mlsanityData to 14 Oct 2026

Heavy Tails in SGD and Compressibility of Overparametrized Neural Networks

arXiv 2106.03795 ↗First posted 7 Jun 2021stat.ML cs.LGcited by 44

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Abstract (arXiv)

Neural network compression techniques have become increasingly popular as they can drastically reduce the storage and computation requirements for very large networks. Recent empirical studies have illustrated that even simple pruning strategies can be surprisingly effective, and several theoretical studies have shown that compressible networks (in specific senses) should achieve a low generalization error. Yet, a theoretical characterization of the underlying cause that makes the networks amenable to such simple compression schemes is still missing. In this study, we address this fundamental question and reveal that the dynamics of the training algorithm has a key role in obtaining such compressible networks. Focusing our attention on stochastic gradient descent (SGD), our main contribution is to link compressibility to two recently established properties of SGD: (i) as the network size goes to infinity, the system can converge to a mean-field limit, where the network weights behave independently, (ii) for a large step-size/batch-size ratio, the SGD iterates can converge to a heavy-tailed stationary distribution. In the case where these two phenomena occur simultaneously, we prove that the networks are guaranteed to be 'ℓp-compressible', and the compression errors of different pruning techniques (magnitude, singular value, or node pruning) become arbitrarily small as the network size increases. We further prove generalization bounds adapted to our theoretical framework, which indeed confirm that the generalization error will be lower for more compressible networks. Our theory and numerical study on various neural networks show that large step-size/batch-size ratios introduce heavy-tails, which, in combination with overparametrization, result in compressibility.

Key facts. Cited by 44 papers in the map (data through 14 Oct 2026). Builds on 41 of its 69 references that are in the map. First posted on arXiv 7 Jun 2021.

Builds on

41 of 69 references.

References · 41

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29 more
  1. 2018On the Global Convergence of Gradient Descent for Over-parameterized Models using Optimal Transportcited by 426
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Cited by year (2026 to 14 Oct)

Citing papers per year: 2021: 2; 2022: 8; 2023: 11; 2024: 9; 2025: 10; 2026: 4.

44 papers.

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  1. 2023Structured Pruning for Deep Convolutional Neural Networks: A surveycited by 122
  2. 2021Intrinsic Dimension, Persistent Homology and Generalization in Neural Networkscited by 70
  3. 2022Neural Networks Efficiently Learn Low-Dimensional Representations with SGDcited by 63
  4. 2024AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Modelscited by 36
  5. 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
  6. 2022Rate-Distortion Theoretic Generalization Bounds for Stochastic Learning Algorithmscited by 22
  7. 2023Algorithmic Stability of Heavy-Tailed SGD with General Loss Functionscited by 15
  8. 2023Generalization Bounds with Data-dependent Fractal Dimensionscited by 15
  9. 2023A Three-regime Model of Network Pruningcited by 15
  10. 2022Rate-Distortion Theoretic Bounds on Generalization Error for Distributed Learningcited by 14
  11. 2022Deep neural networks with dependent weights: Gaussian Process mixture limit, heavy tails, sparsity and compressibilitycited by 13
  12. 2022Dimensionality Reduced Training by Pruning and Freezing Parts of a Deep Neural Network, a Surveycited by 12
32 more
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  2. 2024Minimum Description Length and Generalization Guarantees for Representation Learningcited by 11
  3. 2024Model Balancing Helps Low-data Training and Fine-tuningcited by 11
  4. 2023Data-dependent Generalization Bounds via Variable-Size Compressibilitycited by 9
  5. 2024From Spikes to Heavy Tails: Unveiling the Spectral Evolution of Neural Networkscited by 9
  6. 2023Heavy-Tailed Regularization of Weight Matrices in Deep Neural Networkscited by 7
  7. 2024Large Deviation Upper Bounds and Improved MSE Rates of Nonlinear SGD: Heavy-tailed Noise and Power of Symmetrycited by 7
  8. 2022Heavy-Tail Phenomenon in Decentralized SGDcited by 6
  9. 2023Implicit Compressibility of Overparametrized Neural Networks Trained with Heavy-Tailed SGDcited by 5
  10. 2024Clip Body and Tail Separately: High Probability Guarantees for DPSGD with Heavy Tailscited by 5
  11. 2023Generalization Guarantees via Algorithm-dependent Rademacher Complexitycited by 4
  12. 2023Approximate Heavy Tails in Offline (Multi-Pass) Stochastic Gradient Descentcited by 3
  13. 2024Privacy of SGD under Gaussian or Heavy-Tailed Noise: Guarantees without Gradient Clippingcited by 3
  14. 2025Sharp High-Probability Rates for Nonlinear SGD under Heavy-Tailed Noise via Symmetrizationcited by 3
  15. 2025ARA: Adaptive Rank Allocation for Efficient Large Language Model SVD Compressioncited by 3
  16. 2023Cyclic and Randomized Stepsizes Invoke Heavier Tails in SGD than Constant Stepsizecited by 2
  17. 2024Tighter Generalisation Bounds via Interpolationcited by 2
  18. 2025Generalization Guarantees for Representation Learning via Data-Dependent Gaussian Mixture Priorscited by 2
  19. 2025On the Interaction of Compressibility and Adversarial Robustnesscited by 2
  20. 2025Large Learning Rates Simultaneously Achieve Robustness to Spurious Correlations and Compressibilitycited by 2
  21. 2025Federated Stochastic Minimax Optimization under Heavy-Tailed Noisescited by 2
  22. 2026Statistical Inference for Stochastic Gradient Descent: Beyond Finite Variancecited by 2
  23. 2023Probabilistic Weight Fixing: Large-scale training of neural network weight uncertainties for quantizationcited by 1
  24. 2024Nonlinear Stochastic Gradient Descent and Heavy-tailed Noise: A Unified Framework and High-probability Guaranteescited by 1
  25. 2025Multiview Representation Learning via Distributed Joint Latent Space Structuringcited by 1
  26. 2025Geometric Analysis of Neural Regression Collapse via Intrinsic Dimensioncited by 1
  27. 2026Perspectives on Tsallis Statistics for Artificial Intelligencecited by 1
  28. 2022Geometric Regularization from Overparameterizationcited by 0
  29. 2025Exploring and Reshaping the Weight Distribution in LLMcited by 0
  30. 2025R'enyi Differential Privacy for Heavy-Tailed SDEs via Fractional Poincar'e Inequalitiescited by 0
  31. 2026Robust stochastic first order methods in heavy-tailed noise via medoid mini-batch gradient samplingcited by 0
  32. 2026Information-Theoretic Analysis of Next-Token Prediction under Markovian Datacited by 0