Doubly Robust Off-Policy Evaluation for Ranking Policies under the Cascade Behavior Model
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Abstract (arXiv)
In real-world recommender systems and search engines, optimizing ranking decisions to present a ranked list of relevant items is critical. Off-policy evaluation (OPE) for ranking policies is thus gaining a growing interest because it enables performance estimation of new ranking policies using only logged data. Although OPE in contextual bandits has been studied extensively, its naive application to the ranking setting faces a critical variance issue due to the huge item space. To tackle this problem, previous studies introduce some assumptions on user behavior to make the combinatorial item space tractable. However, an unrealistic assumption may, in turn, cause serious bias. Therefore, appropriately controlling the bias-variance tradeoff by imposing a reasonable assumption is the key for success in OPE of ranking policies. To achieve a well-balanced bias-variance tradeoff, we propose the Cascade Doubly Robust estimator building on the cascade assumption, which assumes that a user interacts with items sequentially from the top position in a ranking. We show that the proposed estimator is unbiased in more cases compared to existing estimators that make stronger assumptions. Furthermore, compared to a previous estimator based on the same cascade assumption, the proposed estimator reduces the variance by leveraging a control variate. Comprehensive experiments on both synthetic and real-world data demonstrate that our estimator leads to more accurate OPE than existing estimators in a variety of settings.
Key facts. Cited by 30 papers in the map (data through 7 Oct 2026). Builds on 16 of its 25 references that are in the map. First posted on arXiv 3 Feb 2022.
Builds on
16 of 25 references.
References · 16
- 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,873
- 2015Doubly Robust Off-policy Value Evaluation for Reinforcement Learningcited by 337
- 2016Data-Efficient Off-Policy Policy Evaluation for Reinforcement Learningcited by 285
- 2015Doubly Robust Policy Evaluation and Optimizationcited by 158
- 2018More Robust Doubly Robust Off-policy Evaluationcited by 141
- 2016Off-policy evaluation for slate recommendationcited by 102
- 2018Offline A/B testing for Recommender Systemscited by 94
- 2019Doubly robust off-policy evaluation with shrinkagecited by 87
- 2019Unbiased Recommender Learning from Missing-Not-At-Random Implicit Feedbackcited by 79
- 2020Open Bandit Dataset and Pipeline: Towards Realistic and Reproducible Off-Policy Evaluationcited by 77
- 2020Counterfactual Evaluation of Slate Recommendations with Sequential Reward Interactionscited by 35
- 2018Offline Evaluation of Ranking Policies with Click Modelscited by 32
4 more
- 2021Evaluating the Robustness of Off-Policy Evaluationcited by 32
- 2020Optimal Off-Policy Evaluation from Multiple Logging Policiescited by 30
- 2021Accelerating Offline Reinforcement Learning Application in Real-Time Bidding and Recommendation: Potential Use of Simulationcited by 16
- 2021Off-Policy Evaluation of Slate Policies under Bayes Riskcited by 2
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Citing papers per year: 2022: 6; 2023: 9; 2024: 5; 2025: 3; 2026: 7.
