNs. However, only few XAI methods are suitable of ensuring safety in practice as they heavily rely on repeated labor-intensive and possibly biased human assessment. In this work, we present a novel post-hoc concept-based XAI framework that conveys besides instance-wise (local) also class-wise (global) decision-making strategies via prototypes. What sets our approach apart is the combination of local and global strategies, enabling a clearer understanding of the (dis-)similarities in model decisions compared to the expected (prototypical) concept use, ultimately reducing the dependence on human long-term assessment. Quantifying the deviation from prototypical behavior not only allows to associate predictions with specific model sub-strategies but also to detect outlier behavior. As such, our approach constitutes an intuitive and explainable tool for model validation. We demonstrate the effectiveness of our approach in identifying out-of-distribution samples, spurious model behavior and data quality issues across three datasets (ImageNet, CUB-200, and CIFAR-10) utilizing VGG, ResNet, and EfficientNet architectures. Code is available on https://github.com/maxdreyer/pcx.

Key facts. Cited by 22 papers in the map (data through 14 Oct 2026). Builds on 45 of its 65 references that are in the map. First posted on arXiv 28 Nov 2023.

Builds on

45 of 65 references.

References · 45

  1. 2015Deep Residual Learning for Image Recognitioncited by 52,096
  2. 2014Very Deep Convolutional Networks for Large-Scale Image Recognitioncited by 15,364
  3. 2014ImageNet Large Scale Visual Recognition Challengecited by 8,498
  4. 2016Grad-CAM: Visual Explanations from Deep Networks via Gradient-based Localizationcited by 6,733
  5. 2017A Unified Approach to Interpreting Model Predictionscited by 6,555
  6. 2019EfficientNet: Rethinking Model Scaling for Convolutional Neural Networkscited by 6,442
  7. 2016"Why Should I Trust You?": Explaining the Predictions of Any Classifiercited by 5,070
  8. 2016A Baseline for Detecting Misclassified and Out-of-Distribution Examples in Neural Networkscited by 2,385
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  10. 2018A Simple Unified Framework for Detecting Out-of-Distribution Samples and Adversarial Attackscited by 1,485
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  12. 2015LSUN: Construction of a Large-scale Image Dataset using Deep Learning with Humans in the Loopcited by 1,355
33 more
  1. 2016Understanding intermediate layers using linear classifier probescited by 1,353
  2. 2017Interpretability Beyond Feature Attribution: Quantitative Testing with Concept Activation Vectors (TCAV)cited by 1,319
  3. 2020Energy-based Out-of-distribution Detectioncited by 1,299
  4. 2014Striving for Simplicity: The All Convolutional Netcited by 990
  5. 2018This Looks Like That: Deep Learning for Interpretable Image Recognitioncited by 737
  6. 2017Network Dissection: Quantifying Interpretability of Deep Visual Representationscited by 708
  7. 2019A Survey of Deep Learning Techniques for Autonomous Drivingcited by 403
  8. 2019Unmasking Clever Hans Predictors and Assessing What Machines Really Learncited by 365
  9. 2022From Anecdotal Evidence to Quantitative Evaluation Methods: A Systematic Review on Evaluating Explainable AIcited by 302
  10. 2018Techniques for Interpretable Machine Learningcited by 238
  11. 2020Neural Prototype Trees for Interpretable Fine-grained Image Recognitioncited by 214
  12. 2022CRAFT: Concept Recursive Activation FacTorization for Explainabilitycited by 178
  13. 2022Quantus: An Explainable AI Toolkit for Responsible Evaluation of Neural Network Explanations and Beyondcited by 171
  14. 2015TurkerGaze: Crowdsourcing Saliency with Webcam based Eye Trackingcited by 165
  15. 2017The Shattered Gradients Problem: If resnets are the answer, then what is the question?cited by 157
  16. 2020Making deep neural networks right for the right scientific reasons by interacting with their explanationscited by 142
  17. 2022From Attribution Maps to Human-Understandable Explanations through Concept Relevance Propagationcited by 141
  18. 2018Robust Classification with Convolutional Prototype Learningcited by 123
  19. 2023A Holistic Approach to Unifying Automatic Concept Extraction and Concept Importance Estimationcited by 109
  20. 2019Infinite Mixture Prototypes for Few-Shot Learningcited by 99
  21. 2023Discover and Cure: Concept-aware Mitigation of Spurious Correlationcited by 71
  22. 2019Towards Best Practice in Explaining Neural Network Decisions with LRPcited by 70
  23. 2019Understanding Neural Networks via Feature Visualization: A surveycited by 65
  24. 2023Multi-dimensional concept discovery (MCD): A unifying framework with completeness guaranteescited by 50
  25. 2023Labeling Neural Representations with Inverse Recognitioncited by 32
  26. 2021The Role of Explainability in Assuring Safety of Machine Learning in Healthcarecited by 26
  27. 2023Beyond Confidence: Reliable Models Should Also Consider Atypicalitycited by 25
  28. 2022Revealing Hidden Context Bias in Segmentation and Object Detection through Concept-specific Explanationscited by 17
  29. 2022Concept-based Explanations for Out-Of-Distribution Detectorscited by 16
  30. 2022DORA: Exploring Outlier Representations in Deep Neural Networkscited by 14
  31. 2023Transparent Anomaly Detection via Concept-based Explanationscited by 5
  32. 2020Toward Scalable and Unified Example-based Explanation and Outlier Detectioncited by 4
  33. 2020Melody: Generating and Visualizing Machine Learning Model Summary to Understand Data and Classifiers Togethercited by 3

