mlsanityData to 14 Oct 2026

Rethinking generalization requires revisiting old ideas: statistical mechanics approaches and complex learning behavior

arXiv 1710.09553 ↗First posted 26 Oct 2017cs.LG stat.MLcited by 25

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Abstract (arXiv)

We describe an approach to understand the peculiar and counterintuitive generalization properties of deep neural networks. The approach involves going beyond worst-case theoretical capacity control frameworks that have been popular in machine learning in recent years to revisit old ideas in the statistical mechanics of neural networks. Within this approach, we present a prototypical Very Simple Deep Learning (VSDL) model, whose behavior is controlled by two control parameters, one describing an effective amount of data, or load, on the network (that decreases when noise is added to the input), and one with an effective temperature interpretation (that increases when algorithms are early stopped). Using this model, we describe how a very simple application of ideas from the statistical mechanics theory of generalization provides a strong qualitative description of recently-observed empirical results regarding the inability of deep neural networks not to overfit training data, discontinuous learning and sharp transitions in the generalization properties of learning algorithms, etc.

Key facts. Cited by 25 papers in the map (data through 14 Oct 2026). First posted on arXiv 26 Oct 2017.

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Citing papers per year: 2021: 3; 2022: 6; 2023: 4; 2024: 4; 2025: 3; 2026: 5.

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  1. 2024Towards Scalable and Versatile Weight Space Learningcited by 41
  2. 2024AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Modelscited by 36
  3. 2021Taxonomizing local versus global structure in neural network loss landscapescited by 34
  4. 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
  5. 2023When are ensembles really effective?cited by 21
  6. 2023Temperature Balancing, Layer-wise Weight Analysis, and Neural Network Trainingcited by 20
  7. 2022Evaluating natural language processing models with generalization metrics that do not need access to any training or testing datacited by 19
  8. 2023A Three-regime Model of Network Pruningcited by 15
  9. 2022On the Overlooked Structure of Stochastic Gradientscited by 13
  10. 2022Homophily modulates double descent generalization in graph convolution networkscited by 13
  11. 2022Monotonicity and Double Descent in Uncertainty Estimation with Gaussian Processescited by 11
  12. 2025Models of Heavy-Tailed Mechanistic Universalitycited by 10
13 more
  1. 2026AlphaQ: Calibration-Free Bit Allocation for Mixture-of-Experts Quantizationcited by 7
  2. 2022Exact Phase Transitions in Deep Learningcited by 6
  3. 2023Inversion dynamics of class manifolds in deep learning reveals tradeoffs underlying generalisationcited by 6
  4. 2022Eigenvalue Distribution of Large Random Matrices Arising in Deep Neural Networks: Orthogonal Casecited by 4
  5. 2024MD tree: a model-diagnostic tree grown on loss landscapecited by 3
  6. 2025A Model Zoo on Phase Transitions in Neural Networkscited by 3
  7. 2024Spring-block theory of feature learning in deep neural networkscited by 2
  8. 2025TRIM: Achieving Extreme Sparsity with Targeted Row-wise Iterative Metric-driven Pruningcited by 1
  9. 2026ActTail: Global Activation Sparsity in Large Language Modelscited by 1
  10. 2026Unveiling Multi-regime Patterns in SciML: Distinct Failure Modes and Regime-specific Optimizationcited by 1
  11. 2021A study of CNN capacity applied to Left Venticle Segmentation in Cardiac MRIcited by 0
  12. 2026Task-Aware Spectral Pruning: A Mixture-of-Masks Framework for Efficient LLM Inferencecited by 0
  13. 2026Why Heavy-Tailed Weight Spectra Predict Model Qualitycited by 0