mlsanityData to 7 Oct 2026

Doubly Robust Off-Policy Evaluation for Ranking Policies under the Cascade Behavior Model

arXiv 2202.01562 ↗First posted 3 Feb 2022stat.ML cs.LGcited by 30

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Abstract (arXiv)

In real-world recommender systems and search engines, optimizing ranking decisions to present a ranked list of relevant items is critical. Off-policy evaluation (OPE) for ranking policies is thus gaining a growing interest because it enables performance estimation of new ranking policies using only logged data. Although OPE in contextual bandits has been studied extensively, its naive application to the ranking setting faces a critical variance issue due to the huge item space. To tackle this problem, previous studies introduce some assumptions on user behavior to make the combinatorial item space tractable. However, an unrealistic assumption may, in turn, cause serious bias. Therefore, appropriately controlling the bias-variance tradeoff by imposing a reasonable assumption is the key for success in OPE of ranking policies. To achieve a well-balanced bias-variance tradeoff, we propose the Cascade Doubly Robust estimator building on the cascade assumption, which assumes that a user interacts with items sequentially from the top position in a ranking. We show that the proposed estimator is unbiased in more cases compared to existing estimators that make stronger assumptions. Furthermore, compared to a previous estimator based on the same cascade assumption, the proposed estimator reduces the variance by leveraging a control variate. Comprehensive experiments on both synthetic and real-world data demonstrate that our estimator leads to more accurate OPE than existing estimators in a variety of settings.

Key facts. Cited by 30 papers in the map (data through 7 Oct 2026). Builds on 16 of its 25 references that are in the map. First posted on arXiv 3 Feb 2022.

Builds on

16 of 25 references.

References · 16

  1. 2020Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problemscited by 1,873
  2. 2015Doubly Robust Off-policy Value Evaluation for Reinforcement Learningcited by 337
  3. 2016Data-Efficient Off-Policy Policy Evaluation for Reinforcement Learningcited by 285
  4. 2015Doubly Robust Policy Evaluation and Optimizationcited by 158
  5. 2018More Robust Doubly Robust Off-policy Evaluationcited by 141
  6. 2016Off-policy evaluation for slate recommendationcited by 102
  7. 2018Offline A/B testing for Recommender Systemscited by 94
  8. 2019Doubly robust off-policy evaluation with shrinkagecited by 87
  9. 2019Unbiased Recommender Learning from Missing-Not-At-Random Implicit Feedbackcited by 79
  10. 2020Open Bandit Dataset and Pipeline: Towards Realistic and Reproducible Off-Policy Evaluationcited by 77
  11. 2020Counterfactual Evaluation of Slate Recommendations with Sequential Reward Interactionscited by 35
  12. 2018Offline Evaluation of Ranking Policies with Click Modelscited by 32
4 more
  1. 2021Evaluating the Robustness of Off-Policy Evaluationcited by 32
  2. 2020Optimal Off-Policy Evaluation from Multiple Logging Policiescited by 30
  3. 2021Accelerating Offline Reinforcement Learning Application in Real-Time Bidding and Recommendation: Potential Use of Simulationcited by 16
  4. 2021Off-Policy Evaluation of Slate Policies under Bayes Riskcited by 2

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2022: 6; 2023: 9; 2024: 5; 2025: 3; 2026: 7.

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  1. 2022Off-Policy Evaluation for Large Action Spaces via Embeddingscited by 53
  2. 2023Off-Policy Evaluation for Large Action Spaces via Conjunct Effect Modelingcited by 34
  3. 2022Policy-Adaptive Estimator Selection for Off-Policy Evaluationcited by 24
  4. 2022An Instrumental Variable Approach to Confounded Off-Policy Evaluationcited by 20
  5. 2022Doubly-Robust Estimation for Correcting Position-Bias in Click Feedback for Unbiased Learning to Rankcited by 17
  6. 2024Off-Policy Evaluation of Slate Bandit Policies via Optimizing Abstractioncited by 17
  7. 2023Off-Policy Evaluation of Ranking Policies under Diverse User Behaviorcited by 16
  8. 2023On (Normalised) Discounted Cumulative Gain as an Off-Policy Evaluation Metric for Top-n Recommendationcited by 13
  9. 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluationcited by 13
  10. 2024POTEC: Off-Policy Learning for Large Action Spaces via Two-Stage Policy Decompositioncited by 13
  11. 2022Multiple Robust Learning for Recommendationcited by 11
  12. 2023Practical Bandits: An Industry Perspectivecited by 9
18 more
  1. 2024Long-term Off-Policy Evaluation and Learningcited by 9
  2. 2024Effective Off-Policy Evaluation and Learning in Contextual Combinatorial Banditscited by 8
  3. 2023SCOPE-RL: A Python Library for Offline Reinforcement Learning and Off-Policy Evaluationcited by 6
  4. 2024Hyperparameter Optimization Can Even be Harmful in Off-Policy Learning and How to Deal with Itcited by 5
  5. 2023Unified Off-Policy Learning to Rank: a Reinforcement Learning Perspectivecited by 4
  6. 2022Pessimistic Off-Policy Optimization for Learning to Rankcited by 2
  7. 2023Distributional Off-Policy Evaluation for Slate Recommendationscited by 2
  8. 2023Recent Advances in the Foundations and Applications of Unbiased Learning to Rankcited by 1
  9. 2025A Control Function Framework for Mitigating Position Bias in Learning to Rank Systemscited by 1
  10. 2026Off-Policy Learning with Limited Supplycited by 1
  11. 2026Off-Policy Evaluation for Ranking Policies under Deterministic Logging Policiescited by 1
  12. 2025DOLCE: Decomposing Off-Policy Evaluation/Learning into Lagged and Current Effectscited by 0
  13. 2025Off-Policy Evaluation of Ranking Policies via Embedding-Space User Behavior Modelingcited by 0
  14. 2026Offline Contextual Bandits in the Presence of New Actionscited by 0
  15. 2026Credit-assigned Policy Gradient for Early Stage Retrieval in Two-stage Rankingcited by 0
  16. 2026Adaptive Doubly Robust Off-Policy Evaluation for Ranking Policies under Diverse User Behaviorcited by 0
  17. 2026Recommendation Ranking Off-Policy Evaluation under Ranking-Dependent Examination via Examination-Relevance Decompositioncited by 0
  18. 2026Efficient Offline Learning of Ranking Policies via Top-k Policy Decompositioncited by 0