mlsanityData to 14 Oct 2026

A Computational Method for Measuring "Open Codes" in Qualitative Analysis

arXiv 2411.12142 ↗First posted 19 Nov 2024cs.CL cs.AI cs.HCcited by 6

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Abstract (arXiv)

Qualitative analysis is critical to understanding human datasets in many social science disciplines. A central method in this process is inductive coding, where researchers identify and interpret codes directly from the datasets themselves. Yet, this exploratory approach poses challenges for meeting methodological expectations (such as ``depth'' and ``variation''), especially as researchers increasingly adopt Generative AI (GAI) for support. Ground-truth-based metrics are insufficient because they contradict the exploratory nature of inductive coding, while manual evaluation can be labor-intensive. This paper presents a theory-informed computational method for measuring inductive coding results from humans and GAI. Our method first merges individual codebooks using an LLM-enriched algorithm. It measures each coder's contribution against the merged result using four novel metrics: Coverage, Overlap, Novelty, and Divergence. Through two experiments on a human-coded online conversation dataset, we 1) reveal the merging algorithm's impact on metrics; 2) validate the metrics' stability and robustness across multiple runs and different LLMs; and 3) showcase the metrics' ability to diagnose coding issues, such as excessive or irrelevant (hallucinated) codes. Our work provides a reliable pathway for ensuring methodological rigor in human-AI qualitative analysis.

Key facts. Cited by 6 papers in the map (data through 14 Oct 2026). Builds on 12 of its 88 references that are in the map. First posted on arXiv 19 Nov 2024.

Builds on

12 of 88 references.

References · 12

  1. 2022BERTopic: Neural topic modeling with a class-based TF-IDF procedurecited by 801
  2. 2023"Kelly is a Warm Person, Joseph is a Role Model": Gender Biases in LLM-Generated Reference Letterscited by 199
  3. 2023Supporting Qualitative Analysis with Large Language Models: Combining Codebook with GPT-3 for Deductive Codingcited by 82
  4. 2023LLM-in-the-loop: Leveraging Large Language Model for Thematic Analysiscited by 70
  5. 2023CoAIcoder: Examining the Effectiveness of AI-assisted Human-to-Human Collaboration in Qualitative Analysiscited by 25
  6. 2023Using Large Language Models for Qualitative Analysis can Introduce Serious Biascited by 22
  7. 2023Contextualized Topic Coherence Metricscited by 19
  8. 2023Can Large Language Models emulate an inductive Thematic Analysis of semi-structured interviews? An exploration and provocation on the limits of the approach and the modelcited by 15
  9. 2022A Systematic Review and Thematic Analysis of Community-Collaborative Approaches to Computing Researchcited by 14
  10. 2024Reflections on Inductive Thematic Saturation as a potential metric for measuring the validity of an inductive Thematic Analysis with LLMscited by 6
  11. 2024Prompts Matter: Comparing ML/GAI Approaches for Generating Inductive Qualitative Coding Resultscited by 3
  12. 2022Automated Code Extraction from Discussion Board Text Datasetcited by 2

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2025: 2; 2026: 4.

6 papers.