Knowledge-Aware Federated Active Learning with Non-IID Data
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Abstract (arXiv)
Federated learning enables multiple decentralized clients to learn collaboratively without sharing the local training data. However, the expensive annotation cost to acquire data labels on local clients remains an obstacle in utilizing local data. In this paper, we propose a federated active learning paradigm to efficiently learn a global model with limited annotation budget while protecting data privacy in a decentralized learning way. The main challenge faced by federated active learning is the mismatch between the active sampling goal of the global model on the server and that of the asynchronous local clients. This becomes even more significant when data is distributed non-IID across local clients. To address the aforementioned challenge, we propose Knowledge-Aware Federated Active Learning (KAFAL), which consists of Knowledge-Specialized Active Sampling (KSAS) and Knowledge-Compensatory Federated Update (KCFU). KSAS is a novel active sampling method tailored for the federated active learning problem. It deals with the mismatch challenge by sampling actively based on the discrepancies between local and global models. KSAS intensifies specialized knowledge in local clients, ensuring the sampled data to be informative for both the local clients and the global model. KCFU, in the meantime, deals with the client heterogeneity caused by limited data and non-IID data distributions. It compensates for each client's ability in weak classes by the assistance of the global model. Extensive experiments and analyses are conducted to show the superiority of KSAS over the state-of-the-art active learning methods and the efficiency of KCFU under the federated active learning framework.
Key facts. Cited by 16 papers in the map (data through 14 Oct 2026). Builds on 31 of its 55 references that are in the map. First posted on arXiv 24 Nov 2022.
Builds on
31 of 55 references.
References · 31
- 2015Deep Residual Learning for Image Recognitioncited by 52,096
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,669
- 2018Federated Optimization in Heterogeneous Networkscited by 2,987
- 2016Identity Mappings in Deep Residual Networkscited by 1,965
- 2018Federated Learning with Non-IID Datacited by 1,108
- 2019Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classificationcited by 851
- 2020Ensemble Distillation for Robust Model Fusion in Federated Learningcited by 682
- 2019Deep Batch Active Learning by Diverse, Uncertain Gradient Lower Boundscited by 610
- 2016Federated Optimization: Distributed Machine Learning for On-Device Intelligencecited by 564
- 2019Agnostic Federated Learningcited by 456
- 2020Balanced Meta-Softmax for Long-Tailed Visual Recognitioncited by 400
- 2019Learning Loss for Active Learningcited by 336
19 more
- 2019The Non-IID Data Quagmire of Decentralized Machine Learningcited by 305
- 2019Variational Adversarial Active Learningcited by 284
- 2021Federated Multi-Task Learning under a Mixture of Distributionscited by 192
- 2020Federated Continual Learning with Weighted Inter-client Transfercited by 161
- 2019Federated Adversarial Domain Adaptationcited by 140
- 2020Federated Visual Classification with Real-World Data Distributioncited by 128
- 2019Consistency-based Semi-supervised Active Learning: Towards Minimizing Labeling Costcited by 114
- 2020Federated Semi-Supervised Learning with Inter-Client Consistency & Disjoint Learningcited by 112
- 2020Task-Aware Variational Adversarial Active Learningcited by 84
- 2019Active Federated Learningcited by 63
- 2022Active Learning by Feature Mixingcited by 63
- 2020State-Relabeling Adversarial Active Learningcited by 60
- 2021Semi-Supervised Active Learning with Temporal Output Discrepancycited by 50
- 2021Federated Multi-Target Domain Adaptationcited by 44
- 2021Low Budget Active Learning via Wasserstein Distance: An Integer Programming Approachcited by 34
- 2020Deep Active Learning for Biased Datasets via Fisher Kernel Self-Supervisioncited by 32
- 2020Minimax Active Learningcited by 18
- 2022Federated Active Learning (F-AL): an Efficient Annotation Strategy for Federated Learningcited by 14
- 2021Federated Semi-Supervised Learning with Class Distribution Mismatchcited by 6
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Citing papers per year: 2023: 2; 2024: 7; 2025: 4; 2026: 3.
