Neural Proximal/Trust Region Policy Optimization Attains Globally Optimal Policy
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Abstract (arXiv)
Proximal policy optimization and trust region policy optimization (PPO and TRPO) with actor and critic parametrized by neural networks achieve significant empirical success in deep reinforcement learning. However, due to nonconvexity, the global convergence of PPO and TRPO remains less understood, which separates theory from practice. In this paper, we prove that a variant of PPO and TRPO equipped with overparametrized neural networks converges to the globally optimal policy at a sublinear rate. The key to our analysis is the global convergence of infinite-dimensional mirror descent under a notion of one-point monotonicity, where the gradient and iterate are instantiated by neural networks. In particular, the desirable representation power and optimization geometry induced by the overparametrization of such neural networks allow them to accurately approximate the infinite-dimensional gradient and iterate.
Key facts. Cited by 42 papers in the map (data through 7 Oct 2026). First posted on arXiv 25 Jun 2019.
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Citing papers per year: 2020: 2; 2021: 20; 2022: 8; 2023: 4; 2024: 5; 2025: 2; 2026: 1.
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- 2021Policy Mirror Descent for Reinforcement Learning: Linear Convergence, New Sampling Complexity, and Generalized Problem Classescited by 149
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2021Cautiously Optimistic Policy Optimization and Exploration with Linear Function Approximationcited by 53
- 2021On the Linear convergence of Natural Policy Gradient Algorithmcited by 48
- 2021Softmax Policy Gradient Methods Can Take Exponential Time to Convergecited by 46
- 2021Towards General Function Approximation in Zero-Sum Markov Gamescited by 42
- 2021Finite Sample Analysis of Two-Time-Scale Natural Actor-Critic Algorithmcited by 39
- 2022Mirror Learning: A Unifying Framework of Policy Optimisationcited by 31
- 2023Policy Optimization for Continuous Reinforcement Learningcited by 30
- 2021Finite-Sample Analysis of Off-Policy Natural Actor-Critic Algorithmcited by 26
- 2021Differentially Private Regret Minimization in Episodic Markov Decision Processescited by 23
- 2021Finite-Sample Analysis of Off-Policy Natural Actor-Critic with Linear Function Approximationcited by 22
30 more
- 2022Differentially Private Reinforcement Learning with Linear Function Approximationcited by 22
- 2022Policy Optimization over General State and Action Spacescited by 21
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Processcited by 18
- 2022Finite-Time Analysis of Entropy-Regularized Neural Natural Actor-Critic Algorithmcited by 17
- 2021Linear Convergence of Entropy-Regularized Natural Policy Gradient with Linear Function Approximationcited by 15
- 2021Bregman Gradient Policy Optimizationcited by 15
- 2021Permutation Invariant Policy Optimization for Mean-Field Multi-Agent Reinforcement Learning: A Principled Approachcited by 13
- 2023Optimistic Natural Policy Gradient: a Simple Efficient Policy Optimization Framework for Online RLcited by 13
- 2020When Will Generative Adversarial Imitation Learning Algorithms Attain Global Convergencecited by 12
- 2021Going Beyond Linear RL: Sample Efficient Neural Function Approximationcited by 9
- 2022Provably Efficient Fictitious Play Policy Optimization for Zero-Sum Markov Games with Structured Transitionscited by 9
- 2023Provably Robust Temporal Difference Learning for Heavy-Tailed Rewardscited by 9
- 2024Recurrent Natural Policy Gradient for POMDPscited by 8
- 2020Generative Adversarial Imitation Learning with Neural Networks: Global Optimality and Convergence Ratecited by 7
- 2021Convergence and Optimality of Policy Gradient Methods in Weakly Smooth Settingscited by 5
- 2021Wasserstein Flow Meets Replicator Dynamics: A Mean-Field Analysis of Representation Learning in Actor-Criticcited by 5
