Run Time Assurance for Safety-Critical Systems: An Introduction to Safety Filtering Approaches for Complex Control Systems
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Abstract (arXiv)
Run Time Assurance (RTA) Systems are online verification mechanisms that filter an unverified primary controller output to ensure system safety. The primary control may come from a human operator, an advanced control approach, or an autonomous control approach that cannot be verified to the same level as simpler control systems designs. The critical feature of RTA systems is their ability to alter unsafe control inputs explicitly to assure safety. In many cases, RTA systems can functionally be described as containing a monitor that watches the state of the system and output of a primary controller, and a backup controller that replaces or modifies control input when necessary to assure safety. An important quality of an RTA system is that the assurance mechanism is constructed in a way that is entirely agnostic to the underlying structure of the primary controller. By effectively decoupling the enforcement of safety constraints from performance-related objectives, RTA offers a number of useful advantages over traditional (offline) verification. This article provides a tutorial on developing RTA systems.
Key facts. Cited by 27 papers in the map (data through 14 Oct 2026). First posted on arXiv 7 Oct 2021.
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Citing papers per year: 2023: 3; 2024: 5; 2025: 5; 2026: 14.
27 papers.
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- 2024Gameplay Filters: Robust Zero-Shot Safety through Adversarial Imaginationcited by 16
- 2024Language-Enhanced Latent Representations for Out-of-Distribution Detection in Autonomous Drivingcited by 4
- 2025Statistically Assuring Safety of Control Systems using Ensembles of Safety Filters and Conformal Predictioncited by 4
- 2024Demonstrating Reinforcement Learning and Run Time Assurance for Spacecraft Inspection Using Unmanned Aerial Vehiclescited by 2
- 2026EmbodiedGovBench: A Benchmark for Governance, Recovery, and Upgrade Safety in Embodied Agent Systemscited by 2
- 2023Safety Filter Design for Neural Network Systems via Convex Optimizationcited by 1
- 2025End-to-End Imitation Learning for Optimal Asteroid Proximity Operationscited by 1
- 2026Governed Capability Evolution: Lifecycle-Time Compatibility Checking and Rollback for AI-Component-Based Systems, with a Proof-of-Concept Evaluation on Embodied Agentscited by 1
- 2026Learning When to Act: Communication-Efficient Reinforcement Learning via Run-Time Assurancecited by 1
- 2026Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Executioncited by 1
- 2023Searching for Optimal Runtime Assurance via Reachability and Reinforcement Learningcited by 0
- 2023Safety, Trust, and Ethics Considerations for Human-AI Teaming in Aerospace Controlcited by 0
15 more
- 2024Space Processor Computation Time Analysis for Reinforcement Learning and Run Time Assurance Control Policiescited by 0
- 2024Stacked Universal Successor Feature Approximators for Safety in Reinforcement Learningcited by 0
- 2025A Genetic Fuzzy-Enabled Framework on Robotic Manipulation for In-Space Servicingcited by 0
- 2025Meta Policy Switching for Secure UAV Deconfliction in Adversarial Airspacecited by 0
- 2025Cognition Envelopes for Bounded Decision Making in Autonomous UAS Operationscited by 0
- 2026The Alignment Flywheel: A Governance-Centric Hybrid MAS for Architecture-Agnostic Safetycited by 0
- 2026On-Orbit Space AI: Federated, Multi-Agent, and Collaborative Algorithms for Satellite Constellationscited by 0
- 2026Can Predicted Dynamics Exist in the Physical World?cited by 0
- 2026Ceci n'est pas une pipe: AI systems as semantic abstractionscited by 0
- 2026RT-SHCUA: Real-Time Self-Hosted Computer-Use Agent for UAV Controlcited by 0
- 2026End-to-End Learning of Safe Optimal Feedback Control in High Dimensions with Control Barrier Function Layerscited by 0