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- 2024Global and Local Prompts Cooperation via Optimal Transport for Federated Learningcited by 46
- 2023Think Twice Before Selection: Federated Evidential Active Learning for Medical Image Analysis with Domain Shiftscited by 28
- 2024Harmonizing Generalization and Personalization in Federated Prompt Learningcited by 27
- 2024Federated Learning from Vision-Language Foundation Models: Theoretical Analysis and Methodcited by 22
- 2024Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directionscited by 13
- 2024DP-DyLoRA: Fine-Tuning Transformer-Based Models On-Device under Differentially Private Federated Learning using Dynamic Low-Rank Adaptationcited by 9
- 2024Dataset Distillation-based Hybrid Federated Learning on Non-IID Datacited by 3
- 2025FAST: Federated Active Learning with Foundation Models for Communication-efficient Sampling and Trainingcited by 3
- 2025Exploring the Possibility of TypiClust for Low-Budget Federated Active Learningcited by 1
- 2023Federated Active Learning for Target Domain Generalisationcited by 0
- 2024Differentially Private Active Learning: Balancing Effective Data Selection and Privacycited by 0
- 2025Federated Cross-Modal Style-Aware Prompt Generationcited by 0
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- 2026Federated Active Learning Under Extreme Non-IID and Global Class Imbalancecited by 0
- 2026Coordination on a Budget: Federated Active Learning with Few Labelscited by 0
- 2026FIDAL: Diversity-Aware Federated Active Learning Under Real-World Distribution Shiftscited by 0
- 2026FIDAL: Diversity-Aware Federated Active Learning Under Real-World Distribution Shifts10 Sep 2026
- 2026Coordination on a Budget: Federated Active Learning with Few Labels19 Aug 2026
- 2026Federated Active Learning Under Extreme Non-IID and Global Class Imbalance11 Mar 2026
- 2025How (Mis)calibrated is your Federated CLIP and what to do about it?3 Dec 2025
- 2025Federated Cross-Modal Style-Aware Prompt Generation17 Aug 2025
- 2025Exploring the Possibility of TypiClust for Low-Budget Federated Active Learning26 May 2025
- 2025FAST: Federated Active Learning with Foundation Models for Communication-efficient Sampling and Training3 Apr 2025
- 2024Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directions19 Nov 2024
- 2024Differentially Private Active Learning: Balancing Effective Data Selection and Privacy1 Oct 2024
- 2024Federated Learning from Vision-Language Foundation Models: Theoretical Analysis and Method29 Sep 2024
- 2024Dataset Distillation-based Hybrid Federated Learning on Non-IID Data26 Sep 2024
- 2024Harmonizing Generalization and Personalization in Federated Prompt Learning16 May 2024
4 more
- 2024DP-DyLoRA: Fine-Tuning Transformer-Based Models On-Device under Differentially Private Federated Learning using Dynamic Low-Rank Adaptation10 May 2024
- 2024Global and Local Prompts Cooperation via Optimal Transport for Federated Learning29 Feb 2024
- 2023Think Twice Before Selection: Federated Evidential Active Learning for Medical Image Analysis with Domain Shifts5 Dec 2023
- 2023Federated Active Learning for Target Domain Generalisation4 Dec 2023
- 2024Harmonizing Generalization and Personalization in Federated Prompt Learningcited by 27
- 2024Federated Learning from Vision-Language Foundation Models: Theoretical Analysis and Methodcited by 22
- 2025Federated Cross-Modal Style-Aware Prompt Generationcited by 0
- 2025How (Mis)calibrated is your Federated CLIP and what to do about it?cited by 0
- 2025How (Mis)calibrated is your Federated CLIP and what to do about it?3 Dec 2025
- 2025Federated Cross-Modal Style-Aware Prompt Generation17 Aug 2025
- 2024Federated Learning from Vision-Language Foundation Models: Theoretical Analysis and Method29 Sep 2024
- 2024Harmonizing Generalization and Personalization in Federated Prompt Learning16 May 2024
- 2024Global and Local Prompts Cooperation via Optimal Transport for Federated Learningcited by 46
- 2023Think Twice Before Selection: Federated Evidential Active Learning for Medical Image Analysis with Domain Shiftscited by 28
- 2024Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directionscited by 13
- 2024DP-DyLoRA: Fine-Tuning Transformer-Based Models On-Device under Differentially Private Federated Learning using Dynamic Low-Rank Adaptationcited by 9
- 2024Dataset Distillation-based Hybrid Federated Learning on Non-IID Datacited by 3
- 2025FAST: Federated Active Learning with Foundation Models for Communication-efficient Sampling and Trainingcited by 3
- 2025Exploring the Possibility of TypiClust for Low-Budget Federated Active Learningcited by 1
- 2023Federated Active Learning for Target Domain Generalisationcited by 0
- 2024Differentially Private Active Learning: Balancing Effective Data Selection and Privacycited by 0
- 2026Federated Active Learning Under Extreme Non-IID and Global Class Imbalancecited by 0
- 2026Coordination on a Budget: Federated Active Learning with Few Labelscited by 0
- 2026FIDAL: Diversity-Aware Federated Active Learning Under Real-World Distribution Shiftscited by 0
- 2026FIDAL: Diversity-Aware Federated Active Learning Under Real-World Distribution Shifts10 Sep 2026
- 2026Coordination on a Budget: Federated Active Learning with Few Labels19 Aug 2026
- 2026Federated Active Learning Under Extreme Non-IID and Global Class Imbalance11 Mar 2026
- 2025Exploring the Possibility of TypiClust for Low-Budget Federated Active Learning26 May 2025
- 2025FAST: Federated Active Learning with Foundation Models for Communication-efficient Sampling and Training3 Apr 2025
- 2024Non-IID data in Federated Learning: A Survey with Taxonomy, Metrics, Methods, Frameworks and Future Directions19 Nov 2024
- 2024Differentially Private Active Learning: Balancing Effective Data Selection and Privacy1 Oct 2024
- 2024Dataset Distillation-based Hybrid Federated Learning on Non-IID Data26 Sep 2024
- 2024DP-DyLoRA: Fine-Tuning Transformer-Based Models On-Device under Differentially Private Federated Learning using Dynamic Low-Rank Adaptation10 May 2024
- 2024Global and Local Prompts Cooperation via Optimal Transport for Federated Learning29 Feb 2024
- 2023Think Twice Before Selection: Federated Evidential Active Learning for Medical Image Analysis with Domain Shifts5 Dec 2023
- 2023Federated Active Learning for Target Domain Generalisation4 Dec 2023