mlsanityData to 7 Oct 2026

Classification with abstention but without disparities

arXiv 2102.12258 ↗First posted 24 Feb 2021stat.ML cs.CY cs.LGcited by 27

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Abstract (arXiv)

Classification with abstention has gained a lot of attention in recent years as it allows to incorporate human decision-makers in the process. Yet, abstention can potentially amplify disparities and lead to discriminatory predictions. The goal of this work is to build a general purpose classification algorithm, which is able to abstain from prediction, while avoiding disparate impact. We formalize this problem as risk minimization under fairness and abstention constraints for which we derive the form of the optimal classifier. Building on this result, we propose a post-processing classification algorithm, which is able to modify any off-the-shelf score-based classifier using only unlabeled sample. We establish finite sample risk, fairness, and abstention guarantees for the proposed algorithm. In particular, it is shown that fairness and abstention constraints can be achieved independently from the initial classifier as long as sufficiently many unlabeled data is available. The risk guarantee is established in terms of the quality of the initial classifier. Our post-processing scheme reduces to a sparse linear program allowing for an efficient implementation, which we provide. Finally, we validate our method empirically showing that moderate abstention rates allow to bypass the risk-fairness trade-off.

Key facts. Cited by 27 papers in the map (data through 7 Oct 2026). Builds on 14 of its 45 references that are in the map. First posted on arXiv 24 Feb 2021.

Builds on

14 of 45 references.

References · 14

  1. 2016Equality of Opportunity in Supervised Learningcited by 2,000
  2. 2018A Reductions Approach to Fair Classificationcited by 585
  3. 2016Fairness Beyond Disparate Treatment & Disparate Impact: Learning Classification without Disparate Mistreatmentcited by 368
  4. 2017Predict Responsibly: Improving Fairness and Accuracy by Learning to Defercited by 228
  5. 2015A Random Forest Guided Tourcited by 168
  6. 2019Fair Regression: Quantitative Definitions and Reduction-based Algorithmscited by 168
  7. 2019Leveraging Labeled and Unlabeled Data for Consistent Fair Binary Classificationcited by 60
  8. 2020Selective Classification Can Magnify Disparities Across Groupscited by 35
  9. 2021Exponential Savings in Agnostic Active Learning through Abstentioncited by 23
  10. 2020Review of Mathematical frameworks for Fairness in Machine Learningcited by 21
  11. 2020Fast Rates for Online Prediction with Abstentioncited by 19
  12. 2018Minimax optimal rates for Mondrian trees and forestscited by 18
2 more
  1. 2019Fast classification rates without standard margin assumptionscited by 16
  2. 2015Efficient Inverse Maintenance and Faster Algorithms for Linear Programmingcited by 13

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 2; 2022: 5; 2023: 5; 2024: 5; 2025: 7; 2026: 3.

27 papers.

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  1. 2022Bias Mitigation for Machine Learning Classifiers: A Comprehensive Surveycited by 125
  2. 2023Predictor-Rejector Multi-Class Abstention: Theoretical Analysis and Algorithmscited by 36
  3. 2021Selective Regression Under Fairness Criteriacited by 34
  4. 2023Theoretically Grounded Loss Functions and Algorithms for Score-Based Multi-Class Abstentioncited by 32
  5. 2022Fairness Indicators for Systematic Assessments of Visual Feature Extractorscited by 24
  6. 2022Bayes-Optimal Classifiers under Group Fairnesscited by 24
  7. 2022Fair learning with Wasserstein barycenters for non-decomposable performance measurescited by 24
  8. 2022Fair Bayes-Optimal Classifiers Under Predictive Paritycited by 16
  9. 2023Fair Classifiers that Abstain without Harmcited by 8
  10. 2023How Far Can Fairness Constraints Help Recover From Biased Data?cited by 5
  11. 2025Abstain and Validate: A Dual-LLM Policy for Reducing Noise in Agentic Program Repaircited by 5
  12. 2024Bandits with Abstention under Expert Advicecited by 3
15 more
  1. 2021Error rate control for classification rules in multiclass mixture modelscited by 2
  2. 2023Counterfactually Comparing Abstaining Classifierscited by 2
  3. 2024FairRR: Pre-Processing for Group Fairness through Randomized Responsecited by 2
  4. 2024Multi-Output Distributional Fairness via Post-Processingcited by 2
  5. 2024Demographic parity in regression and classification within the unawareness frameworkcited by 2
  6. 2025Interpretable and Fair Mechanisms for Abstaining Classifierscited by 2
  7. 2025Meta Optimality for Demographic Parity Constrained Regression via Post-Processingcited by 2
  8. 2024Harnessing the Power of Vicinity-Informed Analysis for Classification under Covariate Shiftcited by 1
  9. 2025Bayes-Optimal Fair Classification with Multiple Sensitive Featurescited by 1
  10. 2025Randomized multi-class classification under system constraints: a unified approach via post-processingcited by 1
  11. 2025Bounded-Abstention Pairwise Learning to Rankcited by 0
  12. 2025Unequal Uncertainty: Rethinking Algorithmic Interventions for Mitigating Discrimination from AIcited by 0
  13. 2026Fairness May Backfire: When Leveling-Down Occurs in Fair Machine Learningcited by 0
  14. 2026When Surface Form Changes Moderation Decisions: A Paired Study of Code-Mixed Workflow Instabilitycited by 0
  15. 2026Towards Provably Fair Machine Learning: Bayesian Approaches For Consistent and Transparent Predictionscited by 0