- 2022Towards Global Optimality in Cooperative MARL with the Transformation And Distillation Frameworkcited by 5
- 2025Improving Value Estimation Critically Enhances Vanilla Policy Gradientcited by 5
- 2024The Definitive Guide to Policy Gradients in Deep Reinforcement Learning: Theory, Algorithms and Implementationscited by 4
- 2022An Approximate Policy Iteration Viewpoint of Actor-Critic Algorithmscited by 3
- 2025On the Sample Complexity of Differentially Private Policy Optimizationcited by 3
- 2021A Stochastic Composite Augmented Lagrangian Method For Reinforcement Learningcited by 2
- 2021Analysis and Optimisation of Bellman Residual Errors with Neural Function Approximationcited by 2
- 2024Fast Convergence of Softmax Policy Mirror Ascentcited by 2
- 2021On the Privacy Risks of Deploying Recurrent Neural Networks in Machine Learning Modelscited by 1
- 2022Recursive Least Squares Advantage Actor-Critic Algorithmscited by 1
- 2024On the Stochastic (Variance-Reduced) Proximal Gradient Method for Regularized Expected Reward Optimizationcited by 1
- 2024Dual Approximation Policy Optimizationcited by 1
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergencecited by 0
- 2026A Closed-Loop Non-Asymptotic Convergence Analysis of PPO with Learned Critics and Clippingcited by 0
- 2026A Closed-Loop Non-Asymptotic Convergence Analysis of PPO with Learned Critics and Clipping7 Oct 2026
- 2025On the Sample Complexity of Differentially Private Policy Optimization24 Oct 2025
- 2025Improving Value Estimation Critically Enhances Vanilla Policy Gradient25 May 2025
- 2024Fast Convergence of Softmax Policy Mirror Ascent18 Nov 2024
- 2024Dual Approximation Policy Optimization2 Oct 2024
- 2024Recurrent Natural Policy Gradient for POMDPs28 May 2024
- 2024The Definitive Guide to Policy Gradients in Deep Reinforcement Learning: Theory, Algorithms and Implementations24 Jan 2024
- 2024On the Stochastic (Variance-Reduced) Proximal Gradient Method for Regularized Expected Reward Optimization23 Jan 2024
- 2023Provably Robust Temporal Difference Learning for Heavy-Tailed Rewards20 Jun 2023
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergence10 Jun 2023
- 2023Policy Optimization for Continuous Reinforcement Learning30 May 2023
- 2023Optimistic Natural Policy Gradient: a Simple Efficient Policy Optimization Framework for Online RL18 May 2023
30 more
- 2022Policy Optimization over General State and Action Spaces30 Nov 2022
- 2022An Approximate Policy Iteration Viewpoint of Actor-Critic Algorithms5 Aug 2022
- 2022Provably Efficient Fictitious Play Policy Optimization for Zero-Sum Markov Games with Structured Transitions25 Jul 2022
- 2022Towards Global Optimality in Cooperative MARL with the Transformation And Distillation Framework12 Jul 2022
- 2022Finite-Time Analysis of Entropy-Regularized Neural Natural Actor-Critic Algorithm2 Jun 2022
- 2022Differentially Private Reinforcement Learning with Linear Function Approximation18 Jan 2022
- 2022Recursive Least Squares Advantage Actor-Critic Algorithms15 Jan 2022
- 2022Mirror Learning: A Unifying Framework of Policy Optimisation7 Jan 2022
- 2021Wasserstein Flow Meets Replicator Dynamics: A Mean-Field Analysis of Representation Learning in Actor-Critic27 Dec 2021
- 2021Differentially Private Regret Minimization in Episodic Markov Decision Processes20 Dec 2021
- 2021Convergence and Optimality of Policy Gradient Methods in Weakly Smooth Settings30 Oct 2021
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Process20 Oct 2021
- 2021On the Privacy Risks of Deploying Recurrent Neural Networks in Machine Learning Models6 Oct 2021
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learning19 Aug 2021
- 2021Towards General Function Approximation in Zero-Sum Markov Games30 Jul 2021
- 2021Going Beyond Linear RL: Sample Efficient Neural Function Approximation14 Jul 2021
- 2021Bregman Gradient Policy Optimization23 Jun 2021
- 2021Analysis and Optimisation of Bellman Residual Errors with Neural Function Approximation16 Jun 2021
- 2021Linear Convergence of Entropy-Regularized Natural Policy Gradient with Linear Function Approximation8 Jun 2021
