A Unifying View of Optimism in Episodic Reinforcement Learning
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Abstract (arXiv)
The principle of optimism in the face of uncertainty underpins many theoretically successful reinforcement learning algorithms. In this paper we provide a general framework for designing, analyzing and implementing such algorithms in the episodic reinforcement learning problem. This framework is built upon Lagrangian duality, and demonstrates that every model-optimistic algorithm that constructs an optimistic MDP has an equivalent representation as a value-optimistic dynamic programming algorithm. Typically, it was thought that these two classes of algorithms were distinct, with model-optimistic algorithms benefiting from a cleaner probabilistic analysis while value-optimistic algorithms are easier to implement and thus more practical. With the framework developed in this paper, we show that it is possible to get the best of both worlds by providing a class of algorithms which have a computationally efficient dynamic-programming implementation and also a simple probabilistic analysis. Besides being able to capture many existing algorithms in the tabular setting, our framework can also address largescale problems under realizable function approximation, where it enables a simple model-based analysis of some recently proposed methods.
Key facts. Cited by 51 papers in the map (data through 13 Oct 2026). First posted on arXiv 3 Jul 2020.
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Citing papers per year: 2021: 11; 2022: 13; 2023: 9; 2024: 8; 2025: 6; 2026: 4.
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- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 222
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 161
- 2021Representation Learning for Online and Offline RL in Low-rank MDPscited by 128
- 2021Provably Efficient Reinforcement Learning with Linear Function Approximation Under Adaptivity Constraintscited by 124
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coveragecited by 51
- 2021The Power of Exploiter: Provable Multi-Agent RL in Large State Spacescited by 48
- 2023Settling the Sample Complexity of Online Reinforcement Learningcited by 45
- 2021Stochastic Shortest Path: Minimax, Parameter-Free and Towards Horizon-Free Regretcited by 34
- 2021Variance-Aware Off-Policy Evaluation with Linear Function Approximationcited by 34
- 2022A General Framework for Sample-Efficient Function Approximation in Reinforcement Learningcited by 31
- 2022Provable Benefit of Multitask Representation Learning in Reinforcement Learningcited by 29
- 2021A Dataset Perspective on Offline Reinforcement Learningcited by 27
38 more
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- 2022Active Exploration via Experiment Design in Markov Chainscited by 19
- 2022Sequential Information Design: Markov Persuasion Process and Its Efficient Reinforcement Learningcited by 18
- 2023Sharp Variance-Dependent Bounds in Reinforcement Learning: Best of Both Worlds in Stochastic and Deterministic Environmentscited by 18
- 2021Settling the Horizon-Dependence of Sample Complexity in Reinforcement Learningcited by 17
- 2022Optimistic PAC Reinforcement Learning: the Instance-Dependent Viewcited by 17
- 2021Near-Optimal Randomized Exploration for Tabular Markov Decision Processescited by 15
- 2024Nesting Particle Filters for Experimental Design in Dynamical Systemscited by 12
- 2023Cooperative Multi-Agent Reinforcement Learning: Asynchronous Communication and Linear Function Approximationcited by 9
- 2025BOFormer: Learning to Solve Multi-Objective Bayesian Optimization via Non-Markovian RLcited by 9
- 2022Efficient Global Planning in Large MDPs via Stochastic Primal-Dual Optimizationcited by 8
- 2023Optimistic Planning by Regularized Dynamic Programmingcited by 8
- 2022Epistemic Monte Carlo Tree Searchcited by 7
