Safe Reinforcement Learning using Ideas from Model Predictive Control
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Abstract (arXiv)
Reinforcement learning (RL) enables the synthesis of control policies directly from data, making it highly appealing for complex cyber-physical systems (CPSs) and robotics. A persistent challenge, however, is ensuring strict, hard safety constraints during the active learning phase. In real-world physical systems, violating mechanical limits can cause irreversible damage, necessitating that exploration remains strictly within safe operational regions. We propose a generalized framework that combines the adaptive, high-performance nature of deep reinforcement learning (DRL) with the formal safety guarantees of model predictive control (MPC). Using a mathematical model of the system dynamics, offline MPC computations define a feasible state-action space, representing all safe combinations of system states and control inputs that guarantee constraint satisfaction. During training and deployment, the RL agent's instantaneous actions are projected onto this globally verified feasible set via a safety filter. We systematically evaluate our generalized approach on a non-linear 1-DoF laboratory testbed, demonstrating successful exploration and stable policy convergence on physical hardware.
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References · 10
- 2017Proximal Policy Optimization Algorithmscited by 14,441
- 2017Constrained Policy Optimizationcited by 928
- 2017Safe Reinforcement Learning via Shieldingcited by 427
- 2019Control Barrier Functions: Theory and Applicationscited by 332
- 2018A Lyapunov-based Approach to Safe Reinforcement Learningcited by 278
- 2019End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Taskscited by 256
- 2017A General Safety Framework for Learning-Based Control in Uncertain Robotic Systemscited by 150
- 2024Python-Based Reinforcement Learning on Simulink Modelscited by 8
- 2024Comparison of Model Predictive Control and Proximal Policy Optimization for a 1-DOF Helicopter Systemcited by 6
- 2025The Crucial Role of Problem Formulation in Real-World Reinforcement Learningcited by 6
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