Perspective-taking and Pragmatics for Generating Empathetic Responses Focused on Emotion Causes
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Abstract (arXiv)
Empathy is a complex cognitive ability based on the reasoning of others' affective states. In order to better understand others and express stronger empathy in dialogues, we argue that two issues must be tackled at the same time: (i) identifying which word is the cause for the other's emotion from his or her utterance and (ii) reflecting those specific words in the response generation. However, previous approaches for recognizing emotion cause words in text require sub-utterance level annotations, which can be demanding. Taking inspiration from social cognition, we leverage a generative estimator to infer emotion cause words from utterances with no word-level label. Also, we introduce a novel method based on pragmatics to make dialogue models focus on targeted words in the input during generation. Our method is applicable to any dialogue models with no additional training on the fly. We show our approach improves multiple best-performing dialogue agents on generating more focused empathetic responses in terms of both automatic and human evaluation.
Key facts. Cited by 43 papers in the map (data through 7 Oct 2026). Builds on 23 of its 49 references that are in the map. First posted on arXiv 18 Sep 2021.
Builds on
23 of 49 references.
References · 23
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- 2020MIME: MIMicking Emotions for Empathetic Response Generationcited by 114
- 2019MoEL: Mixture of Empathetic Listenerscited by 91
11 more
- 2019Emotion-Cause Pair Extraction: A New Task to Emotion Analysis in Textscited by 82
- 2016Reasoning About Pragmatics with Neural Listeners and Speakerscited by 68
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Citing papers per year: 2022: 10; 2023: 14; 2024: 14; 2025: 5.
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- 2023Harnessing the Power of Large Language Models for Empathetic Response Generation: Empirical Investigations and Improvementscited by 42
- 2023Knowledge-enhanced Mixed-initiative Dialogue System for Emotional Support Conversationscited by 41
- 2022PAL: Persona-Augmented Emotional Support Conversation Generationcited by 39
- 2022Empathetic Dialogue Generation via Sensitive Emotion Recognition and Sensible Knowledge Selectioncited by 19
- 2023Harnessing Large Language Models' Empathetic Response Generation Capabilities for Online Mental Health Counselling Supportcited by 17
- 2022Empathetic Conversational Systems: A Review of Current Advances, Gaps, and Opportunitiescited by 14
- 2023Leveraging Large Language Models for Automated Dialogue Analysiscited by 14
- 2022Neutral Utterances are Also Causes: Enhancing Conversational Causal Emotion Entailment with Social Commonsense Knowledgecited by 13
- 2024Assessing Empathy in Large Language Models with Real-World Physician-Patient Interactionscited by 13
- 2024Talk With Human-like Agents: Empathetic Dialogue Through Perceptible Acoustic Reception and Reactioncited by 13
- 2022Pragmatics in Language Grounding: Phenomena, Tasks, and Modeling Approachescited by 12
- 2022Emp-RFT: Empathetic Response Generation via Recognizing Feature Transitions between Utterancescited by 11
31 more
- 2024RSA-Control: A Pragmatics-Grounded Lightweight Controllable Text Generation Frameworkcited by 11
- 2023A Cognitive Stimulation Dialogue System with Multi-source Knowledge Fusion for Elders with Cognitive Impairmentcited by 10
- 2024Multi-dimensional Evaluation of Empathetic Dialog Responsescited by 10
- 2022"My nose is running.""Are you also coughing?": Building A Medical Diagnosis Agent with Interpretable Inquiry Logicscited by 9
- 2022Don't Forget Your ABC's: Evaluating the State-of-the-Art in Chat-Oriented Dialogue Systemscited by 9
- 2023DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generationcited by 9
- 2023Reasoning before Responding: Integrating Commonsense-based Causality Explanation for Empathetic Response Generationcited by 9
- 2025Mixture of Cognitive Reasoners: Modular Reasoning with Brain-Like Specializationcited by 9
- 2023Empathetic Response Generation via Emotion Cause Transition Graphcited by 8
- 2024An Iterative Associative Memory Model for Empathetic Response Generationcited by 8
- 2022CARE: Causality Reasoning for Empathetic Responses by Conditional Graph Generationcited by 7
