On the Identifiability of Nonlinear ICA: Sparsity and Beyond
Not on the map. Why?
Abstract (arXiv)
Nonlinear independent component analysis (ICA) aims to recover the underlying independent latent sources from their observable nonlinear mixtures. How to make the nonlinear ICA model identifiable up to certain trivial indeterminacies is a long-standing problem in unsupervised learning. Recent breakthroughs reformulate the standard independence assumption of sources as conditional independence given some auxiliary variables (e.g., class labels and/or domain/time indexes) as weak supervision or inductive bias. However, nonlinear ICA with unconditional priors cannot benefit from such developments. We explore an alternative path and consider only assumptions on the mixing process, such as Structural Sparsity. We show that under specific instantiations of such constraints, the independent latent sources can be identified from their nonlinear mixtures up to a permutation and a component-wise transformation, thus achieving nontrivial identifiability of nonlinear ICA without auxiliary variables. We provide estimation methods and validate the theoretical results experimentally. The results on image data suggest that our conditions may hold in a number of practical data generating processes.
Key facts. Cited by 84 papers in the map (data through 7 Oct 2026). Builds on 17 of its 46 references that are in the map. First posted on arXiv 15 Jun 2022.
Builds on
17 of 46 references.
References · 17
- 2016Density estimation using Real NVPcited by 2,029
- 2018Glow: Generative Flow with Invertible 1x1 Convolutionscited by 1,539
- 2018Challenging Common Assumptions in the Unsupervised Learning of Disentangled Representationscited by 929
- 2019Variational Autoencoders and Nonlinear ICA: A Unifying Frameworkcited by 494
- 2018Nonlinear ICA Using Auxiliary Variables and Generalized Contrastive Learningcited by 278
- 2016Unsupervised Feature Extraction by Time-Contrastive Learning and Nonlinear ICAcited by 270
- 2021Disentanglement via Mechanism Sparsity Regularization: A New Principle for Nonlinear ICAcited by 158
- 2021Independent mechanism analysis, a new concept?cited by 96
- 2021Learning Temporally Causal Latent Processes from General Temporal Datacited by 96
- 2020Disentanglement by Nonlinear ICA with General Incompressible-flow Networks (GIN)cited by 91
- 2020Hidden Markov Nonlinear ICA: Unsupervised Learning from Nonstationary Time Seriescited by 76
- 2021Disentangling Identifiable Features from Noisy Data with Structured Nonlinear ICAcited by 64
5 more
- 2021iVPF: Numerical Invertible Volume Preserving Flow for Efficient Lossless Compressioncited by 27
- 2021I Don't Need u: Identifiable Non-Linear ICA Without Side Informationcited by 21
- 2017Adaptive Estimation in Structured Factor Models with Applications to Overlapping Clusteringcited by 19
- 2021Local Disentanglement in Variational Auto-Encoders Using Jacobian L1 Regularizationcited by 17
- 2020Vintage Factor Analysis with Varimax Performs Statistical Inferencecited by 16
Built on by
Citing papers per year: 2022: 3; 2023: 16; 2024: 23; 2025: 25; 2026: 17.
84 papers.