- 2024Combinatorial Multivariant Multi-Armed Bandits with Applications to Episodic Reinforcement Learning and Beyondcited by 7
- 2025SOMBRL: Scalable and Optimistic Model-Based RLcited by 7
- 2023On the Theory of Risk-Aware Agents: Bridging Actor-Critic and Economicscited by 6
- 2025Provably Efficient RL under Episode-Wise Safety in Constrained MDPs with Linear Function Approximationcited by 5
- 2021Optimism and Delays in Episodic Reinforcement Learningcited by 4
- 2022Horizon-Free and Variance-Dependent Reinforcement Learning for Latent Markov Decision Processescited by 4
- 2023Horizon-free Reinforcement Learning in Adversarial Linear Mixture MDPscited by 4
- 2023Does Sparsity Help in Learning Misspecified Linear Bandits?cited by 3
- 2024Behind the Myth of Exploration in Policy Gradientscited by 3
- 2024Efficient Model-Based Reinforcement Learning Through Optimistic Thompson Samplingcited by 3
- 2022Slowly Changing Adversarial Bandit Algorithms are Efficient for Discounted MDPscited by 2
- 2024Offline RL via Feature-Occupancy Gradient Ascentcited by 2
- 2024e-COP : Episodic Constrained Optimization of Policiescited by 2
- 2025TW-CRL: Time-Weighted Contrastive Reward Learning for Efficient Inverse Reinforcement Learningcited by 2
- 2024How does Your RL Agent Explore? An Optimal Transport Analysis of Occupancy Measure Trajectoriescited by 1
- 2025Near-Optimal Sample Complexity in Reward-Free Kernel-Based Reinforcement Learningcited by 1
- 2022Dynamic mean field programmingcited by 0
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- 2024Misspecified Q-Learning with Sparse Linear Function Approximation: Tight Bounds on Approximation Errorcited by 0
- 2025Reinforcement Learning Using known Invariancescited by 0
- 2026Multi-Agent Reinforcement Learning with Submodular Rewardcited by 0
- 2026Mathematical methods of reinforcement learningcited by 0
- 2026Asymptotically Optimal Regret for Reinforcement Learning without Horizon Dependencecited by 0
50 most cited of 51 All 51 (JSON)
- 2026Optimal Multi-Reward Reinforcement Learning29 Sep 2026
- 2026Asymptotically Optimal Regret for Reinforcement Learning without Horizon Dependence22 Jul 2026
- 2026Mathematical methods of reinforcement learning8 Jul 2026
- 2026Multi-Agent Reinforcement Learning with Submodular Reward6 Mar 2026
- 2025SOMBRL: Scalable and Optimistic Model-Based RL25 Nov 2025
- 2025Reinforcement Learning Using known Invariances5 Nov 2025
- 2025BOFormer: Learning to Solve Multi-Objective Bayesian Optimization via Non-Markovian RL28 May 2025
- 2025TW-CRL: Time-Weighted Contrastive Reward Learning for Efficient Inverse Reinforcement Learning8 Apr 2025
- 2025Provably Efficient RL under Episode-Wise Safety in Constrained MDPs with Linear Function Approximation14 Feb 2025
- 2025Near-Optimal Sample Complexity in Reward-Free Kernel-Based Reinforcement Learning11 Feb 2025
- 2024Efficient Model-Based Reinforcement Learning Through Optimistic Thompson Sampling7 Oct 2024
- 2024Misspecified Q-Learning with Sparse Linear Function Approximation: Tight Bounds on Approximation Error18 Jul 2024
38 more
- 2024e-COP : Episodic Constrained Optimization of Policies13 Jun 2024
- 2024Combinatorial Multivariant Multi-Armed Bandits with Applications to Episodic Reinforcement Learning and Beyond3 Jun 2024
- 2024Offline RL via Feature-Occupancy Gradient Ascent22 May 2024
- 2024How does Your RL Agent Explore? An Optimal Transport Analysis of Occupancy Measure Trajectories14 Feb 2024
- 2024Nesting Particle Filters for Experimental Design in Dynamical Systems12 Feb 2024
- 2024Behind the Myth of Exploration in Policy Gradients31 Jan 2024
- 2023On the Theory of Risk-Aware Agents: Bridging Actor-Critic and Economics30 Oct 2023
- 2023Settling the Sample Complexity of Online Reinforcement Learning25 Jul 2023
- 2023Kernelized Reinforcement Learning with Order Optimal Regret Bounds13 Jun 2023