- 2024GLIMPSE: Pragmatically Informative Multi-Document Summarization for Scholarly Reviewscited by 6
- 2024Exploiting Emotion-Semantic Correlations for Empathetic Response Generationcited by 5
- 2024CTSM: Combining Trait and State Emotions for Empathetic Response Modelcited by 5
- 2022A Critical Reflection and Forward Perspective on Empathy and Natural Language Processingcited by 4
- 2023Emotion Prediction Oriented method with Multiple Supervisions for Emotion-Cause Pair Extractioncited by 4
- 2023E-CORE: Emotion Correlation Enhanced Empathetic Dialogue Generationcited by 4
- 2024CauESC: A Causal Aware Model for Emotional Support Conversationcited by 4
- 2024EmPO: Emotion Grounding for Empathetic Response Generation through Preference Optimizationcited by 3
- 2024StyEmp: Stylizing Empathetic Response Generation via Multi-Grained Prefix Encoder and Personality Reinforcementcited by 3
- 2023ECQED: Emotion-Cause Quadruple Extraction in Dialogscited by 2
- 2024Towards a Multidimensional Evaluation Framework for Empathetic Conversational Systemscited by 2
- 2024Thanos: Enhancing Conversational Agents with Skill-of-Mind-Infused Large Language Modelcited by 2
- 2025Collaborative Rational Speech Act: Pragmatic Reasoning for Multi-Turn Dialogcited by 2
- 2025Fine-Grained Emotion Recognition via In-Context Learningcited by 2
- 2023Discourse over Discourse: The Need for an Expanded Pragmatic Focus in Conversational AIcited by 1
- 2024E-ICL: Enhancing Fine-Grained Emotion Recognition through the Lens of Prototype Theorycited by 1
- 2025Rational Retrieval Acts: Leveraging Pragmatic Reasoning to Improve Sparse Retrievalcited by 1
- 2023Exploring the Impact of Human Evaluator Group on Chat-Oriented Dialogue Evaluationcited by 0
- 2023Expanding the Set of Pragmatic Considerations in Conversational AIcited by 0
- 2025EmoStage: A Framework for Accurate Empathetic Response Generation via Perspective-Taking and Phase Recognitioncited by 0
- 2025Fine-Grained Emotion Recognition via In-Context Learning8 Oct 2025
- 2025Collaborative Rational Speech Act: Pragmatic Reasoning for Multi-Turn Dialog18 Jul 2025
- 2025EmoStage: A Framework for Accurate Empathetic Response Generation via Perspective-Taking and Phase Recognition24 Jun 2025
- 2025Mixture of Cognitive Reasoners: Modular Reasoning with Brain-Like Specialization16 Jun 2025
- 2025Rational Retrieval Acts: Leveraging Pragmatic Reasoning to Improve Sparse Retrieval6 May 2025
- 2024Thanos: Enhancing Conversational Agents with Skill-of-Mind-Infused Large Language Model7 Nov 2024
- 2024RSA-Control: A Pragmatics-Grounded Lightweight Controllable Text Generation Framework24 Oct 2024
- 2024StyEmp: Stylizing Empathetic Response Generation via Multi-Grained Prefix Encoder and Personality Reinforcement5 Aug 2024
- 2024Towards a Multidimensional Evaluation Framework for Empathetic Conversational Systems26 Jul 2024
- 2024EmPO: Emotion Grounding for Empathetic Response Generation through Preference Optimization27 Jun 2024
- 2024Talk With Human-like Agents: Empathetic Dialogue Through Perceptible Acoustic Reception and Reaction18 Jun 2024
- 2024GLIMPSE: Pragmatically Informative Multi-Document Summarization for Scholarly Reviews11 Jun 2024
31 more
- 2024E-ICL: Enhancing Fine-Grained Emotion Recognition through the Lens of Prototype Theory4 Jun 2024
- 2024Assessing Empathy in Large Language Models with Real-World Physician-Patient Interactions26 May 2024
- 2024CTSM: Combining Trait and State Emotions for Empathetic Response Model22 Mar 2024
- 2024An Iterative Associative Memory Model for Empathetic Response Generation28 Feb 2024
- 2024Exploiting Emotion-Semantic Correlations for Empathetic Response Generation27 Feb 2024
- 2024Multi-dimensional Evaluation of Empathetic Dialog Responses18 Feb 2024
- 2024CauESC: A Causal Aware Model for Emotional Support Conversation31 Jan 2024
- 2023E-CORE: Emotion Correlation Enhanced Empathetic Dialogue Generation25 Nov 2023
- 2023Expanding the Set of Pragmatic Considerations in Conversational AI27 Oct 2023
- 2023Harnessing Large Language Models' Empathetic Response Generation Capabilities for Online Mental Health Counselling Support12 Oct 2023
- 2023Harnessing the Power of Large Language Models for Empathetic Response Generation: Empirical Investigations and Improvements8 Oct 2023
- 2023Exploring the Impact of Human Evaluator Group on Chat-Oriented Dialogue Evaluation14 Sep 2023
- 2023Leveraging Large Language Models for Automated Dialogue Analysis12 Sep 2023