- 2026Safety-Gated Agentic Supervisory Control on a Coupled Distillation Benchmark: Regime Map, Auditable Gate, and Co-Design Findingscited by 0
- 2026CUBICS: Situation-aware performance estimation for safety-relevant ML componentscited by 0
- 2026Generator-Independent Runtime Assurance under Partial Observationcited by 0
- 2026AI Harness: Certification under Proposal-Conditioned Information for Foundation-Model Agentscited by 0
- 2026AI Harness: Certification under Proposal-Conditioned Information for Foundation-Model Agents26 Sep 2026
- 2026Generator-Independent Runtime Assurance under Partial Observation5 Sep 2026
- 2026CUBICS: Situation-aware performance estimation for safety-relevant ML components17 Aug 2026
- 2026Safety-Gated Agentic Supervisory Control on a Coupled Distillation Benchmark: Regime Map, Auditable Gate, and Co-Design Findings30 Jul 2026
- 2026End-to-End Learning of Safe Optimal Feedback Control in High Dimensions with Control Barrier Function Layers22 Jul 2026
- 2026RT-SHCUA: Real-Time Self-Hosted Computer-Use Agent for UAV Control20 Jul 2026
- 2026Ceci n'est pas une pipe: AI systems as semantic abstractions10 Jul 2026
- 2026Can Predicted Dynamics Exist in the Physical World?23 May 2026
- 2026Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Execution17 May 2026
- 2026Learning When to Act: Communication-Efficient Reinforcement Learning via Run-Time Assurance11 May 2026
- 2026On-Orbit Space AI: Federated, Multi-Agent, and Collaborative Algorithms for Satellite Constellations15 Apr 2026
- 2026EmbodiedGovBench: A Benchmark for Governance, Recovery, and Upgrade Safety in Embodied Agent Systems13 Apr 2026
15 more
- 2026Governed Capability Evolution: Lifecycle-Time Compatibility Checking and Rollback for AI-Component-Based Systems, with a Proof-of-Concept Evaluation on Embodied Agents9 Apr 2026
- 2026The Alignment Flywheel: A Governance-Centric Hybrid MAS for Architecture-Agnostic Safety28 Feb 2026
- 2025Statistically Assuring Safety of Control Systems using Ensembles of Safety Filters and Conformal Prediction11 Nov 2025
- 2025Cognition Envelopes for Bounded Decision Making in Autonomous UAS Operations30 Oct 2025
- 2025Meta Policy Switching for Secure UAV Deconfliction in Adversarial Airspace26 Jun 2025
- 2025A Genetic Fuzzy-Enabled Framework on Robotic Manipulation for In-Space Servicing21 Apr 2025
- 2025End-to-End Imitation Learning for Optimal Asteroid Proximity Operations3 Feb 2025
- 2024Stacked Universal Successor Feature Approximators for Safety in Reinforcement Learning6 Sep 2024
- 2024Space Processor Computation Time Analysis for Reinforcement Learning and Run Time Assurance Control Policies10 May 2024
- 2024Demonstrating Reinforcement Learning and Run Time Assurance for Spacecraft Inspection Using Unmanned Aerial Vehicles10 May 2024
- 2024Language-Enhanced Latent Representations for Out-of-Distribution Detection in Autonomous Driving2 May 2024
- 2024Gameplay Filters: Robust Zero-Shot Safety through Adversarial Imagination1 May 2024
- 2023Safety, Trust, and Ethics Considerations for Human-AI Teaming in Aerospace Control15 Nov 2023
- 2023Searching for Optimal Runtime Assurance via Reachability and Reinforcement Learning6 Oct 2023
- 2023Safety Filter Design for Neural Network Systems via Convex Optimization16 Aug 2023
- 2024Demonstrating Reinforcement Learning and Run Time Assurance for Spacecraft Inspection Using Unmanned Aerial Vehiclescited by 2
- 2026Learning When to Act: Communication-Efficient Reinforcement Learning via Run-Time Assurancecited by 1
- 2024Space Processor Computation Time Analysis for Reinforcement Learning and Run Time Assurance Control Policiescited by 0
- 2024Stacked Universal Successor Feature Approximators for Safety in Reinforcement Learningcited by 0
- 2025Meta Policy Switching for Secure UAV Deconfliction in Adversarial Airspacecited by 0
- 2026Learning When to Act: Communication-Efficient Reinforcement Learning via Run-Time Assurance11 May 2026