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2024: 7; 2025: 12; 2026: 3.

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  1. 2024PURE: Turning Polysemantic Neurons Into Pure Features by Identifying Relevant Circuitscited by 29
  2. 2024Position: Explain to Question not to Justifycited by 20
  3. 2024Neural Concept Bindercited by 14
  4. 2025Avoiding Leakage Poisoning: Concept Interventions Under Distribution Shiftscited by 9
  5. 2025From What to How: Attributing CLIP's Latent Components Reveals Unexpected Semantic Reliancecited by 6
  6. 2024Reactive Model Correction: Mitigating Harm to Task-Relevant Features via Conditional Bias Suppressioncited by 5
  7. 2024Incorporating Expert Rules into Neural Networks in the Framework of Concept-Based Learningcited by 3
  8. 2025Ensuring Medical AI Safety: Interpretability-Driven Detection and Mitigation of Spurious Model Behavior and Associated Datacited by 2
  9. 2025Interpretable 3D Neural Object Volumes for Robust Conceptual Reasoningcited by 2
  10. 2025STOOD-X methodology: using statistical nonparametric test for OOD Detection Large-Scale datasets enhanced with explainabilitycited by 2
  11. 2025A three-Level Framework for LLM-Enhanced eXplainable AI: From technical explanations to natural languagecited by 2
  12. 2025A Survey on Interpretability in Visual Recognitioncited by 2
10 more
  1. 2024FI-CBL: A Probabilistic Method for Concept-Based Learning with Expert Rulescited by 1
  2. 2024Synthetic Generation of Dermatoscopic Images with GAN and Closed-Form Factorizationcited by 1
  3. 2025Beyond Patches: Mining Interpretable Part-Prototypes for Explainable AIcited by 1
  4. 2025FaCT: Faithful Concept Traces for Explaining Neural Network Decisionscited by 1
  5. 2025Discovering Concept Directions from Diffusion-based Counterfactuals via Latent Clusteringcited by 0
  6. 2025ConceptFlow: Hierarchical and Fine-grained Concept-Based Explanation for Convolutional Neural Networkscited by 0
  7. 2025TDHook: A Lightweight Framework for Interpretabilitycited by 0
  8. 2026The Invisible Gorilla Effect in Out-of-distribution Detectioncited by 0
  9. 2026Concept-based explanations of Segmentation and Detection models in Natural Disaster Managementcited by 0
  10. 2026Concept-based explanation of gene expression prediction from H&E imagescited by 0