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coverage16 May 2023
- 2023Horizon-free Reinforcement Learning in Adversarial Linear Mixture MDPs15 May 2023
- 2023Cooperative Multi-Agent Reinforcement Learning: Asynchronous Communication and Linear Function Approximation10 May 2023
- 2023Does Sparsity Help in Learning Misspecified Linear Bandits?29 Mar 2023
- 2023Optimistic Planning by Regularized Dynamic Programming27 Feb 2023
- 2023Sharp Variance-Dependent Bounds in Reinforcement Learning: Best of Both Worlds in Stochastic and Deterministic Environments31 Jan 2023
- 2022Epistemic Monte Carlo Tree Search21 Oct 2022
- 2022Efficient Global Planning in Large MDPs via Stochastic Primal-Dual Optimization21 Oct 2022
- 2022Horizon-Free and Variance-Dependent Reinforcement Learning for Latent Markov Decision Processes20 Oct 2022
- 2022A General Framework for Sample-Efficient Function Approximation in Reinforcement Learning30 Sep 2022
- 2022Proximal Point Imitation Learning22 Sep 2022
- 2022Convex duality for stochastic shortest path problems in known and unknown environments31 Jul 2022
- 2022Optimistic PAC Reinforcement Learning: the Instance-Dependent View12 Jul 2022
- 2022Active Exploration via Experiment Design in Markov Chains29 Jun 2022
- 2022Provable Benefit of Multitask Representation Learning in Reinforcement Learning13 Jun 2022
- 2022Dynamic mean field programming10 Jun 2022
- 2022Slowly Changing Adversarial Bandit Algorithms are Efficient for Discounted MDPs18 May 2022
- 2022Horizon-Free Reinforcement Learning in Polynomial Time: the Power of Stationary Policies24 Mar 2022
- 2022Sequential Information Design: Markov Persuasion Process and Its Efficient Reinforcement Learning22 Feb 2022
- 2021Optimism and Delays in Episodic Reinforcement Learning15 Nov 2021
- 2021A Dataset Perspective on Offline Reinforcement Learning8 Nov 2021
- 2021Settling the Horizon-Dependence of Sample Complexity in Reinforcement Learning1 Nov 2021
- 2021Representation Learning for Online and Offline RL in Low-rank MDPs9 Oct 2021
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coverage13 Jul 2021
- 2021Variance-Aware Off-Policy Evaluation with Linear Function Approximation22 Jun 2021
- 2021The Power of Exploiter: Provable Multi-Agent RL in Large State Spaces7 Jun 2021
- 2021Stochastic Shortest Path: Minimax, Parameter-Free and Towards Horizon-Free Regret22 Apr 2021
- 2021Near-Optimal Randomized Exploration for Tabular Markov Decision Processes19 Feb 2021
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithms1 Feb 2021
50 newest of 51 All 51 (JSON)
- 2024Combinatorial Multivariant Multi-Armed Bandits with Applications to Episodic Reinforcement Learning and Beyondcited by 7
- 2025SOMBRL: Scalable and Optimistic Model-Based RLcited by 7
- 2025Provably Efficient RL under Episode-Wise Safety in Constrained MDPs with Linear Function Approximationcited by 5
- 2024Behind the Myth of Exploration in Policy Gradientscited by 3
- 2024Efficient Model-Based Reinforcement Learning Through Optimistic Thompson Samplingcited by 3
- 2025Near-Optimal Sample Complexity in Reward-Free Kernel-Based Reinforcement Learningcited by 1
- 2025Reinforcement Learning Using known Invariancescited by 0
- 2026Mathematical methods of reinforcement learningcited by 0
- 2026Asymptotically Optimal Regret for Reinforcement Learning without Horizon Dependencecited by 0
- 2026Optimal Multi-Reward Reinforcement Learningcited by 0
- 2026Optimal Multi-Reward Reinforcement Learning29 Sep 2026
- 2026Asymptotically Optimal Regret for Reinforcement Learning without Horizon Dependence22 Jul 2026
- 2026Mathematical methods of reinforcement learning8 Jul 2026
- 2025SOMBRL: Scalable and Optimistic Model-Based RL25 Nov 2025
- 2025Reinforcement Learning Using known Invariances5 Nov 2025
- 2025Provably Efficient RL under Episode-Wise Safety in Constrained MDPs with Linear Function Approximation14 Feb 2025
