mlsanityData to 7 Oct 2026

Safe Actions Alone Do Not Ensure Safe Agents: Identifying Unfulfilled Obligations with Guard Models

arXiv 2610.11773 ↗First posted 8 Oct 2026cs.AIcited by 0

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Abstract (arXiv)

Guard models are increasingly used to safeguard LLM-based agents, primarily by identifying actions that agents are forbidden to perform. However, identifying forbidden actions alone is insufficient to ensure agent safety. In this paper, we argue that agent safety also depends on identifying required yet unperformed safety-critical actions, which we call obligations. Our preliminary study on a popular benchmark for evaluating safety shows that 56.92% of GLM-5.3 trajectories contain unfulfilled obligations, compared with only 30.00% containing forbidden actions. This finding reveals unfulfilled obligations as a major and previously overlooked source of safety risk. However, to our knowledge, no existing benchmark evaluates whether guard models can identify these obligations. To close this gap, we introduce ObligationBench, the first benchmark for evaluating the capability of obligation identification, comprising 240 expert-validated trajectories covering issue resolution, feature development, and terminal operations. Our evaluation of 14 representative models reveals substantial limitations: the highest recall and exact-match rate are only 48.97% and 10.00%, respectively. To address these limitations, we develop ObligationGuard using 40,000 synthetic training examples. ObligationGuard achieves 57.52% recall and an exact-match rate of 21.67%, surpassing all evaluated models on both metrics. We call on the community to incorporate obligation identification into the design and evaluation of future guard models to improve agent safety.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 27 of its 56 references that are in the map. First posted on arXiv 8 Oct 2026.

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References · 27

  1. 2024The Llama 3 Herd of Modelscited by 14,192
  2. 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,393
  3. 2022ReAct: Synergizing Reasoning and Acting in Language Modelscited by 8,355
  4. 2025Qwen3 Technical Reportcited by 8,195
  5. 2017Decoupled Weight Decay Regularizationcited by 1,722
  6. 2025gpt-oss-120b & gpt-oss-20b Model Cardcited by 1,258
  7. 2023Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversationscited by 1,124
  8. 2026DeepSeek-V4: Towards Highly Efficient Million-Token Context Intelligencecited by 877
  9. 2024Agent-SafetyBench: Evaluating the Safety of LLM Agentscited by 280
  10. 2025SWE-Bench Pro: Can AI Agents Solve Long-Horizon Software Engineering Tasks?cited by 254
  11. 2025ShieldAgent: Shielding Agents via Verifiable Safety Policy Reasoningcited by 144
  12. 2025Qwen3Guard Technical Reportcited by 125
15 more
  1. 2025LlamaFirewall: An open source guardrail system for building secure AI agentscited by 114
  2. 2026Kimi K3: Open Frontier Intelligencecited by 99
  3. 2026ATBench: A Diverse and Realistic Agent Trajectory Benchmark for Safety Evaluation and Diagnosiscited by 30
  4. 2025ProbGuard: Proactive Runtime Monitoring for LLM Agent Safety via Probabilistic Predictioncited by 25
  5. 2026HINTBench: Horizon-agent Intrinsic Non-attack Trajectory Benchmarkcited by 8
  6. 2026AgentDoG 1.5: A Lightweight and Scalable Alignment Framework for AI Agent Safety and Securitycited by 7
  7. 2026SafeClaw-R: Towards Safe and Secure Multi-Agent Personal Assistantscited by 5
  8. 2026SWE-AGILE: A Software Agent Framework for Efficiently Managing Dynamic Reasoning Contextcited by 5
  9. 2026CoACT: Action-Preserving Observation Compression for Coding Agentscited by 4
  10. 2026DreamGuard: Efficient Runtime Guardrail for LLM Agents via Risk-Aware World Modelcited by 3
  11. 2026LLM-enabled Applications Require System-Level Threat Monitoringcited by 2
  12. 2026PackMonitor: Enabling Zero Package Hallucinations Through Decoding-Time Monitoringcited by 2
  13. 2026SafePyramid: A Hierarchical Benchmark for In-context Policy Guardrailingcited by 1
  14. 2026S3: Improving Agent Safety through Multi-Stage Defensecited by 1
  15. 2026Representation Transitions Reveal Emerging Safety Risks in Multi-Turn LLM Agentscited by 1

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