mlsanityData to 7 Oct 2026

Predictive Compliance Monitoring in Process-Aware Information Systems: State of the Art, Functionalities, Research Directions

arXiv 2205.05446 ↗First posted 10 May 2022cs.SE cs.AIcited by 4

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Abstract (arXiv)

Business process compliance is a key area of business process management and aims at ensuring that processes obey to compliance constraints such as regulatory constraints or business rules imposed on them. Process compliance can be checked during process design time based on verification of process models and at runtime based on monitoring the compliance states of running process instances. For existing compliance monitoring approaches it remains unclear whether and how compliance violations can be predicted, although predictions are crucial in order to prepare and take countermeasures in time. This work, hence, analyzes existing literature from compliance monitoring as well as predictive process monitoring and provides an updated framework of compliance monitoring functionalities. Moreover, it raises the vision of a comprehensive predictive compliance monitoring system that integrates existing predicate prediction approaches with the idea of employing PPM with different prediction goals such as next activity or remaining time for prediction and subsequent mapping of the prediction results onto the given set of compliance constraints (PCM). For each compliance monitoring functionality we elicit PCM system requirements and assess their coverage by existing approaches. Based on the assessment, open challenges and research directions realizing a comprehensive PCM system are elaborated.

Key facts. Cited by 4 papers in the map (data through 7 Oct 2026). Builds on 32 of its 194 references that are in the map. First posted on arXiv 10 May 2022.

Builds on

32 of 194 references.

References · 32

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20 more
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Cited by year

Citing papers per year: 2023: 1; 2024: 1; 2025: 2.

4 papers.

  1. 2023A Survey on Event Prediction Methods from a Systems Perspective: Bringing Together Disparate Research Areascited by 2
  2. 2024Recent Advances in Data-Driven Business Process Managementcited by 2
  3. 2025Beyond Yes or No: Predictive Compliance Monitoring Approaches for Quantifying the Magnitude of Compliance Violationscited by 1
  4. 2025Judging by the Rules: Compliance-Aligned Framework for Modern Slavery Statement Monitoringcited by 0