Towards an Accountable and Reproducible Federated Learning: A FactSheets Approach
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Abstract (arXiv)
Federated Learning (FL) is a novel paradigm for the shared training of models based on decentralized and private data. With respect to ethical guidelines, FL is promising regarding privacy, but needs to excel vis-`a-vis transparency and trustworthiness. In particular, FL has to address the accountability of the parties involved and their adherence to rules, law and principles. We introduce AF2 Framework, where we instrument FL with accountability by fusing verifiable claims with tamper-evident facts, into reproducible arguments. We build on AI FactSheets for instilling transparency and trustworthiness into the AI lifecycle and expand it to incorporate dynamic and nested facts, as well as complex model compositions in FL. Based on our approach, an auditor can validate, reproduce and certify a FL process. This can be directly applied in practice to address the challenges of AI engineering and ethics.
Key facts. Cited by 3 papers in the map (data through 7 Oct 2026). Builds on 21 of its 39 references that are in the map. First posted on arXiv 25 Feb 2022.
Builds on
21 of 39 references.
References · 21
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,592
- 2019Advances and Open Problems in Federated Learningcited by 3,021
- 2020The Future of Digital Health with Federated Learningcited by 625
- 2019Bayesian Nonparametric Federated Learning of Neural Networkscited by 385
- 2020Closing the AI Accountability Gap: Defining an End-to-End Framework for Internal Algorithmic Auditingcited by 380
- 2018A Hybrid Approach to Privacy-Preserving Federated Learningcited by 208
- 2020Toward Trustworthy AI Development: Mechanisms for Supporting Verifiable Claimscited by 163
- 2019Principles alone cannot guarantee ethical AIcited by 134
- 2020TiFL: A Tier-based Federated Learning Systemcited by 95
- 2021Federated Evaluation and Tuning for On-Device Personalization: System Design & Applicationscited by 84
- 2019The relationship between trust in AI and trustworthy machine learning technologiescited by 78
- 2019Understanding artificial intelligence ethics and safetycited by 68
9 more
- 2020IBM Federated Learning: an Enterprise Framework White Paper V0.1cited by 57
- 2020Mitigating Bias in Federated Learningcited by 56
- 2019HybridAlpha: An Efficient Approach for Privacy-Preserving Federated Learningcited by 51
- 2018Hyperledger Fabric: A Distributed Operating System for Permissioned Blockchainscited by 48
- 2018FactSheets: Increasing Trust in AI Services through Supplier's Declarations of Conformitycited by 31
- 2020Adaptive Histogram-Based Gradient Boosted Trees for Federated Learningcited by 10
- 2021Designing Accountable Systemscited by 7
- 2020Assurance 2.0: A Manifestocited by 6
- 2018Automated Verification of Accountability in Security Protocolscited by 3
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Citing papers per year: 2023: 2; 2024: 0; 2025: 1.
3 papers.
- 2025FLStore: Efficient Federated Learning Storage for non-training workloads1 Mar 2025
- 2023Evidential Transactions with Cyberlogic20 Mar 2023
- 2023FederatedTrust: A Solution for Trustworthy Federated Learning20 Feb 2023