- 2023Reasoning before Responding: Integrating Commonsense-based Causality Explanation for Empathetic Response Generation28 Jul 2023
- 2023ECQED: Emotion-Cause Quadruple Extraction in Dialogs6 Jun 2023
- 2023DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generation2 Jun 2023
- 2023Knowledge-enhanced Mixed-initiative Dialogue System for Emotional Support Conversations17 May 2023
- 2023A Cognitive Stimulation Dialogue System with Multi-source Knowledge Fusion for Elders with Cognitive Impairment14 May 2023
- 2023Discourse over Discourse: The Need for an Expanded Pragmatic Focus in Conversational AI27 Apr 2023
- 2023Emotion Prediction Oriented method with Multiple Supervisions for Emotion-Cause Pair Extraction24 Feb 2023
- 2023Empathetic Response Generation via Emotion Cause Transition Graph23 Feb 2023
- 2022PAL: Persona-Augmented Emotional Support Conversation Generation19 Dec 2022
- 2022Don't Forget Your ABC's: Evaluating the State-of-the-Art in Chat-Oriented Dialogue Systems18 Dec 2022
- 2022Pragmatics in Language Grounding: Phenomena, Tasks, and Modeling Approaches15 Nov 2022
- 2022CARE: Causality Reasoning for Empathetic Responses by Conditional Graph Generation1 Nov 2022
- 2022A Critical Reflection and Forward Perspective on Empathy and Natural Language Processing29 Oct 2022
- 2022Empathetic Dialogue Generation via Sensitive Emotion Recognition and Sensible Knowledge Selection21 Oct 2022
- 2022Empathetic Conversational Systems: A Review of Current Advances, Gaps, and Opportunities9 May 2022
- 2022Emp-RFT: Empathetic Response Generation via Recognizing Feature Transitions between Utterances6 May 2022
- 2022Neutral Utterances are Also Causes: Enhancing Conversational Causal Emotion Entailment with Social Commonsense Knowledge2 May 2022
- 2022"My nose is running.""Are you also coughing?": Building A Medical Diagnosis Agent with Interpretable Inquiry Logics29 Apr 2022
- 2023Harnessing the Power of Large Language Models for Empathetic Response Generation: Empirical Investigations and Improvementscited by 42
- 2023Knowledge-enhanced Mixed-initiative Dialogue System for Emotional Support Conversationscited by 41
- 2022PAL: Persona-Augmented Emotional Support Conversation Generationcited by 39
- 2022Empathetic Dialogue Generation via Sensitive Emotion Recognition and Sensible Knowledge Selectioncited by 19
- 2023Harnessing Large Language Models' Empathetic Response Generation Capabilities for Online Mental Health Counselling Supportcited by 17
- 2022Empathetic Conversational Systems: A Review of Current Advances, Gaps, and Opportunitiescited by 14
- 2023Leveraging Large Language Models for Automated Dialogue Analysiscited by 14
- 2022Neutral Utterances are Also Causes: Enhancing Conversational Causal Emotion Entailment with Social Commonsense Knowledgecited by 13
- 2024Assessing Empathy in Large Language Models with Real-World Physician-Patient Interactionscited by 13
- 2022Pragmatics in Language Grounding: Phenomena, Tasks, and Modeling Approachescited by 12
- 2022Emp-RFT: Empathetic Response Generation via Recognizing Feature Transitions between Utterancescited by 11
- 2024RSA-Control: A Pragmatics-Grounded Lightweight Controllable Text Generation Frameworkcited by 11
12 most cited of 38 All 38 (JSON)
- 2025Fine-Grained Emotion Recognition via In-Context Learning8 Oct 2025
- 2025Collaborative Rational Speech Act: Pragmatic Reasoning for Multi-Turn Dialog18 Jul 2025
- 2025EmoStage: A Framework for Accurate Empathetic Response Generation via Perspective-Taking and Phase Recognition24 Jun 2025
- 2025Rational Retrieval Acts: Leveraging Pragmatic Reasoning to Improve Sparse Retrieval6 May 2025
- 2024RSA-Control: A Pragmatics-Grounded Lightweight Controllable Text Generation Framework24 Oct 2024
- 2024StyEmp: Stylizing Empathetic Response Generation via Multi-Grained Prefix Encoder and Personality Reinforcement5 Aug 2024
- 2024Towards a Multidimensional Evaluation Framework for Empathetic Conversational Systems26 Jul 2024
- 2024GLIMPSE: Pragmatically Informative Multi-Document Summarization for Scholarly Reviews11 Jun 2024
- 2024E-ICL: Enhancing Fine-Grained Emotion Recognition through the Lens of Prototype Theory4 Jun 2024
- 2024Assessing Empathy in Large Language Models with Real-World Physician-Patient Interactions26 May 2024
- 2024CTSM: Combining Trait and State Emotions for Empathetic Response Model22 Mar 2024
- 2024An Iterative Associative Memory Model for Empathetic Response Generation28 Feb 2024
12 newest of 38 All 38 (JSON)