mlsanityData to 7 Oct 2026

A taxonomic system for failure cause analysis of open source AI incidents

arXiv 2211.07280 ↗First posted 14 Nov 2022cs.AI cs.CYcited by 9

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Abstract (arXiv)

While certain industrial sectors (e.g., aviation) have a long history of mandatory incident reporting complete with analytical findings, the practice of artificial intelligence (AI) safety benefits from no such mandate and thus analyses must be performed on publicly known ``open source'' AI incidents. Although the exact causes of AI incidents are seldom known by outsiders, this work demonstrates how to apply expert knowledge on the population of incidents in the AI Incident Database (AIID) to infer the potential and likely technical causative factors that contribute to reported failures and harms. We present early work on a taxonomic system that covers a cascade of interrelated incident factors, from system goals (nearly always known) to methods / technologies (knowable in many cases) and technical failure causes (subject to expert analysis) of the implicated systems. We pair this ontology structure with a comprehensive classification workflow that leverages expert knowledge and community feedback, resulting in taxonomic annotations grounded by incident data and human expertise.

Key facts. Cited by 9 papers in the map (data through 7 Oct 2026). Builds on 6 of its 19 references that are in the map. First posted on arXiv 14 Nov 2022.

Builds on

6 of 19 references.

References · 6

  1. 2022Training language models to follow instructions with human feedbackcited by 15,712
  2. 2018Quantifying Generalization in Reinforcement Learningcited by 345
  3. 2018Categorizing Variants of Goodhart's Lawcited by 132
  4. 2020Preventing Repeated Real World AI Failures by Cataloging Incidents: The AI Incident Databasecited by 95
  5. 2016Artificial Intelligence Safety and Cybersecurity: a Timeline of AI Failurescited by 9
  6. 2020AI Failures: A Review of Underlying Issuescited by 6

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2023: 2; 2024: 1; 2025: 3; 2026: 3.

9 papers.