Rethinking generalization requires revisiting old ideas: statistical mechanics approaches and complex learning behavior
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Abstract (arXiv)
We describe an approach to understand the peculiar and counterintuitive generalization properties of deep neural networks. The approach involves going beyond worst-case theoretical capacity control frameworks that have been popular in machine learning in recent years to revisit old ideas in the statistical mechanics of neural networks. Within this approach, we present a prototypical Very Simple Deep Learning (VSDL) model, whose behavior is controlled by two control parameters, one describing an effective amount of data, or load, on the network (that decreases when noise is added to the input), and one with an effective temperature interpretation (that increases when algorithms are early stopped). Using this model, we describe how a very simple application of ideas from the statistical mechanics theory of generalization provides a strong qualitative description of recently-observed empirical results regarding the inability of deep neural networks not to overfit training data, discontinuous learning and sharp transitions in the generalization properties of learning algorithms, etc.
Key facts. Cited by 25 papers in the map (data through 14 Oct 2026). First posted on arXiv 26 Oct 2017.
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Citing papers per year: 2021: 3; 2022: 6; 2023: 4; 2024: 4; 2025: 3; 2026: 5.
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- 2024Towards Scalable and Versatile Weight Space Learningcited by 41
- 2024AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Modelscited by 36
- 2021Taxonomizing local versus global structure in neural network loss landscapescited by 34
- 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
- 2023When are ensembles really effective?cited by 21
- 2023Temperature Balancing, Layer-wise Weight Analysis, and Neural Network Trainingcited by 20
- 2022Evaluating natural language processing models with generalization metrics that do not need access to any training or testing datacited by 19
- 2023A Three-regime Model of Network Pruningcited by 15
- 2022On the Overlooked Structure of Stochastic Gradientscited by 13
- 2022Homophily modulates double descent generalization in graph convolution networkscited by 13
- 2022Monotonicity and Double Descent in Uncertainty Estimation with Gaussian Processescited by 11
- 2025Models of Heavy-Tailed Mechanistic Universalitycited by 10
13 more
- 2026AlphaQ: Calibration-Free Bit Allocation for Mixture-of-Experts Quantizationcited by 7
- 2022Exact Phase Transitions in Deep Learningcited by 6
- 2023Inversion dynamics of class manifolds in deep learning reveals tradeoffs underlying generalisationcited by 6
- 2022Eigenvalue Distribution of Large Random Matrices Arising in Deep Neural Networks: Orthogonal Casecited by 4
- 2024MD tree: a model-diagnostic tree grown on loss landscapecited by 3
- 2025A Model Zoo on Phase Transitions in Neural Networkscited by 3
- 2024Spring-block theory of feature learning in deep neural networkscited by 2
- 2025TRIM: Achieving Extreme Sparsity with Targeted Row-wise Iterative Metric-driven Pruningcited by 1
- 2026ActTail: Global Activation Sparsity in Large Language Modelscited by 1
- 2026Unveiling Multi-regime Patterns in SciML: Distinct Failure Modes and Regime-specific Optimizationcited by 1
- 2021A study of CNN capacity applied to Left Venticle Segmentation in Cardiac MRIcited by 0
- 2026Task-Aware Spectral Pruning: A Mixture-of-Masks Framework for Efficient LLM Inferencecited by 0
- 2026Why Heavy-Tailed Weight Spectra Predict Model Qualitycited by 0
- 2026Why Heavy-Tailed Weight Spectra Predict Model Quality9 Oct 2026
- 2026Task-Aware Spectral Pruning: A Mixture-of-Masks Framework for Efficient LLM Inference24 Aug 2026
- 2026AlphaQ: Calibration-Free Bit Allocation for Mixture-of-Experts Quantization3 Jun 2026