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- 2022Off-Policy Evaluation for Large Action Spaces via Embeddingscited by 53
- 2023Off-Policy Evaluation for Large Action Spaces via Conjunct Effect Modelingcited by 34
- 2022Policy-Adaptive Estimator Selection for Off-Policy Evaluationcited by 24
- 2022An Instrumental Variable Approach to Confounded Off-Policy Evaluationcited by 20
- 2022Doubly-Robust Estimation for Correcting Position-Bias in Click Feedback for Unbiased Learning to Rankcited by 17
- 2024Off-Policy Evaluation of Slate Bandit Policies via Optimizing Abstractioncited by 17
- 2023Off-Policy Evaluation of Ranking Policies under Diverse User Behaviorcited by 16
- 2023On (Normalised) Discounted Cumulative Gain as an Off-Policy Evaluation Metric for Top-n Recommendationcited by 13
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluationcited by 13
- 2024POTEC: Off-Policy Learning for Large Action Spaces via Two-Stage Policy Decompositioncited by 13
- 2022Multiple Robust Learning for Recommendationcited by 11
- 2023Practical Bandits: An Industry Perspectivecited by 9
18 more
- 2024Long-term Off-Policy Evaluation and Learningcited by 9
- 2024Effective Off-Policy Evaluation and Learning in Contextual Combinatorial Banditscited by 8
- 2023SCOPE-RL: A Python Library for Offline Reinforcement Learning and Off-Policy Evaluationcited by 6
- 2024Hyperparameter Optimization Can Even be Harmful in Off-Policy Learning and How to Deal with Itcited by 5
- 2023Unified Off-Policy Learning to Rank: a Reinforcement Learning Perspectivecited by 4
- 2022Pessimistic Off-Policy Optimization for Learning to Rankcited by 2
- 2023Distributional Off-Policy Evaluation for Slate Recommendationscited by 2
- 2023Recent Advances in the Foundations and Applications of Unbiased Learning to Rankcited by 1
- 2025A Control Function Framework for Mitigating Position Bias in Learning to Rank Systemscited by 1
- 2026Off-Policy Learning with Limited Supplycited by 1
- 2026Off-Policy Evaluation for Ranking Policies under Deterministic Logging Policiescited by 1
- 2025DOLCE: Decomposing Off-Policy Evaluation/Learning into Lagged and Current Effectscited by 0
- 2025Off-Policy Evaluation of Ranking Policies via Embedding-Space User Behavior Modelingcited by 0
- 2026Offline Contextual Bandits in the Presence of New Actionscited by 0
- 2026Credit-assigned Policy Gradient for Early Stage Retrieval in Two-stage Rankingcited by 0
- 2026Adaptive Doubly Robust Off-Policy Evaluation for Ranking Policies under Diverse User Behaviorcited by 0
- 2026Recommendation Ranking Off-Policy Evaluation under Ranking-Dependent Examination via Examination-Relevance Decompositioncited by 0
- 2026Efficient Offline Learning of Ranking Policies via Top-k Policy Decompositioncited by 0
- 2026Efficient Offline Learning of Ranking Policies via Top-k Policy Decomposition29 Sep 2026
- 2026Recommendation Ranking Off-Policy Evaluation under Ranking-Dependent Examination via Examination-Relevance Decomposition28 Sep 2026
- 2026Adaptive Doubly Robust Off-Policy Evaluation for Ranking Policies under Diverse User Behavior30 Aug 2026
- 2026Credit-assigned Policy Gradient for Early Stage Retrieval in Two-stage Ranking25 May 2026
- 2026Offline Contextual Bandits in the Presence of New Actions18 May 2026
- 2026Off-Policy Evaluation for Ranking Policies under Deterministic Logging Policies23 Mar 2026
- 2026Off-Policy Learning with Limited Supply19 Mar 2026
- 2025A Control Function Framework for Mitigating Position Bias in Learning to Rank Systems8 Jun 2025
- 2025Off-Policy Evaluation of Ranking Policies via Embedding-Space User Behavior Modeling31 May 2025
- 2025DOLCE: Decomposing Off-Policy Evaluation/Learning into Lagged and Current Effects2 May 2025
- 2024Effective Off-Policy Evaluation and Learning in Contextual Combinatorial Bandits20 Aug 2024
- 2024Long-term Off-Policy Evaluation and Learning24 Apr 2024