- 2025Near-Optimal Sample Complexity in Reward-Free Kernel-Based Reinforcement Learning11 Feb 2025
- 2024Efficient Model-Based Reinforcement Learning Through Optimistic Thompson Sampling7 Oct 2024
- 2024Combinatorial Multivariant Multi-Armed Bandits with Applications to Episodic Reinforcement Learning and Beyond3 Jun 2024
- 2024Behind the Myth of Exploration in Policy Gradients31 Jan 2024
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 161
- 2021Representation Learning for Online and Offline RL in Low-rank MDPscited by 128
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coveragecited by 51
- 2021A Dataset Perspective on Offline Reinforcement Learningcited by 27
- 2022Proximal Point Imitation Learningcited by 25
- 2024Offline RL via Feature-Occupancy Gradient Ascentcited by 2
- 2025TW-CRL: Time-Weighted Contrastive Reward Learning for Efficient Inverse Reinforcement Learningcited by 2
- 2025TW-CRL: Time-Weighted Contrastive Reward Learning for Efficient Inverse Reinforcement Learning8 Apr 2025
- 2024Offline RL via Feature-Occupancy Gradient Ascent22 May 2024
- 2023Double Pessimism is Provably Efficient for Distributionally Robust Offline Reinforcement Learning: Generic Algorithm and Robust Partial Coverage16 May 2023
- 2022Proximal Point Imitation Learning22 Sep 2022
- 2021A Dataset Perspective on Offline Reinforcement Learning8 Nov 2021
- 2021Representation Learning for Online and Offline RL in Low-rank MDPs9 Oct 2021
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coverage13 Jul 2021
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 222
- 2021Provably Efficient Reinforcement Learning with Linear Function Approximation Under Adaptivity Constraintscited by 124
- 2021The Power of Exploiter: Provable Multi-Agent RL in Large State Spacescited by 48
- 2023Settling the Sample Complexity of Online Reinforcement Learningcited by 45
- 2021Stochastic Shortest Path: Minimax, Parameter-Free and Towards Horizon-Free Regretcited by 34
- 2021Variance-Aware Off-Policy Evaluation with Linear Function Approximationcited by 34
- 2022A General Framework for Sample-Efficient Function Approximation in Reinforcement Learningcited by 31
- 2022Provable Benefit of Multitask Representation Learning in Reinforcement Learningcited by 29
- 2022Horizon-Free Reinforcement Learning in Polynomial Time: the Power of Stationary Policiescited by 27
- 2023Kernelized Reinforcement Learning with Order Optimal Regret Boundscited by 20
- 2022Active Exploration via Experiment Design in Markov Chainscited by 19
- 2022Sequential Information Design: Markov Persuasion Process and Its Efficient Reinforcement Learningcited by 18
12 most cited of 34 All 34 (JSON)
- 2026Multi-Agent Reinforcement Learning with Submodular Reward6 Mar 2026
- 2025BOFormer: Learning to Solve Multi-Objective Bayesian Optimization via Non-Markovian RL28 May 2025
- 2024Misspecified Q-Learning with Sparse Linear Function Approximation: Tight Bounds on Approximation Error18 Jul 2024
- 2024e-COP : Episodic Constrained Optimization of Policies13 Jun 2024
- 2024How does Your RL Agent Explore? An Optimal Transport Analysis of Occupancy Measure Trajectories14 Feb 2024
- 2024Nesting Particle Filters for Experimental Design in Dynamical Systems12 Feb 2024
- 2023On the Theory of Risk-Aware Agents: Bridging Actor-Critic and Economics30 Oct 2023
- 2023Settling the Sample Complexity of Online Reinforcement Learning25 Jul 2023
- 2023Kernelized Reinforcement Learning with Order Optimal Regret Bounds13 Jun 2023
- 2023Horizon-free Reinforcement Learning in Adversarial Linear Mixture MDPs15 May 2023
- 2023Cooperative Multi-Agent Reinforcement Learning: Asynchronous Communication and Linear Function Approximation10 May 2023
- 2023Does Sparsity Help in Learning Misspecified Linear Bandits?29 Mar 2023
12 newest of 34 All 34 (JSON)