mlsanityData to 7 Oct 2026

Shapley-based Data Valuation for LLM Alignment via Sequential Preference Optimization

arXiv 2512.15765 ↗First posted 12 Dec 2025cs.LG cs.GT stat.MLcited by 1

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

Data valuation is a natural framework for understanding which data sources matter most when aligning a Large Language Model (LLM) from multiple sources. The standard game-theoretic approach treats each source, or equivalently each preference dataset, as a player in a cooperative game and assigns it a contribution score through the Shapley value. In practice, however, Shapley-based valuation is computationally prohibitive because it requires aligning a separate model for every possible coalition of sources, i.e., an exponential number of alignments. We address this challenge for Direct Alignment Algorithms (DAAs), including IPO, which learn through log-policy ratios with respect to a reference policy. We show that, when a model is aligned sequentially source by source, exact optimization makes each stage contribute additively to the log-probability of a full response, up to a prompt-dependent normalization constant. This allows the log-probability assigned by any coalition to a fixed response to be reconstructed from the base policy and the policies trained on each source individually. This reduces the alignment cost of Shapley-based valuation from exponential to linear, since only one model per source needs to be trained to evaluate coalition scores. We test whether this theoretical property remains approximately valid under finite training across several base models and real-world data sources. We finally compute the Shapley values of these sources under multiple reward models, showing how their estimated contributions vary across evaluation criteria.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 44 of its 56 references that are in the map. First posted on arXiv 12 Dec 2025.

Builds on

44 of 56 references.

Closest ancestors · 4

Same direction, newest first

  1. 2024Learn Your Reference Model for Real Good Alignment15 Apr
  2. 2024Rewards-in-Context: Multi-objective Alignment of Foundation Models with Dynamic Preference Adjustment15 Feb
  3. 2023A General Theoretical Paradigm to Understand Learning from Human Preferences18 Oct
  4. 2022Training language models to follow instructions with human feedback4 Mar

Other references · 40

  1. 2017Proximal Policy Optimization Algorithmscited by 14,441
  2. 2024The Llama 3 Herd of Modelscited by 14,192
  3. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
  4. 2020Scaling Laws for Neural Language Modelscited by 6,411
  5. 2024Qwen2.5 Technical Reportcited by 4,713
  6. 2017Deep reinforcement learning from human preferencescited by 3,846
  7. 2022Training Compute-Optimal Large Language Modelscited by 2,927
  8. 2019Fine-Tuning Language Models from Human Preferencescited by 2,124
  9. 2017Understanding Black-box Predictions via Influence Functionscited by 1,714
  10. 2022Model soups: averaging weights of multiple fine-tuned models improves accuracy without increasing inference timecited by 1,366
  11. 2022Editing Models with Task Arithmeticcited by 1,076
  12. 2023TIES-Merging: Resolving Interference When Merging Modelscited by 795
28 more
  1. 2019Data Shapley: Equitable Valuation of Data for Machine Learningcited by 617
  2. 2020Estimating Training Data Influence by Tracing Gradient Descentcited by 565
  3. 2023Weak-to-Strong Generalization: Eliciting Strong Capabilities With Weak Supervisioncited by 445
  4. 2023SLiC-HF: Sequence Likelihood Calibration with Human Feedbackcited by 395
  5. 2019Towards Efficient Data Valuation Based on the Shapley Valuecited by 279
  6. 2025Skywork-Reward-V2: Scaling Preference Data Curation via Human-AI Synergycited by 204
  7. 2018Representer Point Selection for Explaining Deep Neural Networkscited by 187
  8. 2021Beta Shapley: a Unified and Noise-reduced Data Valuation Framework for Machine Learningcited by 162
  9. 2019Efficient Task-Specific Data Valuation for Nearest Neighbor Algorithmscited by 147
  10. 2024Regularizing Hidden States Enables Learning Generalizable Reward Model for LLMscited by 142
  11. 2024Scaling Laws for Reward Model Overoptimization in Direct Alignment Algorithmscited by 139
  12. 2022Data Banzhaf: A Robust Data Valuation Framework for Machine Learningcited by 126
  13. 2016Sequence Tutor: Conservative Fine-Tuning of Sequence Generation Models with KL-controlcited by 100
  14. 2024Data Shapley in One Training Runcited by 76
  15. 2018A Marketplace for Data: An Algorithmic Solutioncited by 75
  16. 2020Collaborative Machine Learning with Incentive-Aware Model Rewardscited by 71
  17. 2023An Emulator for Fine-Tuning Large Language Models using Small Language Modelscited by 61
  18. 2013Bounding the Estimation Error of Sampling-based Shapley Value Approximationcited by 56
  19. 2023OpenDataVal: a Unified Benchmark for Data Valuationcited by 55
  20. 2023Controlled Text Generation via Language Model Arithmeticcited by 51
  21. 2024TokenSHAP: Interpreting Large Language Models with Monte Carlo Shapley Value Estimationcited by 41
  22. 2023Data Selection for Fine-tuning Large Language Models Using Transferred Shapley Valuescited by 21
  23. 2024SHED: Shapley-Based Automated Dataset Refinement for Instruction Fine-Tuningcited by 19
  24. 2025TokenShapley: Token Level Context Attribution with Shapley Valuecited by 14
  25. 2024Helpful or Harmful Data? Fine-tuning-free Shapley Attribution for Explaining Language Model Predictionscited by 13
  26. 2025Fair Document Valuation in LLM Summaries via Shapley Valuescited by 6
  27. 2025On the Impact of the Utility in Semivalue-based Data Valuationcited by 1
  28. 2025Semivalue-based data valuation is arbitrary and gameablecited by 1

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

1 paper.

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  3. 2025Data Selection for LLM Alignment Using Fine-Grained Preferences
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  5. 2024A Deep Dive into the Trade-Offs of Parameter-Efficient Preference Alignment Techniques
  6. 2026Towards Bridging the Gap Between Offline and Iterative Alignment via Preference Distillation
  7. 2025ComPO: Preference Alignment via Comparison Oracles
  8. 2024Reward-Augmented Data Enhances Direct Preference Alignment of LLMs