- 2025Meta Policy Switching for Secure UAV Deconfliction in Adversarial Airspace26 Jun 2025
- 2024Stacked Universal Successor Feature Approximators for Safety in Reinforcement Learning6 Sep 2024
- 2024Space Processor Computation Time Analysis for Reinforcement Learning and Run Time Assurance Control Policies10 May 2024
- 2024Demonstrating Reinforcement Learning and Run Time Assurance for Spacecraft Inspection Using Unmanned Aerial Vehicles10 May 2024
- 2026EmbodiedGovBench: A Benchmark for Governance, Recovery, and Upgrade Safety in Embodied Agent Systemscited by 2
- 2026Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Executioncited by 1
- 2026RT-SHCUA: Real-Time Self-Hosted Computer-Use Agent for UAV Controlcited by 0
- 2026AI Harness: Certification under Proposal-Conditioned Information for Foundation-Model Agentscited by 0
- 2026AI Harness: Certification under Proposal-Conditioned Information for Foundation-Model Agents26 Sep 2026
- 2026RT-SHCUA: Real-Time Self-Hosted Computer-Use Agent for UAV Control20 Jul 2026
- 2026Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Execution17 May 2026
- 2026EmbodiedGovBench: A Benchmark for Governance, Recovery, and Upgrade Safety in Embodied Agent Systems13 Apr 2026
- 2024Gameplay Filters: Robust Zero-Shot Safety through Adversarial Imaginationcited by 16
- 2024Language-Enhanced Latent Representations for Out-of-Distribution Detection in Autonomous Drivingcited by 4
- 2025Statistically Assuring Safety of Control Systems using Ensembles of Safety Filters and Conformal Predictioncited by 4
- 2023Safety Filter Design for Neural Network Systems via Convex Optimizationcited by 1
- 2025End-to-End Imitation Learning for Optimal Asteroid Proximity Operationscited by 1
- 2026Governed Capability Evolution: Lifecycle-Time Compatibility Checking and Rollback for AI-Component-Based Systems, with a Proof-of-Concept Evaluation on Embodied Agentscited by 1
- 2023Searching for Optimal Runtime Assurance via Reachability and Reinforcement Learningcited by 0
- 2023Safety, Trust, and Ethics Considerations for Human-AI Teaming in Aerospace Controlcited by 0
- 2025A Genetic Fuzzy-Enabled Framework on Robotic Manipulation for In-Space Servicingcited by 0
- 2025Cognition Envelopes for Bounded Decision Making in Autonomous UAS Operationscited by 0
- 2026The Alignment Flywheel: A Governance-Centric Hybrid MAS for Architecture-Agnostic Safetycited by 0
- 2026On-Orbit Space AI: Federated, Multi-Agent, and Collaborative Algorithms for Satellite Constellationscited by 0
12 most cited of 18 All 18 (JSON)
- 2026Generator-Independent Runtime Assurance under Partial Observation5 Sep 2026
- 2026CUBICS: Situation-aware performance estimation for safety-relevant ML components17 Aug 2026
- 2026Safety-Gated Agentic Supervisory Control on a Coupled Distillation Benchmark: Regime Map, Auditable Gate, and Co-Design Findings30 Jul 2026
- 2026End-to-End Learning of Safe Optimal Feedback Control in High Dimensions with Control Barrier Function Layers22 Jul 2026
- 2026Ceci n'est pas une pipe: AI systems as semantic abstractions10 Jul 2026
- 2026Can Predicted Dynamics Exist in the Physical World?23 May 2026
- 2026On-Orbit Space AI: Federated, Multi-Agent, and Collaborative Algorithms for Satellite Constellations15 Apr 2026
- 2026Governed Capability Evolution: Lifecycle-Time Compatibility Checking and Rollback for AI-Component-Based Systems, with a Proof-of-Concept Evaluation on Embodied Agents9 Apr 2026
- 2026The Alignment Flywheel: A Governance-Centric Hybrid MAS for Architecture-Agnostic Safety28 Feb 2026
- 2025Statistically Assuring Safety of Control Systems using Ensembles of Safety Filters and Conformal Prediction11 Nov 2025
- 2025Cognition Envelopes for Bounded Decision Making in Autonomous UAS Operations30 Oct 2025
- 2025A Genetic Fuzzy-Enabled Framework on Robotic Manipulation for In-Space Servicing21 Apr 2025
12 newest of 18 All 18 (JSON)