Differentially Private Federated Learning with Local Regularization and Sparsification
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Abstract (arXiv)
User-level differential privacy (DP) provides certifiable privacy guarantees to the information that is specific to any user's data in federated learning. Existing methods that ensure user-level DP come at the cost of severe accuracy decrease. In this paper, we study the cause of model performance degradation in federated learning under user-level DP guarantee. We find the key to solving this issue is to naturally restrict the norm of local updates before executing operations that guarantee DP. To this end, we propose two techniques, Bounded Local Update Regularization and Local Update Sparsification, to increase model quality without sacrificing privacy. We provide theoretical analysis on the convergence of our framework and give rigorous privacy guarantees. Extensive experiments show that our framework significantly improves the privacy-utility trade-off over the state-of-the-arts for federated learning with user-level DP guarantee.
Key facts. Cited by 35 papers in the map (data through 7 Oct 2026). Builds on 26 of its 31 references that are in the map. First posted on arXiv 7 Mar 2022.
Builds on
26 of 31 references.
References · 26
- 2015Deep Residual Learning for Image Recognitioncited by 51,809
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,592
- 2019Advances and Open Problems in Federated Learningcited by 3,021
- 2018Federated Optimization in Heterogeneous Networkscited by 2,971
- 2016Deep Learning with Differential Privacycited by 2,682
- 2015Deep Compression: Compressing Deep Neural Networks with Pruning, Trained Quantization and Huffman Codingcited by 2,291
- 2016Membership Inference Attacks against Machine Learning Modelscited by 2,221
- 2019Federated Learning: Challenges, Methods, and Future Directionscited by 1,531
- 2016Pruning Filters for Efficient ConvNetscited by 1,129
- 2018The Secret Sharer: Evaluating and Testing Unintended Memorization in Neural Networkscited by 847
- 2019Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classificationcited by 836
- 2017Renyi Differential Privacycited by 643
14 more
- 2021Federated Learning Based on Dynamic Regularizationcited by 555
- 2017Deep Gradient Compression: Reducing the Communication Bandwidth for Distributed Trainingcited by 471
- 2017Differentially Private Federated Learning: A Client Level Perspectivecited by 451
- 2021Data-Free Knowledge Distillation for Heterogeneous Federated Learningcited by 380
- 2019Differentially Private Learning with Adaptive Clippingcited by 218
- 2018cpSGD: Communication-efficient and differentially-private distributed SGDcited by 157
- 2021The Distributed Discrete Gaussian Mechanism for Federated Learning with Secure Aggregationcited by 127
- 2021Understanding Clipping for Federated Learning: Convergence and Client-Level Differential Privacycited by 66
- 2020LDP-FL: Practical Private Aggregation in Federated Learning with Local Differential Privacycited by 63
- 2018Sparse Binary Compression: Towards Distributed Deep Learning with minimal Communicationcited by 51
- 2020Federated Model Distillation with Noise-Free Differential Privacycited by 40
- 2020Federated Learning with Sparsification-Amplified Privacy and Adaptive Optimizationcited by 25
- 2018Variance-based Gradient Compression for Efficient Distributed Deep Learningcited by 21
- 2020Voting-based Approaches For Differentially Private Federated Learningcited by 14
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Citing papers per year: 2022: 1; 2023: 12; 2024: 13; 2025: 7; 2026: 2.
