Shapley-based Data Valuation for LLM Alignment via Sequential Preference Optimization
On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods
Abstract (arXiv)
Data valuation is a natural framework for understanding which data sources matter most when aligning a Large Language Model (LLM) from multiple sources. The standard game-theoretic approach treats each source, or equivalently each preference dataset, as a player in a cooperative game and assigns it a contribution score through the Shapley value. In practice, however, Shapley-based valuation is computationally prohibitive because it requires aligning a separate model for every possible coalition of sources, i.e., an exponential number of alignments. We address this challenge for Direct Alignment Algorithms (DAAs), including IPO, which learn through log-policy ratios with respect to a reference policy. We show that, when a model is aligned sequentially source by source, exact optimization makes each stage contribute additively to the log-probability of a full response, up to a prompt-dependent normalization constant. This allows the log-probability assigned by any coalition to a fixed response to be reconstructed from the base policy and the policies trained on each source individually. This reduces the alignment cost of Shapley-based valuation from exponential to linear, since only one model per source needs to be trained to evaluate coalition scores. We test whether this theoretical property remains approximately valid under finite training across several base models and real-world data sources. We finally compute the Shapley values of these sources under multiple reward models, showing how their estimated contributions vary across evaluation criteria.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 44 of its 56 references that are in the map. First posted on arXiv 12 Dec 2025.
Builds on
44 of 56 references.
Closest ancestors · 4
Same direction, newest first
- 2024Learn Your Reference Model for Real Good Alignment15 Apr
- 2024Rewards-in-Context: Multi-objective Alignment of Foundation Models with Dynamic Preference Adjustment15 Feb
- 2023A General Theoretical Paradigm to Understand Learning from Human Preferences18 Oct
- 2022Training language models to follow instructions with human feedback4 Mar
Other references · 40
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- 2017Understanding Black-box Predictions via Influence Functionscited by 1,714
- 2022Model soups: averaging weights of multiple fine-tuned models improves accuracy without increasing inference timecited by 1,366
- 2022Editing Models with Task Arithmeticcited by 1,076
- 2023TIES-Merging: Resolving Interference When Merging Modelscited by 795
28 more
- 2019Data Shapley: Equitable Valuation of Data for Machine Learningcited by 617
- 2020Estimating Training Data Influence by Tracing Gradient Descentcited by 565
- 2023Weak-to-Strong Generalization: Eliciting Strong Capabilities With Weak Supervisioncited by 445
- 2023SLiC-HF: Sequence Likelihood Calibration with Human Feedbackcited by 395
- 2019Towards Efficient Data Valuation Based on the Shapley Valuecited by 279
- 2025Skywork-Reward-V2: Scaling Preference Data Curation via Human-AI Synergycited by 204
- 2018Representer Point Selection for Explaining Deep Neural Networkscited by 187
- 2021Beta Shapley: a Unified and Noise-reduced Data Valuation Framework for Machine Learningcited by 162
- 2019Efficient Task-Specific Data Valuation for Nearest Neighbor Algorithmscited by 147
- 2024Regularizing Hidden States Enables Learning Generalizable Reward Model for LLMscited by 142
- 2024Scaling Laws for Reward Model Overoptimization in Direct Alignment Algorithmscited by 139
- 2022Data Banzhaf: A Robust Data Valuation Framework for Machine Learningcited by 126
- 2016Sequence Tutor: Conservative Fine-Tuning of Sequence Generation Models with KL-controlcited by 100
- 2024Data Shapley in One Training Runcited by 76
- 2018A Marketplace for Data: An Algorithmic Solutioncited by 75
- 2020Collaborative Machine Learning with Incentive-Aware Model Rewardscited by 71
- 2023An Emulator for Fine-Tuning Large Language Models using Small Language Modelscited by 61
- 2013Bounding the Estimation Error of Sampling-based Shapley Value Approximationcited by 56
- 2023OpenDataVal: a Unified Benchmark for Data Valuationcited by 55
- 2023Controlled Text Generation via Language Model Arithmeticcited by 51
- 2024TokenSHAP: Interpreting Large Language Models with Monte Carlo Shapley Value Estimationcited by 41
- 2023Data Selection for Fine-tuning Large Language Models Using Transferred Shapley Valuescited by 21
- 2024SHED: Shapley-Based Automated Dataset Refinement for Instruction Fine-Tuningcited by 19
- 2025TokenShapley: Token Level Context Attribution with Shapley Valuecited by 14
- 2024Helpful or Harmful Data? Fine-tuning-free Shapley Attribution for Explaining Language Model Predictionscited by 13
- 2025Fair Document Valuation in LLM Summaries via Shapley Valuescited by 6
- 2025On the Impact of the Utility in Semivalue-based Data Valuationcited by 1
- 2025Semivalue-based data valuation is arbitrary and gameablecited by 1
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Citing papers per year: 2026: 1.
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