mlsanityData to 14 Oct 2026

Scaling Policy Compliance Assessment in Language Models with Policy Reasoning Traces

arXiv 2509.23291 ↗First posted 27 Sep 2025cs.CL cs.LGcited by 4

On the map: LLM reasoning → Reasoning for agents, planning and code

Abstract (arXiv)

Policy compliance assessment is a fundamental task of evaluating whether an input case strictly complies with a set of human-defined rules, more generally known as policies. In practice, human experts follow a systematic, step-by-step process to identify violations with respect to specific stipulations outlined in the policy. However, such documentation of gold-standard, expert-level reasoning processes is costly to acquire. In this paper, we introduce Policy Reasoning Traces (PRT), a form of specialized generated reasoning chains that serve as a reasoning bridge to improve an LLM's policy compliance assessment capabilities. Our empirical evaluations demonstrate that the use of PRTs for both inference-time and training-time scenarios significantly enhances the performance of open-weight and commercial models, setting a new state-of-the-art for HIPAA and GDPR policies. Beyond accuracy gains, we also highlight how PRTs can improve an LLM's ability to accurately cite policy clauses, as well as influence compliance decisions through their high utilization from the raw chains of thought.

Key facts. Cited by 4 papers in the map (data through 14 Oct 2026). Placed in Reasoning for agents, planning and code, one of 17 directions in LLM reasoning. Builds on 19 of its 62 references that are in the map. First posted on arXiv 27 Sep 2025.

Builds on

19 of 62 references.

Closest ancestors · 1

Same direction, newest first

  1. 2024Deliberative Alignment: Reasoning Enables Safer Language Models20 Dec

Other references · 18

  1. 2025DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learningcited by 6,330
  2. 2025Gemini 2.5: Pushing the Frontier with Advanced Reasoning, Multimodality, Long Context, and Next Generation Agentic Capabilitiescited by 3,796
  3. 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
  4. 2025gpt-oss-120b & gpt-oss-20b Model Cardcited by 1,386
  5. 2024JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Modelscited by 536
  6. 2024WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMscited by 496
  7. 2025Humanity's Last Examcited by 491
  8. 2025Stop Overthinking: A Survey on Efficient Reasoning for Large Language Modelscited by 464
  9. 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safetycited by 249
  10. 2025Qwen2.5-1M Technical Reportcited by 164
  11. 2025MedHELM: Holistic Evaluation of Large Language Models for Medical Taskscited by 64
  12. 2025Inverse Scaling in Test-Time Computecited by 50
6 more
  1. 2025ExpertLongBench: Benchmarking Language Models on Expert-Level Long-Form Generation Tasks with Structured Checklistscited by 24
  2. 2025ContractEval: Benchmarking LLMs for Clause-Level Legal Risk Identification in Commercial Contractscited by 9
  3. 2024Leveraging Graph-RAG and Prompt Engineering to Enhance LLM-Based Automated Requirement Traceability and Compliance Checkscited by 6
  4. 2025Standardizing Intelligence: Aligning Generative AI for Regulatory and Operational Compliancecited by 5
  5. 2025Policy Frameworks for Transparent Chain-of-Thought Reasoning in Large Language Modelscited by 4
  6. 2025Multi-Stage Retrieval for Operational Technology Cybersecurity Compliance Using Large Language Models: A Railway Casestudycited by 1

Built on by

Cited by year (2026 to 14 Oct)

Citing papers per year: 2026: 4.

4 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2026Code-as-Auditor: Executable Compliance Reasoning via Regulation-to-Code
  2. 2025Policy-Aware Generative AI for Safe, Auditable Data Access Governance
  3. 2025LLM-based HSE Compliance Assessment: Benchmark, Performance, and Advancements
  4. 2026Automated Testing of LLM-Based Post Hoc Explainers Using Model Checking as an Oracle
  5. 2026PolicyKG: An Agentic LLM Pipeline for Translating Institutional Policies into SHACL Knowledge Graphs
  6. 2025Context Reasoner: Incentivizing Reasoning Capability for Contextualized Privacy and Safety Compliance via Reinforcement Learning
  7. 2025Explainable Compliance Detection with Multi-Hop Natural Language Inference on Assurance Case Structure
  8. 2025GraphCompliance: Structure-Aware Regulatory Compliance through Policy-Context Graph Alignment