Sort:
By area:
- 2023Learning Linear Causal Representations from Interventions under General Nonlinear Mixingcited by 92
- 2023Multi-View Causal Representation Learning with Partial Observabilitycited by 72
- 2024Causal Representation Learning from Multiple Distributions: A General Settingcited by 67
- 2023Additive Decoders for Latent Variables Identification and Cartesian-Product Extrapolationcited by 56
- 2022Function Classes for Identifiable Nonlinear Independent Component Analysiscited by 53
- 2023Provably Learning Object-Centric Representationscited by 45
- 2022Synergies between Disentanglement and Sparsity: Generalization and Identifiability in Multi-Task Learningcited by 44
- 2023Provable Compositional Generalization for Object-Centric Learningcited by 41
- 2023Disentanglement via Latent Quantizationcited by 40
- 2023Understanding Masked Autoencoders via Hierarchical Latent Variable Modelscited by 39
- 2024A Sparsity Principle for Partially Observable Causal Representation Learningcited by 34
- 2023Generalizing Nonlinear ICA Beyond Structural Sparsitycited by 33
38 more
- 2023Causal Representation Learning Made Identifiable by Grouping of Observational Variablescited by 30
- 2024Unifying Causal Representation Learning with the Invariance Principlecited by 30
- 2024Learning Interpretable Concepts: Unifying Causal Representation Learning and Foundation Modelscited by 29
- 2025Thought Communication in Multiagent Collaborationcited by 28
- 2023Identification of Nonlinear Latent Hierarchical Modelscited by 27
- 2023Learning World Models with Identifiable Factorizationcited by 23
- 2023Object-centric architectures enable efficient causal representation learningcited by 21
- 2024Learning Discrete Concepts in Latent Hierarchical Modelscited by 17
- 2024The Landscape of Causal Discovery Data: Grounding Causal Discovery in Real-World Applicationscited by 17
- 2024On the Identification of Temporally Causal Representation with Instantaneous Dependencecited by 15
- 2024Counterfactual Generation with Identifiability Guaranteescited by 13
- 2024Tripod: Three Complementary Inductive Biases for Disentangled Representation Learningcited by 13
- 2024Causal Temporal Representation Learning with Nonstationary Sparse Transitioncited by 12
- 2024Causal Representation Learning from Multimodal Biomedical Observationscited by 12
- 2025Towards Interpretable Deep Generative Models via Causal Representation Learningcited by 12
- 2025Identifiability of Deep Polynomial Neural Networkscited by 12
- 2025DeCaFlow: A deconfounding causal generative modelcited by 8
- 2025Towards Identifiability of Hierarchical Temporal Causal Representation Learningcited by 7
- 2025Learning General Causal Structures with Hidden Dynamic Process for Climate Analysiscited by 6
- 2025Debiasing Reward Models by Representation Learning with Guaranteescited by 6
- 2024Towards the Reusability and Compositionality of Causal Representationscited by 5
- 2024On the Identifiability of Sparse ICA without Assuming Non-Gaussianitycited by 5
- 2024Causal Representation Learning in Temporal Data via Single-Parent Decodingcited by 5
- 2026Mitigating Reward Hacking in RLHF via Bayesian Non-negative Reward Modelingcited by 5
- 2024From Orthogonality to Dependency: Learning Disentangled Representation for Multi-Modal Time-Series Sensing Signalscited by 4
- 2024A Non-negative VAE:the Generalized Gamma Belief Networkcited by 4
- 2024Range, not Independence, Drives Modularity in Biologically Inspired Representationscited by 4
- 2024Learning Identifiable Factorized Causal Representations of Cellular Responsescited by 4
- 2025Synergy Between Sufficient Changes and Sparse Mixing Procedure for Disentangled Representation Learningcited by 4
- 2025Nonparametric Factor Analysis and Beyondcited by 4
- 2025The Third Pillar of Causal Analysis? A Measurement Perspective on Causal Representationscited by 4
- 2025When Does Closeness in Distribution Imply Representational Similarity? An Identifiability Perspectivecited by 4
