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A Sequence-to-Sequence Approach to Dialogue State Tracking

arXiv 2011.09553 ↗First posted 18 Nov 2020cs.CL cs.AI cs.IRcited by 43

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Abstract (arXiv)

This paper is concerned with dialogue state tracking (DST) in a task-oriented dialogue system. Building a DST module that is highly effective is still a challenging issue, although significant progresses have been made recently. This paper proposes a new approach to dialogue state tracking, referred to as Seq2Seq-DU, which formalizes DST as a sequence-to-sequence problem. Seq2Seq-DU employs two BERT-based encoders to respectively encode the utterances in the dialogue and the descriptions of schemas, an attender to calculate attentions between the utterance embeddings and the schema embeddings, and a decoder to generate pointers to represent the current state of dialogue. Seq2Seq-DU has the following advantages. It can jointly model intents, slots, and slot values; it can leverage the rich representations of utterances and schemas based on BERT; it can effectively deal with categorical and non-categorical slots, and unseen schemas. In addition, Seq2Seq-DU can also be used in the NLU (natural language understanding) module of a dialogue system. Experimental results on benchmark datasets in different settings (SGD, MultiWOZ2.2, MultiWOZ2.1, WOZ2.0, DSTC2, M2M, SNIPS, and ATIS) show that Seq2Seq-DU outperforms the existing methods.

Key facts. Cited by 43 papers in the map (data through 7 Oct 2026). First posted on arXiv 18 Nov 2020.

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Citing papers per year: 2021: 5; 2022: 15; 2023: 14; 2024: 4; 2025: 2; 2026: 3.

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  1. 2021Multi-Task Pre-Training for Plug-and-Play Task-Oriented Dialogue Systemcited by 139
  2. 2021Dialogue State Tracking with a Language Model using Schema-Driven Promptingcited by 94
  3. 2023Are LLMs All You Need for Task-Oriented Dialogue?cited by 52
  4. 2022SPACE-3: Unified Dialog Model Pre-training for Task-Oriented Dialog Understanding and Generationcited by 34
  5. 2022Learning to Execute Actions or Ask Clarification Questionscited by 30
  6. 2023Towards LLM-driven Dialogue State Trackingcited by 25
  7. 2022"Do you follow me?": A Survey of Recent Approaches in Dialogue State Trackingcited by 22
  8. 2021Amendable Generation for Dialogue State Trackingcited by 21
  9. 2021Effective Sequence-to-Sequence Dialogue State Trackingcited by 20
  10. 2022Dynamic Schema Graph Fusion Network for Multi-Domain Dialogue State Trackingcited by 18
  11. 2022Show, Don't Tell: Demonstrations Outperform Descriptions for Schema-Guided Task-Oriented Dialoguecited by 16
  12. 2022ASSIST: Towards Label Noise-Robust Dialogue State Trackingcited by 11
31 more
  1. 2023Schema-Guided User Satisfaction Modeling for Task-Oriented Dialoguescited by 8
  2. 2022Keywords and Instances: A Hierarchical Contrastive Learning Framework Unifying Hybrid Granularities for Text Generationcited by 7
  3. 2023Towards Asking Clarification Questions for Information Seeking on Task-Oriented Dialoguescited by 7
  4. 2023Prompter: Zero-shot Adaptive Prefixes for Dialogue State Tracking Domain Adaptationcited by 7
  5. 2022LUNA: Learning Slot-Turn Alignment for Dialogue State Trackingcited by 6
  6. 2022Beyond the Granularity: Multi-Perspective Dialogue Collaborative Selection for Dialogue State Trackingcited by 6
  7. 2023PromptAttack: Probing Dialogue State Trackers with Adversarial Promptscited by 6
  8. 2022On Tracking Dialogue State by Inheriting Slot Values in Mentioned Slot Poolscited by 5
  9. 2022Mismatch between Multi-turn Dialogue and its Evaluation Metric in Dialogue State Trackingcited by 4
  10. 2023Diable: Efficient Dialogue State Tracking as Operations on Tablescited by 4
  11. 2022MoNET: Tackle State Momentum via Noise-Enhanced Training for Dialogue State Trackingcited by 3
  12. 2022Topic-Aware Response Generation in Task-Oriented Dialogue with Unstructured Knowledge Accesscited by 3
  13. 2023Zero-Shot Generalizable End-to-End Task-Oriented Dialog System using Context Summarization and Domain Schemacited by 3
  14. 2024Chain of Thought Explanation for Dialogue State Trackingcited by 3
  15. 2022What Did You Say? Task-Oriented Dialog Datasets Are Not Conversational!?cited by 2
  16. 2022Prompt-based Generative Approach towards Multi-Hierarchical Medical Dialogue State Trackingcited by 2
  17. 2023Toward Open-domain Slot Filling via Self-supervised Co-trainingcited by 2
  18. 2023Span-Selective Linear Attention Transformers for Effective and Robust Schema-Guided Dialogue State Trackingcited by 2
  19. 2023Agreement Tracking for Multi-Issue Negotiation Dialoguescited by 2
  20. 2023Schema Graph-Guided Prompt for Multi-Domain Dialogue State Trackingcited by 2
  21. 2024Token Trails: Navigating Contextual Depths in Conversational AI with ChatLLMcited by 2
  22. 2024HR-Agent: A Task-Oriented Dialogue (TOD) LLM Agent Tailored for HR Applicationscited by 1
  23. 2025Enhancing the Preference Extractor in Multi-turn Dialogues: From Annotating Disasters to Accurate Preference Extractioncited by 1
  24. 2021Analysis of Basic Emotions in Texts Based on BERT Vector Representationcited by 0
  25. 2023Are cascade dialogue state tracking models speaking out of turn in spoken dialogues?cited by 0
  26. 2023Injecting linguistic knowledge into BERT for Dialogue State Trackingcited by 0
  27. 2024Building Dialogue Understanding Models for Low-resource Language Indonesian from Scratchcited by 0
  28. 2025HiCoLoRA: Addressing Context-Prompt Misalignment via Hierarchical Collaborative LoRA for Zero-Shot DSTcited by 0
  29. 2026ESAinsTOD: A Unified End-to-End Schema-Aware Instruction-Tuning Framework for Task-Oriented Dialog Modelingcited by 0
  30. 2026Dynamic Knowledge Fusion for Multi-Domain Dialogue State Trackingcited by 0
  31. 2026GEM: Graph-Enhanced Mixture-of-Experts with ReAct Agents for Dialogue State Trackingcited by 0