mlsanityData to 14 Oct 2026

Beyond Shapley: An Influence-Based Data Auditing Pipeline for LLM Alignment and Evaluation

arXiv 2607.22766 ↗First posted 24 Jul 2026cs.LG cs.AIcited by 0

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

Post-training alignment of Large Language Models is increasingly bottlenecked by data quality: preference and instruction-tuning corpora accumulate label noise, safety inversions, and inter-annotator contradictions that deduplication misses and full-corpus LLM judging cannot afford. While Data Shapley offers a principled valuation framework, exact computation requires intractable retraining, and embedding surrogates like KNN-Shapley fail to separate high- from low-utility demonstrations (ρ = 0.0003 with generative utility). We introduce an inference-only valuation pipeline that computes the first-order term of an in-context cooperative game over semantic k-NN neighborhoods in O(k) forward passes without parameter updates, correlating positively with multi-shot Monte-Carlo in-context Shapley on 100% of targets at 19x less compute. Projecting pairwise log-likelihood shifts onto a directed influence graph characterizes each record via three signals: outgoing Exemplifying Advantage, incoming Exemplified Advantage, and a topological One-of-a-Kind Score protecting rare prompts. Pre-filtering restricts LLM twin arbitration to 1%-5% of records while achieving 4.5x enrichment in confirmed errors on HelpSteer2 and 2.2x on Anthropic HH-RLHF, catching contradictions that zero-shot likelihood and margin filters miss. During DPO training, confirmed contradictions oppose the update far more often than clean records (56.7% vs. 37.0% in LoRA gradients) and stay below chance in reward accuracy. Finally, auditing the HH-RLHF benchmark exposes label errors where aligned models disagree with human labels 73%-83% of the time, and retraining DPO after repairing or filtering flagged records improves reward accuracy by +0.5%-0.6% overall and +3.1%-3.5% on repaired inversions, even without LLM arbitration.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 19 of its 26 references that are in the map. First posted on arXiv 24 Jul 2026.

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  1. 2022Training language models to follow instructions with human feedback4 Mar

Other references · 18

  1. 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,626
  2. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
  3. 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,720
  4. 2025Gemma 3 Technical Reportcited by 1,824
  5. 2025Qwen3 Embedding: Advancing Text Embedding and Reranking Through Foundation Modelscited by 1,261
  6. 2023Large Language Models are not Fair Evaluatorscited by 1,085
  7. 2024M3-Embedding: Multi-Linguality, Multi-Functionality, Multi-Granularity Text Embeddings Through Self-Knowledge Distillationcited by 1,073
  8. 2016Efficient and robust approximate nearest neighbor search using Hierarchical Navigable Small World graphscited by 861
  9. 2021Deduplicating Training Data Makes Language Models Bettercited by 714
  10. 2019Data Shapley: Equitable Valuation of Data for Machine Learningcited by 629
  11. 2023Textbooks Are All You Needcited by 569
  12. 2023SemDeDup: Data-efficient learning at web-scale through semantic deduplicationcited by 303
6 more
  1. 2024HelpSteer2: Open-source dataset for training top-performing reward modelscited by 236
  2. 2026Qwen3.5-Omni Technical Reportcited by 174
  3. 2019Efficient Task-Specific Data Valuation for Nearest Neighbor Algorithmscited by 148
  4. 2025TokenShapley: Token Level Context Attribution with Shapley Valuecited by 15
  5. 2025Fair Document Valuation in LLM Summaries via Shapley Valuescited by 6
  6. 2024WaKA: Data Attribution using K-Nearest Neighbors and Membership Privacy Principlescited by 2

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  5. 2025Holistic Audit Dataset Generation for LLM Unlearning via Knowledge Graph Traversal and Redundancy Removal
  6. 2025Shapley-based Data Valuation for LLM Alignment via Sequential Preference Optimization
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  8. 2025Towards Efficient and Effective Alignment of Large Language Models