mlsanityData to 7 Oct 2026

Towards LLM-driven Dialogue State Tracking

arXiv 2310.14970 ↗First posted 23 Oct 2023cs.CLcited by 25

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Abstract (arXiv)

Dialogue State Tracking (DST) is of paramount importance in ensuring accurate tracking of user goals and system actions within task-oriented dialogue systems. The emergence of large language models (LLMs) such as GPT3 and ChatGPT has sparked considerable interest in assessing their efficacy across diverse applications. In this study, we conduct an initial examination of ChatGPT's capabilities in DST. Our evaluation uncovers the exceptional performance of ChatGPT in this task, offering valuable insights to researchers regarding its capabilities and providing useful directions for designing and enhancing dialogue systems. Despite its impressive performance, ChatGPT has significant limitations including its closed-source nature, request restrictions, raising data privacy concerns, and lacking local deployment capabilities. To address these concerns, we present LDST, an LLM-driven DST framework based on smaller, open-source foundation models. By utilizing a novel domain-slot instruction tuning method, LDST achieves performance on par with ChatGPT. Comprehensive evaluations across three distinct experimental settings, we find that LDST exhibits remarkable performance improvements in both zero-shot and few-shot setting compared to previous SOTA methods. The source code is provided for reproducibility.

Key facts. Cited by 25 papers in the map (data through 7 Oct 2026). Builds on 35 of its 55 references that are in the map. First posted on arXiv 23 Oct 2023.

Builds on

35 of 55 references.

References · 35

  1. 2020Language Models are Few-Shot Learnerscited by 32,199
  2. 2019Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformercited by 14,491
  3. 2021LoRA: Low-Rank Adaptation of Large Language Modelscited by 14,084
  4. 2023LLaMA: Open and Efficient Foundation Language Modelscited by 13,958
  5. 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 12,865
  6. 2022Scaling Instruction-Finetuned Language Modelscited by 2,997
  7. 2021P-Tuning v2: Prompt Tuning Can Be Comparable to Fine-tuning Universally Across Scales and Taskscited by 686
  8. 2019Towards Scalable Multi-domain Conversational Agents: The Schema-Guided Dialogue Datasetcited by 426
  9. 2023A Comprehensive Survey on Pretrained Foundation Models: A History from BERT to ChatGPTcited by 364
  10. 2020A Simple Language Model for Task-Oriented Dialoguecited by 331
  11. 2023A Comprehensive Survey of AI-Generated Content (AIGC): A History of Generative AI from GAN to ChatGPTcited by 221
  12. 2019Transferable Multi-Domain State Generator for Task-Oriented Dialogue Systemscited by 215
23 more
  1. 2020MultiWOZ 2.2 : A Dialogue Dataset with Additional Annotation Corrections and State Tracking Baselinescited by 201
  2. 2023Is ChatGPT A Good Translator? Yes With GPT-4 As The Enginecited by 172
  3. 2019Challenges in Building Intelligent Open-domain Dialog Systemscited by 147
  4. 2020TripPy: A Triple Copy Strategy for Value Independent Neural Dialog State Trackingcited by 130
  5. 2023Exploring the Limits of ChatGPT for Query or Aspect-based Text Summarizationcited by 122
  6. 2021Dialogue State Tracking with a Language Model using Schema-Driven Promptingcited by 94
  7. 2021MultiWOZ 2.4: A Multi-Domain Task-Oriented Dialogue Dataset with Essential Annotation Corrections to Improve State Tracking Evaluationcited by 86
  8. 2023Exploring the Feasibility of ChatGPT for Event Extractioncited by 76
  9. 2019Find or Classify? Dual Strategy for Slot-Value Predictions on Multi-Domain Dialog State Trackingcited by 75
  10. 2019SUMBT: Slot-Utterance Matching for Universal and Scalable Belief Trackingcited by 63
  11. 2021Leveraging Slot Descriptions for Zero-Shot Cross-Domain Dialogue State Trackingcited by 61
  12. 2021Zero-Shot Dialogue State Tracking via Cross-Task Transfercited by 52
  13. 2020MultiWOZ 2.3: A multi-domain task-oriented dialogue dataset enhanced with annotation corrections and co-reference annotationcited by 51
  14. 2022Description-Driven Task-Oriented Dialog Modelingcited by 50
  15. 2020A Sequence-to-Sequence Approach to Dialogue State Trackingcited by 43
  16. 2023ChatGPT for Zero-shot Dialogue State Tracking: A Solution or an Opportunity?cited by 38
  17. 2023A Preliminary Evaluation of ChatGPT for Zero-shot Dialogue Understandingcited by 31
  18. 2023Task-Optimized Adapters for an End-to-End Task-Oriented Dialogue Systemcited by 30
  19. 2019An End-to-End Dialogue State Tracking System with Machine Reading Comprehension and Wide & Deep Classificationcited by 20
  20. 2023Parameter-Efficient Low-Resource Dialogue State Tracking by Prompt Tuningcited by 8
  21. 2022On Tracking Dialogue State by Inheriting Slot Values in Mentioned Slot Poolscited by 5
  22. 2022Knowledge-grounded Dialog State Trackingcited by 5
  23. 2022MetaASSIST: Robust Dialogue State Tracking with Meta Learningcited by 3

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Citing papers per year: 2024: 10; 2025: 11; 2026: 4.

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  2. 2024Large Language Models Meet NLP: A Surveycited by 102
  3. 2024GEMeX: A Large-Scale, Groundable, and Explainable Medical VQA Benchmark for Chest X-ray Diagnosiscited by 28
  4. 2024Understanding Layer Significance in LLM Alignmentcited by 19
  5. 2025HSSBench: Benchmarking Humanities and Social Sciences Ability for Multimodal Large Language Modelscited by 17
  6. 2024WeatherGFM: Learning A Weather Generalist Foundation Model via In-context Learningcited by 12
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  10. 2025PostAlign: Multimodal Grounding as a Corrective Lens for MLLMscited by 5
  11. 2025Agent Identity Evals: Measuring Agentic Identitycited by 5
  12. 2025Prior Lessons of Incremental Dialogue and Robot Action Management for the Age of Language Modelscited by 2
13 more
  1. 2024Intent-driven In-context Learning for Few-shot Dialogue State Trackingcited by 1
  2. 2026Toward Robust Personalized Alignment for LLMs: Mitigating Persona Drift in Multi-Turn Dialoguecited by 1
  3. 2024A Survey on the Real Power of ChatGPTcited by 0
  4. 2024Dialogue You Can Trust: Human and AI Perspectives on Generated Conversationscited by 0
  5. 2024Beyond Ontology in Dialogue State Tracking for Goal-Oriented Chatbotcited by 0
  6. 2025MARCO: Meta-Reflection with Cross-Referencing for Code Reasoningcited by 0
  7. 2025Hybrid Dialogue State Tracking for Persian Chatbots: A Language Model-Based Approachcited by 0
  8. 2025Beyond More Context: Retrieval Diversity Boosts Multi-Turn Intent Understandingcited by 0
  9. 2025From Words to Wisdom: Discourse Annotation and Baseline Models for Student Dialogue Understandingcited by 0
  10. 2025Faithfulness metric fusion: Improving the evaluation of LLM trustworthiness across domainscited by 0
  11. 2026Micro-Macro Retrieval: Reducing Long-Form Hallucination in Large Language Modelscited by 0
  12. 2026An Auditable Symbolic-RAG-Generative AI Architecture for Goal-Oriented Conversation Orchestrationcited by 0
  13. 2026Lost with a Map: Conversational State and Behavioral Reliability in Language Modelscited by 0