Intrinsic Barriers and Practical Pathways for Human-AI Alignment: An Agreement-Based Complexity Analysis
On the map: LLM alignment / RLHF / preference optimisation → Human values and AI feedback alignment
Abstract (arXiv)
We formalize AI alignment as a multi-objective optimization problem called langle M,N,varepsilon,δrangle-agreement, in which a set of N agents (including humans) must reach approximate (varepsilon) agreement across M candidate objectives, with probability at least 1-δ. Analyzing communication complexity, we prove an information-theoretic lower bound showing that once either M or N is large enough, no amount of computational power or rationality can avoid intrinsic alignment overheads. This establishes rigorous limits to alignment *itself*, not merely to particular methods, clarifying a "No-Free-Lunch" principle: encoding "all human values" is inherently intractable and must be managed through consensus-driven reduction or prioritization of objectives. Complementing this impossibility result, we construct explicit algorithms as achievability certificates for alignment under both unbounded and bounded rationality with noisy communication. Even in these best-case regimes, our bounded-agent and sampling analysis shows that with large task spaces (D) and finite samples, *reward hacking is globally inevitable*: rare high-loss states are systematically under-covered, implying scalable oversight must target safety-critical slices rather than uniform coverage. Together, these results identify fundamental complexity barriers -- tasks (M), agents (N), and state-space size (D) -- and offer principles for more scalable human-AI collaboration.
Key facts. Cited by 5 papers in the map (data through 14 Oct 2026). Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 9 of its 30 references that are in the map. First posted on arXiv 9 Feb 2025.
Builds on
9 of 30 references.
References · 9
- 2016Concrete Problems in AI Safetycited by 1,642
- 2024Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Trainingcited by 529
- 2018AI safety via debatecited by 400
- 2024Deliberative Alignment: Reasoning Enables Safer Language Modelscited by 308
- 2016Cooperative Inverse Reinforcement Learningcited by 300
- 2023AI Alignment: A Comprehensive Surveycited by 263
- 2018Supervising strong learners by amplifying weak expertscited by 145
- 2016Research Priorities for Robust and Beneficial Artificial Intelligencecited by 74
- 2023Scalable AI Safety via Doubly-Efficient Debatecited by 57
Built on by
Citing papers per year: 2025: 2; 2026: 3.
5 papers.
- 2025Core Safety Values for Provably Corrigible Agentscited by 5
- 2025Emergent Alignment via Competitioncited by 5
- 2026ROGUE: Evaluating Corrigibility Failures in Frontier Computer-Use Agentscited by 3
- 2026Sharding Prevents LLM Oversight Failures and Adversarial Exploitationcited by 0
- 2026AI Alignment through a Game-theoretic Lens: A Surveycited by 0
- 2026AI Alignment through a Game-theoretic Lens: A Survey28 Aug 2026
- 2026Sharding Prevents LLM Oversight Failures and Adversarial Exploitation5 Aug 2026
- 2026ROGUE: Evaluating Corrigibility Failures in Frontier Computer-Use Agents29 May 2026
- 2025Emergent Alignment via Competition18 Sep 2025
- 2025Core Safety Values for Provably Corrigible Agents28 Jul 2025
Similar, not cited
Close in wording, no citation either way
- 2025Position: The Complexity of Perfect AI Alignment -- Formalizing the RLHF Trilemma
- 2024The AI Alignment Paradox
- 2024On the Essence and Prospect: An Investigation of Alignment Approaches for Big Models
- 2024Position: Towards Bidirectional Human-AI Alignment
- 2024On the Undecidability of Artificial Intelligence Alignment: Machines that Halt
- 2025The Coming Crisis of Multi-Agent Misalignment: AI Alignment Must Be a Dynamic and Social Process
- 2023Of Models and Tin Men: A Behavioural Economics Study of Principal-Agent Problems in AI Alignment using Large-Language Models
- 2025A Statistical Case Against Empirical Human-AI Alignment