- 2025Diverse Influence Component Analysis: A Geometric Approach to Nonlinear Mixture Identifiabilitycited by 4
- 2026PDGMM-VAE: A Variational Autoencoder with Adaptive Per-Dimension Gaussian Mixture Model Priors for Nonlinear ICAcited by 4
- 2023On the Identifiability of Quantized Factorscited by 3
- 2024Differentiable Causal Discovery For Latent Hierarchical Causal Modelscited by 3
- 2025Disentangling Long-Short Term State Under Unknown Interventions for Online Time Series Forecastingcited by 3
- 2025Mechanistic Independence: A Principle for Identifiable Disentangled Representationscited by 3
50 most cited of 84 All 84 (JSON)
- 2026Towards Identifiable Representations under Misspecified Structure27 Sep 2026
- 2026Identification of Nonlinear and Dependent Latent Factor Structure through Clique Search26 Sep 2026
- 2026MoVA: Learning Asymmetric Dual Projections for Modular Long Video-Text Alignment1 Jul 2026
- 2026Unsupervised Disentanglement Without Compromises : How Functional Orthogonality Enforces Identifiability19 Jun 2026
- 2026Disentanglement Beyond Generative Models with Riemannian ICA21 May 2026
- 2026Multimodal LLMs under Pairwise Modalities20 May 2026
- 2026A Dialogue between Causal and Traditional Representation Learning: Toward Mutual Benefits in a Unified Formulation20 May 2026
- 2026Domain Transfer Becomes Identifiable via a Single Alignment18 May 2026
- 2026From Generalist to Specialist Representation12 May 2026
- 2026MOSAIC: Module Discovery via Sparse Additive Identifiable Causal Learning for Scientific Time Series6 May 2026
- 2026A General Representation-Based Approach to Multi-Source Domain Adaptation26 Apr 2026
- 2026Diverse Dictionary Learning19 Apr 2026
38 more
- 2026Identifiability of Potentially Degenerate Gaussian Mixture Models With Piecewise Affine Mixing14 Apr 2026
- 2026Beyond identifiability: Learning causal representations with few environments and finite samples26 Mar 2026
- 2026PDGMM-VAE: A Variational Autoencoder with Adaptive Per-Dimension Gaussian Mixture Model Priors for Nonlinear ICA20 Mar 2026
- 2026Hierarchical Action Learning for Weakly-Supervised Action Segmentation27 Feb 2026
- 2026Mitigating Reward Hacking in RLHF via Bayesian Non-negative Reward Modeling11 Feb 2026
- 2025CauSTream: Causal Spatio-Temporal Representation Learning for Streamflow Forecasting18 Dec 2025
- 2025Beyond the Black Box: Identifiable Interpretation and Control in Generative Models via Causal Minimality11 Dec 2025
- 2025Debiasing Reward Models by Representation Learning with Guarantees27 Oct 2025
- 2025Thought Communication in Multiagent Collaboration23 Oct 2025
- 2025Towards Identifiability of Hierarchical Temporal Causal Representation Learning21 Oct 2025
- 2025Online Time Series Forecasting with Theoretical Guarantees21 Oct 2025
- 2025Diverse Influence Component Analysis: A Geometric Approach to Nonlinear Mixture Identifiability19 Oct 2025
- 2025CausalVerse: Benchmarking Causal Representation Learning with Configurable High-Fidelity Simulations15 Oct 2025
- 2025Provable Affine Identifiability of Nonlinear CCA under Latent Distributional Priors6 Oct 2025
- 2025Nonparametric Identification of Latent Concepts30 Sep 2025
- 2025Mechanistic Independence: A Principle for Identifiable Disentangled Representations26 Sep 2025
- 2025PersonaX: Multimodal Datasets with LLM-Inferred Behavior Traits14 Sep 2025
- 2025UniOD: A Universal Model for Outlier Detection across Diverse Domains9 Jul 2025
- 2025Incorporating Interventional Independence Improves Robustness against Interventional Distribution Shift7 Jul 2025
- 2025Identifiability of Deep Polynomial Neural Networks20 Jun 2025
- 2025When Does Closeness in Distribution Imply Representational Similarity? An Identifiability Perspective4 Jun 2025
- 2025The Third Pillar of Causal Analysis? A Measurement Perspective on Causal Representations23 May 2025
- 2025Causal View of Time Series Imputation: Some Identification Results on Missing Mechanism12 May 2025