18 more
- 2024Hyperparameter Optimization Can Even be Harmful in Off-Policy Learning and How to Deal with It23 Apr 2024
- 2024POTEC: Off-Policy Learning for Large Action Spaces via Two-Stage Policy Decomposition9 Feb 2024
- 2024Off-Policy Evaluation of Slate Bandit Policies via Optimizing Abstraction3 Feb 2024
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluation30 Nov 2023
- 2023SCOPE-RL: A Python Library for Offline Reinforcement Learning and Off-Policy Evaluation30 Nov 2023
- 2023Distributional Off-Policy Evaluation for Slate Recommendations27 Aug 2023
- 2023On (Normalised) Discounted Cumulative Gain as an Off-Policy Evaluation Metric for Top-n Recommendation27 Jul 2023
- 2023Off-Policy Evaluation of Ranking Policies under Diverse User Behavior26 Jun 2023
- 2023Unified Off-Policy Learning to Rank: a Reinforcement Learning Perspective13 Jun 2023
- 2023Off-Policy Evaluation for Large Action Spaces via Conjunct Effect Modeling14 May 2023
- 2023Recent Advances in the Foundations and Applications of Unbiased Learning to Rank4 May 2023
- 2023Practical Bandits: An Industry Perspective2 Feb 2023
- 2022An Instrumental Variable Approach to Confounded Off-Policy Evaluation29 Dec 2022
- 2022Policy-Adaptive Estimator Selection for Off-Policy Evaluation25 Nov 2022
- 2022Multiple Robust Learning for Recommendation9 Jul 2022
- 2022Pessimistic Off-Policy Optimization for Learning to Rank6 Jun 2022
- 2022Doubly-Robust Estimation for Correcting Position-Bias in Click Feedback for Unbiased Learning to Rank31 Mar 2022
- 2022Off-Policy Evaluation for Large Action Spaces via Embeddings13 Feb 2022
- 2022Off-Policy Evaluation for Large Action Spaces via Embeddingscited by 53
- 2023Off-Policy Evaluation for Large Action Spaces via Conjunct Effect Modelingcited by 34
- 2022Policy-Adaptive Estimator Selection for Off-Policy Evaluationcited by 24
- 2022An Instrumental Variable Approach to Confounded Off-Policy Evaluationcited by 20
- 2022Doubly-Robust Estimation for Correcting Position-Bias in Click Feedback for Unbiased Learning to Rankcited by 17
- 2024Off-Policy Evaluation of Slate Bandit Policies via Optimizing Abstractioncited by 17
- 2023Off-Policy Evaluation of Ranking Policies under Diverse User Behaviorcited by 16
- 2023On (Normalised) Discounted Cumulative Gain as an Off-Policy Evaluation Metric for Top-n Recommendationcited by 13
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluationcited by 13
- 2024POTEC: Off-Policy Learning for Large Action Spaces via Two-Stage Policy Decompositioncited by 13
- 2022Multiple Robust Learning for Recommendationcited by 11
- 2023Practical Bandits: An Industry Perspectivecited by 9
12 most cited of 27 All 27 (JSON)
- 2026Efficient Offline Learning of Ranking Policies via Top-k Policy Decomposition29 Sep 2026
- 2026Recommendation Ranking Off-Policy Evaluation under Ranking-Dependent Examination via Examination-Relevance Decomposition28 Sep 2026
- 2026Adaptive Doubly Robust Off-Policy Evaluation for Ranking Policies under Diverse User Behavior30 Aug 2026
- 2026Offline Contextual Bandits in the Presence of New Actions18 May 2026
- 2026Off-Policy Evaluation for Ranking Policies under Deterministic Logging Policies23 Mar 2026
- 2026Off-Policy Learning with Limited Supply19 Mar 2026
- 2025A Control Function Framework for Mitigating Position Bias in Learning to Rank Systems8 Jun 2025
- 2025Off-Policy Evaluation of Ranking Policies via Embedding-Space User Behavior Modeling31 May 2025
- 2025DOLCE: Decomposing Off-Policy Evaluation/Learning into Lagged and Current Effects2 May 2025
- 2024Effective Off-Policy Evaluation and Learning in Contextual Combinatorial Bandits20 Aug 2024
- 2024Long-term Off-Policy Evaluation and Learning24 Apr 2024
- 2024Hyperparameter Optimization Can Even be Harmful in Off-Policy Learning and How to Deal with It23 Apr 2024
12 newest of 27 All 27 (JSON)