- 2021Finite-Sample Analysis of Off-Policy Natural Actor-Critic with Linear Function Approximation26 May 2021
- 2021A Stochastic Composite Augmented Lagrangian Method For Reinforcement Learning20 May 2021
- 2021Permutation Invariant Policy Optimization for Mean-Field Multi-Agent Reinforcement Learning: A Principled Approach18 May 2021
- 2021On the Linear convergence of Natural Policy Gradient Algorithm4 May 2021
- 2021Cautiously Optimistic Policy Optimization and Exploration with Linear Function Approximation24 Mar 2021
- 2021Softmax Policy Gradient Methods Can Take Exponential Time to Converge22 Feb 2021
- 2021Finite-Sample Analysis of Off-Policy Natural Actor-Critic Algorithm18 Feb 2021
- 2021Policy Mirror Descent for Reinforcement Learning: Linear Convergence, New Sampling Complexity, and Generalized Problem Classes30 Jan 2021
- 2021Finite Sample Analysis of Two-Time-Scale Natural Actor-Critic Algorithm26 Jan 2021
- 2020When Will Generative Adversarial Imitation Learning Algorithms Attain Global Convergence24 Jun 2020
- 2020Generative Adversarial Imitation Learning with Neural Networks: Global Optimality and Convergence Rate8 Mar 2020
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2020When Will Generative Adversarial Imitation Learning Algorithms Attain Global Convergencecited by 12
- 2020Generative Adversarial Imitation Learning with Neural Networks: Global Optimality and Convergence Ratecited by 7
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learning19 Aug 2021
- 2020When Will Generative Adversarial Imitation Learning Algorithms Attain Global Convergence24 Jun 2020
- 2020Generative Adversarial Imitation Learning with Neural Networks: Global Optimality and Convergence Rate8 Mar 2020
- 2021Policy Mirror Descent for Reinforcement Learning: Linear Convergence, New Sampling Complexity, and Generalized Problem Classescited by 149
- 2021Cautiously Optimistic Policy Optimization and Exploration with Linear Function Approximationcited by 53
- 2021On the Linear convergence of Natural Policy Gradient Algorithmcited by 48
- 2021Softmax Policy Gradient Methods Can Take Exponential Time to Convergecited by 46
- 2021Towards General Function Approximation in Zero-Sum Markov Gamescited by 42
- 2021Finite Sample Analysis of Two-Time-Scale Natural Actor-Critic Algorithmcited by 39
- 2022Mirror Learning: A Unifying Framework of Policy Optimisationcited by 31
- 2023Policy Optimization for Continuous Reinforcement Learningcited by 30
- 2021Finite-Sample Analysis of Off-Policy Natural Actor-Critic Algorithmcited by 26
- 2021Differentially Private Regret Minimization in Episodic Markov Decision Processescited by 23
- 2021Finite-Sample Analysis of Off-Policy Natural Actor-Critic with Linear Function Approximationcited by 22
- 2022Differentially Private Reinforcement Learning with Linear Function Approximationcited by 22
12 most cited of 39 All 39 (JSON)
- 2026A Closed-Loop Non-Asymptotic Convergence Analysis of PPO with Learned Critics and Clipping7 Oct 2026
- 2025On the Sample Complexity of Differentially Private Policy Optimization24 Oct 2025
- 2025Improving Value Estimation Critically Enhances Vanilla Policy Gradient25 May 2025
- 2024Fast Convergence of Softmax Policy Mirror Ascent18 Nov 2024
- 2024Dual Approximation Policy Optimization2 Oct 2024
- 2024Recurrent Natural Policy Gradient for POMDPs28 May 2024
- 2024The Definitive Guide to Policy Gradients in Deep Reinforcement Learning: Theory, Algorithms and Implementations24 Jan 2024
- 2024On the Stochastic (Variance-Reduced) Proximal Gradient Method for Regularized Expected Reward Optimization23 Jan 2024
- 2023Provably Robust Temporal Difference Learning for Heavy-Tailed Rewards20 Jun 2023
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergence10 Jun 2023
- 2023Policy Optimization for Continuous Reinforcement Learning30 May 2023
- 2023Optimistic Natural Policy Gradient: a Simple Efficient Policy Optimization Framework for Online RL18 May 2023
12 newest of 39 All 39 (JSON)