Why Robust Generalization in Deep Learning is Difficult: Perspective of Expressive Power
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Abstract (arXiv)
It is well-known that modern neural networks are vulnerable to adversarial examples. To mitigate this problem, a series of robust learning algorithms have been proposed. However, although the robust training error can be near zero via some methods, all existing algorithms lead to a high robust generalization error. In this paper, we provide a theoretical understanding of this puzzling phenomenon from the perspective of expressive power for deep neural networks. Specifically, for binary classification problems with well-separated data, we show that, for ReLU networks, while mild over-parameterization is sufficient for high robust training accuracy, there exists a constant robust generalization gap unless the size of the neural network is exponential in the data dimension d. This result holds even if the data is linear separable (which means achieving standard generalization is easy), and more generally for any parameterized function classes as long as their VC dimension is at most polynomial in the number of parameters. Moreover, we establish an improved upper bound of exp(O(k)) for the network size to achieve low robust generalization error when the data lies on a manifold with intrinsic dimension k (k ll d). Nonetheless, we also have a lower bound that grows exponentially with respect to k -- the curse of dimensionality is inevitable. By demonstrating an exponential separation between the network size for achieving low robust training and generalization error, our results reveal that the hardness of robust generalization may stem from the expressive power of practical models.
Key facts. Cited by 23 papers in the map (data through 7 Oct 2026). Builds on 41 of its 84 references that are in the map. First posted on arXiv 27 May 2022.
Builds on
41 of 84 references.
References · 41
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- 2014Explaining and Harnessing Adversarial Examplescited by 7,287
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Citing papers per year: 2022: 1; 2023: 3; 2024: 13; 2025: 4; 2026: 2.
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- 2025To Measure or Not: A Cost-Sensitive, Selective Measuring Environment for Agricultural Management Decisions with Reinforcement Learning22 Jan 2025
- 2024On the Local Complexity of Linear Regions in Deep ReLU Networks24 Dec 2024
- 2024Intriguing Properties of Robust Classification5 Dec 2024
- 2024Generalizability of Memorization Neural Networks1 Nov 2024
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- 2024Over-parameterization and Adversarial Robustness in Neural Networks: An Overview and Empirical Analysis14 Jun 2024
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