mlsanityData to 7 Oct 2026

Generalization and Stability of Interpolating Neural Networks with Minimal Width

arXiv 2302.09235 ↗First posted 18 Feb 2023stat.ML cs.LGcited by 21

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Abstract (arXiv)

We investigate the generalization and optimization properties of shallow neural-network classifiers trained by gradient descent in the interpolating regime. Specifically, in a realizable scenario where model weights can achieve arbitrarily small training error ε and their distance from initialization is g(ε), we demonstrate that gradient descent with n training data achieves training error O(g(1/T)2 /T) and generalization error O(g(1/T)2 /n) at iteration T, provided there are at least m=Omega(g(1/T)4) hidden neurons. We then show that our realizable setting encompasses a special case where data are separable by the model's neural tangent kernel. For this and logistic-loss minimization, we prove the training loss decays at a rate of tilde O(1/ T) given polylogarithmic number of neurons m=Omega(log4 (T)). Moreover, with m=Omega(log4 (n)) neurons and T≈ n iterations, we bound the test loss by tildeO(1/n). Our results differ from existing generalization outcomes using the algorithmic-stability framework, which necessitate polynomial width and yield suboptimal generalization rates. Central to our analysis is the use of a new self-bounded weak-convexity property, which leads to a generalized local quasi-convexity property for sufficiently parameterized neural-network classifiers. Eventually, despite the objective's non-convexity, this leads to convergence and generalization-gap bounds that resemble those found in the convex setting of linear logistic regression.

Key facts. Cited by 21 papers in the map (data through 7 Oct 2026). Builds on 44 of its 58 references that are in the map. First posted on arXiv 18 Feb 2023.

Builds on

44 of 58 references.

References · 44

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  2. 2018A Convergence Theory for Deep Learning via Over-Parameterizationcited by 784
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32 more
  1. 2020Loss landscapes and optimization in over-parameterized non-linear systems and neural networkscited by 231
  2. 2019Generalization Bounds of Stochastic Gradient Descent for Wide and Deep Neural Networkscited by 221
  3. 2019Towards moderate overparameterization: global convergence guarantees for training shallow neural networkscited by 176
  4. 2020Directional convergence and alignment in deep learningcited by 172
  5. 2020Stability of Stochastic Gradient Descent on Nonsmooth Convex Lossescited by 172
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  7. 2018Regularization Matters: Generalization and Optimization of Neural Nets v.s. their Induced Kernelcited by 131
  8. 2017Theoretical insights into the optimization landscape of over-parameterized shallow neural networkscited by 128
  9. 2019An Improved Analysis of Training Over-parameterized Deep Neural Networkscited by 120
  10. 2019Polylogarithmic width suffices for gradient descent to achieve arbitrarily small test error with shallow ReLU networkscited by 120
  11. 2020Fine-Grained Analysis of Stability and Generalization for Stochastic Gradient Descentcited by 118
  12. 2018Convergence of Gradient Descent on Separable Datacited by 108
  13. 2017Stability and Generalization of Learning Algorithms that Converge to Global Optimacited by 100
  14. 2022Benign Overfitting in Two-layer Convolutional Neural Networkscited by 90
  15. 2019How Much Over-parameterization Is Sufficient to Learn Deep ReLU Networks?cited by 84
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  20. 2019Generalization Error Bounds of Gradient Descent for Learning Over-parameterized Deep ReLU Networkscited by 60
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  26. 2021Stability & Generalisation of Gradient Descent for Shallow Neural Networks without the Neural Tangent Kernelcited by 25
  27. 2019Gradient Descent can Learn Less Over-parameterized Two-layer Neural Networks on Classification Problemscited by 23
  28. 2022Stability and Generalization Analysis of Gradient Methods for Shallow Neural Networkscited by 21
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Cited by year (2026 to 7 Oct)

Citing papers per year: 2023: 6; 2024: 4; 2025: 6; 2026: 5.

21 papers.

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  1. 2023On the Optimization and Generalization of Multi-head Attentioncited by 37
  2. 2025Implicit Bias of Spectral Descent and Muon on Multiclass Separable Datacited by 33
  3. 2024Implicit Bias and Fast Convergence Rates for Self-attentioncited by 31
  4. 2023Generalization Guarantees of Gradient Descent for Multi-Layer Neural Networkscited by 9
  5. 2024NTK-Guided Few-Shot Class Incremental Learningcited by 7
  6. 2024Sharper Guarantees for Learning Neural Network Classifiers with Gradient Methodscited by 7
  7. 2023Lower Generalization Bounds for GD and SGD in Smooth Stochastic Convex Optimizationcited by 6
  8. 2023Select without Fear: Almost All Mini-Batch Schedules Generalize Optimallycited by 5
  9. 2023Fast Convergence in Learning Two-Layer Neural Networks with Separable Datacited by 3
  10. 2025Divergence of Empirical Neural Tangent Kernel in Classification Problemscited by 3
  11. 2025Optimal Rates for Generalization of Gradient Descent for Deep ReLU Classificationcited by 3
  12. 2023Fine-grained Analysis of Non-parametric Estimation for Pairwise Learningcited by 2
9 more
  1. 2025On the Theory of Continual Learning with Gradient Descent for Neural Networkscited by 2
  2. 2026Optimization, Generalization and Differential Privacy Bounds for Gradient Descent on Kolmogorov-Arnold Networkscited by 1
  3. 2024Bootstrap SGD: Algorithmic Stability and Robustnesscited by 0
  4. 2025Generalizability of Neural Networks Minimizing Empirical Risk Based on Expressive Abilitycited by 0
  5. 2025Generalization and Optimization of SGD with Lookaheadcited by 0
  6. 2026Towards Initialization-dependent and Non-vacuous Generalization Bounds for Overparameterized Shallow Neural Networkscited by 0
  7. 2026Learning Theory of the SVRG: Generalization and Convergence Analysiscited by 0
  8. 2026Stochastic Gradient Descent with Momentum is Algorithmically Stablecited by 0
  9. 2026Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networkscited by 0