HOPE for a Robust Parameterization of Long-memory State Space Models
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Abstract (arXiv)
State-space models (SSMs) that utilize linear, time-invariant (LTI) systems are known for their effectiveness in learning long sequences. To achieve state-of-the-art performance, an SSM often needs a specifically designed initialization, and the training of state matrices is on a logarithmic scale with a very small learning rate. To understand these choices from a unified perspective, we view SSMs through the lens of Hankel operator theory. Building upon it, we develop a new parameterization scheme, called HOPE, for LTI systems that utilizes Markov parameters within Hankel operators. Our approach helps improve the initialization and training stability, leading to a more robust parameterization. We efficiently implement these innovations by nonuniformly sampling the transfer functions of LTI systems, and they require fewer parameters compared to canonical SSMs. When benchmarked against HiPPO-initialized models such as S4 and S4D, an SSM parameterized by Hankel operators demonstrates improved performance on Long-Range Arena (LRA) tasks. Moreover, our new parameterization endows the SSM with non-decaying memory within a fixed time window, which is empirically corroborated by a sequential CIFAR-10 task with padded noise.
Key facts. Cited by 12 papers in the map (data through 14 Oct 2026). Builds on 23 of its 44 references that are in the map. First posted on arXiv 22 May 2024.
Builds on
23 of 44 references.
References · 23
- 2023Mamba: Linear-Time Sequence Modeling with Selective State Spacescited by 4,718
- 2021Efficiently Modeling Long Sequences with Structured State Spacescited by 2,465
- 2022Simplified State Space Layers for Sequence Modelingcited by 788
- 2020Long Range Arena: A Benchmark for Efficient Transformerscited by 700
- 2020HiPPO: Recurrent Memory with Optimal Polynomial Projectionscited by 605
- 2022On the Parameterization and Initialization of Diagonal State Space Modelscited by 424
- 2023Resurrecting Recurrent Neural Networks for Long Sequencescited by 408
- 2022Diagonal State Spaces are as Effective as Structured State Spacescited by 350
- 2018Implicit Self-Regularization in Deep Neural Networks: Evidence from Random Matrix Theory and Implications for Learningcited by 215
- 2022Liquid Structural State-Space Modelscited by 136
- 2022How to Train Your HiPPO: State Space Models with Generalized Orthogonal Basis Projectionscited by 122
- 2020Predicting trends in the quality of state-of-the-art neural networks without access to training or testing datacited by 115
11 more
- 2022What Makes Convolutional Models Great on Long Sequence Modeling?cited by 87
- 2016Gradient Descent Learns Linear Dynamical Systemscited by 79
- 2023Simple Hardware-Efficient Long Convolutions for Sequence Modelingcited by 62
- 2023State-space Models with Layer-wise Nonlinearity are Universal Approximators with Exponential Decaying Memorycited by 39
- 2023Universality of Linear Recurrences Followed by Non-linear Projections: Finite-Width Guarantees and Benefits of Complex Eigenvaluescited by 36
- 2023StableSSM: Alleviating the Curse of Memory in State-space Models through Stable Reparameterizationcited by 30
- 2023Spectral State Space Modelscited by 21
- 2023Robustifying State-space Models for Long Sequences via Approximate Diagonalizationcited by 18
- 2024From Generalization Analysis to Optimization Designs for State Space Modelscited by 11
- 2014Fast singular value decay for Lyapunov solutions with nonnormal coefficientscited by 2
- 2023Practical challenges in data-driven interpolation: dealing with noise, enforcing stability, and computing realizationscited by 2
Built on by
Citing papers per year: 2024: 1; 2025: 8; 2026: 3.
12 papers.
- 2024Autocorrelation Matters: Understanding the Role of Initialization Schemes for State Space Modelscited by 9
- 2025Understanding Transformers for Time Series: Rank Structure, Flow-of-ranks, and Compressibilitycited by 9
- 2025Block-Biased Mamba for Long-Range Sequence Processingcited by 8
- 2025Generalization Error Analysis for Selective State-Space Models Through the Lens of Attentioncited by 5
- 2025The Curious Case of In-Training Compression of State Space Modelscited by 4
- 2025A Deep State Space Model for Rainfall-Runoff Simulationscited by 3
- 2025UnHiPPO: Uncertainty-aware Initialization for State Space Modelscited by 3
- 2025Hankel Singular Value Regularization for Highly Compressible State Space Modelscited by 2
- 2025LISM: Long-range Integrative State space Models via Input-Latent State Interactionscited by 1
- 2026SHiPPO: Recurrent Memory with Transported Polynomial Projectionscited by 1
- 2026Continuity Laws for Sequential Modelscited by 0
- 2026The Cost of Long Memory: State, Context, and Stability Complexity in Sequence Modelscited by 0
- 2026The Cost of Long Memory: State, Context, and Stability Complexity in Sequence Models24 Sep 2026
- 2026SHiPPO: Recurrent Memory with Transported Polynomial Projections3 Jul 2026
- 2026Continuity Laws for Sequential Models8 May 2026
- 2025Hankel Singular Value Regularization for Highly Compressible State Space Models27 Oct 2025
- 2025The Curious Case of In-Training Compression of State Space Models3 Oct 2025
- 2025Understanding Transformers for Time Series: Rank Structure, Flow-of-ranks, and Compressibility2 Oct 2025
- 2025LISM: Long-range Integrative State space Models via Input-Latent State Interactions4 Sep 2025
- 2025UnHiPPO: Uncertainty-aware Initialization for State Space Models5 Jun 2025
- 2025Block-Biased Mamba for Long-Range Sequence Processing13 May 2025
- 2025Generalization Error Analysis for Selective State-Space Models Through the Lens of Attention3 Feb 2025
- 2025A Deep State Space Model for Rainfall-Runoff Simulations24 Jan 2025
- 2024Autocorrelation Matters: Understanding the Role of Initialization Schemes for State Space Models29 Nov 2024
Similar, not cited
Close in wording, no citation either way
- 2025Lag Operator SSMs: A Geometric Framework for Structured State Space Modeling
- 2026MaRK: Markov-adapted Recurrent Kernels for Dynamic Operator Conditioning in State Space Models
- 2024HiPPO-Prophecy: State-Space Models can Provably Learn Dynamical Systems in Context
- 2025Memory Determines Learning Direction: A Theory of Gradient-Based Optimization in State Space Models
- 2023Never Train from Scratch: Fair Comparison of Long-Sequence Models Requires Data-Driven Priors
- 2022Efficient learning of hidden state LTI state space models of unknown order
- 2026Riccati State Space Models: Non-iterative Parallelization for Nonlinear Sequence Modeling
- 2024Q-S5: Towards Quantized State Space Models