mlsanityData to 7 Oct 2026

Why Robust Generalization in Deep Learning is Difficult: Perspective of Expressive Power

arXiv 2205.13863 ↗First posted 27 May 2022cs.LG cs.AI stat.MLcited by 23

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Abstract (arXiv)

It is well-known that modern neural networks are vulnerable to adversarial examples. To mitigate this problem, a series of robust learning algorithms have been proposed. However, although the robust training error can be near zero via some methods, all existing algorithms lead to a high robust generalization error. In this paper, we provide a theoretical understanding of this puzzling phenomenon from the perspective of expressive power for deep neural networks. Specifically, for binary classification problems with well-separated data, we show that, for ReLU networks, while mild over-parameterization is sufficient for high robust training accuracy, there exists a constant robust generalization gap unless the size of the neural network is exponential in the data dimension d. This result holds even if the data is linear separable (which means achieving standard generalization is easy), and more generally for any parameterized function classes as long as their VC dimension is at most polynomial in the number of parameters. Moreover, we establish an improved upper bound of exp(O(k)) for the network size to achieve low robust generalization error when the data lies on a manifold with intrinsic dimension k (k ll d). Nonetheless, we also have a lower bound that grows exponentially with respect to k -- the curse of dimensionality is inevitable. By demonstrating an exponential separation between the network size for achieving low robust training and generalization error, our results reveal that the hardness of robust generalization may stem from the expressive power of practical models.

Key facts. Cited by 23 papers in the map (data through 7 Oct 2026). Builds on 41 of its 84 references that are in the map. First posted on arXiv 27 May 2022.

Builds on

41 of 84 references.

References · 41

  1. 2018BERT: Pre-training of Deep Bidirectional Transformers for Language Understandingcited by 40,204
  2. 2014Explaining and Harnessing Adversarial Examplescited by 7,287
  3. 2017Towards Deep Learning Models Resistant to Adversarial Attackscited by 6,326
  4. 2013Intriguing properties of neural networkscited by 5,114
  5. 2016Understanding deep learning requires rethinking generalizationcited by 1,657
  6. 2019Theoretically Principled Trade-off between Robustness and Accuracycited by 1,510
  7. 2019Certified Adversarial Robustness via Randomized Smoothingcited by 1,324
  8. 2018Reconciling modern machine learning practice and the bias-variance trade-offcited by 919
  9. 2018Robustness May Be at Odds with Accuracycited by 873
  10. 2017Ensemble Adversarial Training: Attacks and Defensescited by 833
  11. 2017Evasion Attacks against Machine Learning at Test Timecited by 686
  12. 2019Adversarial Training for Free!cited by 638
29 more
  1. 2017Exploring Generalization in Deep Learningcited by 595
  2. 2016Error bounds for approximations with deep ReLU networkscited by 567
  3. 2020Overfitting in adversarially robust deep learningcited by 504
  4. 2017The Expressive Power of Neural Networks: A View from the Widthcited by 318
  5. 2018Adversarially Robust Generalization Requires More Datacited by 318
  6. 2017Nearly-tight VC-dimension and pseudodimension bounds for piecewise linear neural networkscited by 304
  7. 2016Benefits of depth in neural networkscited by 248
  8. 2021A Universal Law of Robustness via Isoperimetrycited by 150
  9. 2019Adversarial Training Can Hurt Generalizationcited by 131
  10. 2018Are adversarial examples inevitable?cited by 113
  11. 2017Universal Function Approximation by Deep Neural Nets with Bounded Width and ReLU Activationscited by 104
  12. 2021Optimal Approximation Rate of ReLU Networks in terms of Width and Depthcited by 95
  13. 2020Relative Flatness and Generalizationcited by 88
  14. 2016Why Deep Neural Networks for Function Approximation?cited by 82
  15. 2018Small ReLU networks are powerful memorizers: a tight analysis of memorization capacitycited by 76
  16. 2015Provable approximation properties for deep neural networkscited by 60
  17. 2019Convergence of Adversarial Training in Overparametrized Neural Networkscited by 58
  18. 2018On the Intrinsic Dimensionality of Image Representationscited by 57
  19. 2020A law of robustness for two-layers neural networkscited by 54
  20. 2019Lower Bounds on Adversarial Robustness from Optimal Transportcited by 52
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  22. 2021Towards Certifying L-infinity Robustness using Neural Networks with L-inf-dist Neuronscited by 40
  23. 2021On the Optimal Memorization Power of ReLU Neural Networkscited by 40
  24. 2022The curse of overparametrization in adversarial training: Precise analysis of robust generalization for random features regressioncited by 40
  25. 2019Adversarial Robustness May Be at Odds With Simplicitycited by 39
  26. 2020Sharp Statistical Guarantees for Adversarially Robust Gaussian Classificationcited by 27
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Citing papers per year: 2022: 1; 2023: 3; 2024: 13; 2025: 4; 2026: 2.

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  1. 2024Deep Networks Always Grok and Here is Whycited by 49
  2. 2023On the Importance of Backbone to the Adversarial Robustness of Object Detectorscited by 12
  3. 2024Adversarial Training Can Provably Improve Robustness: Theoretical Analysis of Feature Learning Process Under Structured Datacited by 12
  4. 2022Understanding CNN Fragility When Learning With Imbalanced Datacited by 10
  5. 2023It Is All About Data: A Survey on the Effects of Data on Adversarial Robustnesscited by 9
  6. 2024On the Local Complexity of Linear Regions in Deep ReLU Networkscited by 9
  7. 2023On the Clean Generalization and Robust Overfitting in Adversarial Training from Two Theoretical Views: Representation Complexity and Training Dynamicscited by 5
  8. 2024Data-Dependent Stability Analysis of Adversarial Trainingcited by 4
  9. 2024A direct proof of a unified law of robustness for Bregman divergence lossescited by 4
  10. 2024Intriguing Properties of Robust Classificationcited by 3
  11. 2024Over-parameterization and Adversarial Robustness in Neural Networks: An Overview and Empirical Analysiscited by 2
  12. 2025To Measure or Not: A Cost-Sensitive, Selective Measuring Environment for Agricultural Management Decisions with Reinforcement Learningcited by 2
11 more
  1. 2026Reward Sharpness-Aware Fine-Tuning for Diffusion Modelscited by 2
  2. 2024Can overfitted deep neural networks in adversarial training generalize? -- An approximation viewpointcited by 1
  3. 2024Is Adversarial Training with Compressed Datasets Effective?cited by 1
  4. 2024From Robustness to Improved Generalization and Calibration in Pre-trained Language Modelscited by 1
  5. 2024A practical generalization metric for deep networks benchmarkingcited by 1
  6. 2024Generalizability of Memorization Neural Networkscited by 1
  7. 2025Curse of Dimensionality in Neural Network Optimizationcited by 1
  8. 2025Analyzing the Power of Chain of Thought through Memorization Capabilitiescited by 1
  9. 2026Does Order Matter : Connecting The Law of Robustness to Robust Generalizationcited by 1
  10. 2024Towards White Box Deep Learningcited by 0
  11. 2025Generalizability of Neural Networks Minimizing Empirical Risk Based on Expressive Abilitycited by 0