- 2026Unveiling Multi-regime Patterns in SciML: Distinct Failure Modes and Regime-specific Optimization27 May 2026
- 2026ActTail: Global Activation Sparsity in Large Language Models18 Feb 2026
- 2025Models of Heavy-Tailed Mechanistic Universality4 Jun 2025
- 2025TRIM: Achieving Extreme Sparsity with Targeted Row-wise Iterative Metric-driven Pruning22 May 2025
- 2025A Model Zoo on Phase Transitions in Neural Networks25 Apr 2025
- 2024AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Models14 Oct 2024
- 2024Spring-block theory of feature learning in deep neural networks28 Jul 2024
- 2024MD tree: a model-diagnostic tree grown on loss landscape24 Jun 2024
- 2024Towards Scalable and Versatile Weight Space Learning14 Jun 2024
13 more
- 2023Temperature Balancing, Layer-wise Weight Analysis, and Neural Network Training1 Dec 2023
- 2023A Three-regime Model of Network Pruning28 May 2023
- 2023When are ensembles really effective?21 May 2023
- 2023Inversion dynamics of class manifolds in deep learning reveals tradeoffs underlying generalisation9 Mar 2023
- 2022Homophily modulates double descent generalization in graph convolution networks26 Dec 2022
- 2022On the Overlooked Structure of Stochastic Gradients5 Dec 2022
- 2022Monotonicity and Double Descent in Uncertainty Estimation with Gaussian Processes14 Oct 2022
- 2022Exact Phase Transitions in Deep Learning25 May 2022
- 2022Evaluating natural language processing models with generalization metrics that do not need access to any training or testing data6 Feb 2022
- 2022Eigenvalue Distribution of Large Random Matrices Arising in Deep Neural Networks: Orthogonal Case12 Jan 2022
- 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizers2 Aug 2021
- 2021Taxonomizing local versus global structure in neural network loss landscapes23 Jul 2021
- 2021A study of CNN capacity applied to Left Venticle Segmentation in Cardiac MRI3 Jul 2021
- 2024Towards Scalable and Versatile Weight Space Learningcited by 41
- 2024AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Modelscited by 36
- 2021Taxonomizing local versus global structure in neural network loss landscapescited by 34
- 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
- 2023When are ensembles really effective?cited by 21
- 2023Temperature Balancing, Layer-wise Weight Analysis, and Neural Network Trainingcited by 20
- 2022Evaluating natural language processing models with generalization metrics that do not need access to any training or testing datacited by 19
- 2023A Three-regime Model of Network Pruningcited by 15
- 2022On the Overlooked Structure of Stochastic Gradientscited by 13
- 2022Homophily modulates double descent generalization in graph convolution networkscited by 13
- 2022Monotonicity and Double Descent in Uncertainty Estimation with Gaussian Processescited by 11
- 2025Models of Heavy-Tailed Mechanistic Universalitycited by 10
12 most cited of 23 All 23 (JSON)
- 2026Why Heavy-Tailed Weight Spectra Predict Model Quality9 Oct 2026
- 2026Unveiling Multi-regime Patterns in SciML: Distinct Failure Modes and Regime-specific Optimization27 May 2026
- 2026ActTail: Global Activation Sparsity in Large Language Models18 Feb 2026
- 2025Models of Heavy-Tailed Mechanistic Universality4 Jun 2025
- 2025TRIM: Achieving Extreme Sparsity with Targeted Row-wise Iterative Metric-driven Pruning22 May 2025
- 2025A Model Zoo on Phase Transitions in Neural Networks25 Apr 2025
- 2024AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Models14 Oct 2024
- 2024Spring-block theory of feature learning in deep neural networks28 Jul 2024
- 2024MD tree: a model-diagnostic tree grown on loss landscape24 Jun 2024
- 2024Towards Scalable and Versatile Weight Space Learning14 Jun 2024
- 2023Temperature Balancing, Layer-wise Weight Analysis, and Neural Network Training1 Dec 2023
- 2023A Three-regime Model of Network Pruning28 May 2023
12 newest of 23 All 23 (JSON)