- 2025Towards Interpretable Deep Generative Models via Causal Representation Learning15 Apr 2025
- 2025Nonparametric Factor Analysis and Beyond21 Mar 2025
- 2025DeCaFlow: A deconfounding causal generative model19 Mar 2025
- 2025Synergy Between Sufficient Changes and Sparse Mixing Procedure for Disentangled Representation Learning1 Mar 2025
- 2025Time Series Domain Adaptation via Latent Invariant Causal Mechanism23 Feb 2025
- 2025Disentangling Long-Short Term State Under Unknown Interventions for Online Time Series Forecasting18 Feb 2025
- 2025Learning General Causal Structures with Hidden Dynamic Process for Climate Analysis21 Jan 2025
- 2024The Landscape of Causal Discovery Data: Grounding Causal Discovery in Real-World Applications2 Dec 2024
- 2024Differentiable Causal Discovery For Latent Hierarchical Causal Models29 Nov 2024
- 2024Causal Representation Learning from Multimodal Biomedical Observations10 Nov 2024
- 2024Learning Identifiable Factorized Causal Representations of Cellular Responses29 Oct 2024
- 2024Causal Representation Learning in Temporal Data via Single-Parent Decoding9 Oct 2024
- 2024Range, not Independence, Drives Modularity in Biologically Inspired Representations8 Oct 2024
- 2024Causal Temporal Representation Learning with Nonstationary Sparse Transition5 Sep 2024
- 2024Unifying Causal Representation Learning with the Invariance Principle4 Sep 2024
50 newest of 84 All 84 (JSON)
- 2026Multimodal LLMs under Pairwise Modalitiescited by 0
- 2026Multimodal LLMs under Pairwise Modalities20 May 2026
- 2023Learning World Models with Identifiable Factorizationcited by 23
- 2023Learning World Models with Identifiable Factorization11 Jun 2023
- 2023Learning Linear Causal Representations from Interventions under General Nonlinear Mixingcited by 92
- 2023Multi-View Causal Representation Learning with Partial Observabilitycited by 72
- 2024Causal Representation Learning from Multiple Distributions: A General Settingcited by 67
- 2023Additive Decoders for Latent Variables Identification and Cartesian-Product Extrapolationcited by 56
- 2022Function Classes for Identifiable Nonlinear Independent Component Analysiscited by 53
- 2023Provably Learning Object-Centric Representationscited by 45
- 2022Synergies between Disentanglement and Sparsity: Generalization and Identifiability in Multi-Task Learningcited by 44
- 2023Provable Compositional Generalization for Object-Centric Learningcited by 41
- 2023Disentanglement via Latent Quantizationcited by 40
- 2023Understanding Masked Autoencoders via Hierarchical Latent Variable Modelscited by 39
- 2024A Sparsity Principle for Partially Observable Causal Representation Learningcited by 34
- 2023Generalizing Nonlinear ICA Beyond Structural Sparsitycited by 33
12 most cited of 78 All 78 (JSON)
- 2026Towards Identifiable Representations under Misspecified Structure27 Sep 2026
- 2026Identification of Nonlinear and Dependent Latent Factor Structure through Clique Search26 Sep 2026
- 2026MoVA: Learning Asymmetric Dual Projections for Modular Long Video-Text Alignment1 Jul 2026
- 2026Unsupervised Disentanglement Without Compromises : How Functional Orthogonality Enforces Identifiability19 Jun 2026
- 2026Disentanglement Beyond Generative Models with Riemannian ICA21 May 2026
- 2026A Dialogue between Causal and Traditional Representation Learning: Toward Mutual Benefits in a Unified Formulation20 May 2026
- 2026Domain Transfer Becomes Identifiable via a Single Alignment18 May 2026
- 2026From Generalist to Specialist Representation12 May 2026
- 2026MOSAIC: Module Discovery via Sparse Additive Identifiable Causal Learning for Scientific Time Series6 May 2026
- 2026A General Representation-Based Approach to Multi-Source Domain Adaptation26 Apr 2026
- 2026Diverse Dictionary Learning19 Apr 2026
- 2026Identifiability of Potentially Degenerate Gaussian Mixture Models With Piecewise Affine Mixing14 Apr 2026
12 newest of 78 All 78 (JSON)