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- 2023Heterogeneous Federated Learning: State-of-the-art and Research Challengescited by 160
- 2023No One Left Behind: Real-World Federated Class-Incremental Learningcited by 53
- 2023Eliminating Domain Bias for Federated Learning in Representation Spacecited by 38
- 2023Make Landscape Flatter in Differentially Private Federated Learningcited by 33
- 2023DFRD: Data-Free Robustness Distillation for Heterogeneous Federated Learningcited by 23
- 2024Threats and Defenses in Federated Learning Life Cycle: A Comprehensive Survey and Challengescited by 14
- 2023Amplitude-Varying Perturbation for Balancing Privacy and Utility in Federated Learningcited by 13
- 2024Prototype Correlation Matching and Class-Relation Reasoning for Few-Shot Medical Image Segmentationcited by 13
- 2022Unraveling the Connections between Privacy and Certified Robustness in Federated Learning Against Poisoning Attackscited by 12
- 2025DP-FedPGN: Finding Global Flat Minima for Differentially Private Federated Learning via Penalizing Gradient Normcited by 9
- 2024FedUV: Uniformity and Variance for Heterogeneous Federated Learningcited by 8
- 2024Clients Collaborate: Flexible Differentially Private Federated Learning with Guaranteed Improvement of Utility-Privacy Trade-offcited by 6
23 more
- 2023Communication and Energy Efficient Wireless Federated Learning with Intrinsic Privacycited by 5
- 2023Towards the Flatter Landscape and Better Generalization in Federated Learning under Client-level Differential Privacycited by 5
- 2023Efficient Federated Learning with Enhanced Privacy via Lottery Ticket Pruning in Edge Computingcited by 5
- 2023Dynamic Privacy Allocation for Locally Differentially Private Federated Learning with Composite Objectivescited by 4
- 2024Clip Body and Tail Separately: High Probability Guarantees for DPSGD with Heavy Tailscited by 4
- 2024FedCFA: Alleviating Simpson's Paradox in Model Aggregation with Counterfactual Federated Learningcited by 4
- 2023Privacy Preservation in Artificial Intelligence and Extended Reality (AI-XR) Metaverses: A Surveycited by 3
- 2024Federated Learning for Smart Grid: A Survey on Applications and Potential Vulnerabilitiescited by 3
- 2024Review of Mathematical Optimization in Federated Learningcited by 3
- 2023PCDP-SGD: Improving the Convergence of Differentially Private SGD via Projection in Advancecited by 2
- 2024Privacy-Preserving Federated Learning with Consistency via Knowledge Distillation Using Conditional Generatorcited by 2
- 2025Optimal Client Sampling in Federated Learning with Client-Level Heterogeneous Differential Privacycited by 1
- 2025Cyst-X: A Multi-Center MRI Benchmark and Federated Learning Framework for Malignancy-Risk Stratification of Pancreatic Cystic Neoplasmcited by 1
- 2024DA-PFL: Dynamic Affinity Aggregation for Personalized Federated Learningcited by 0
- 2024Federated Hypergraph Learning with Local Differential Privacy: Toward Privacy-Aware Hypergraph Structure Completioncited by 0
- 2024Convergent Differential Privacy Analysis for General Federated Learningcited by 0
- 2024DP2-FedSAM: Enhancing Differentially Private Federated Learning Through Personalized Sharpness-Aware Minimizationcited by 0
- 2025Differential Privacy Personalized Federated Learning Based on Dynamically Sparsified Client Updatescited by 0
- 2025UniVarFL: Uniformity and Variance Regularized Federated Learning for Heterogeneous Datacited by 0
- 2025Federated Learning with Ad-hoc Adapter Insertions: The Case of Soft-Embeddings for Training Classifier-as-Retrievercited by 0
- 2025ADP-VRSGP: Decentralized Learning with Adaptive Differential Privacy via Variance-Reduced Stochastic Gradient Pushcited by 0
- 2026Scalable and Private Federated Learning Using Distributed Differential Privacy and Secure Aggregationcited by 0
- 2026How Much Regularization Survives Averaging? Update Masking in Federated Learningcited by 0
- 2026How Much Regularization Survives Averaging? Update Masking in Federated Learning24 Aug 2026
- 2026Scalable and Private Federated Learning Using Distributed Differential Privacy and Secure Aggregation8 Apr 2026
- 2025DP-FedPGN: Finding Global Flat Minima for Differentially Private Federated Learning via Penalizing Gradient Norm31 Oct 2025
- 2025ADP-VRSGP: Decentralized Learning with Adaptive Differential Privacy via Variance-Reduced Stochastic Gradient Push23 Oct 2025
- 2025Federated Learning with Ad-hoc Adapter Insertions: The Case of Soft-Embeddings for Training Classifier-as-Retriever20 Sep 2025
- 2025Cyst-X: A Multi-Center MRI Benchmark and Federated Learning Framework for Malignancy-Risk Stratification of Pancreatic Cystic Neoplasm29 Jul 2025
- 2025UniVarFL: Uniformity and Variance Regularized Federated Learning for Heterogeneous Data9 Jun 2025
- 2025Optimal Client Sampling in Federated Learning with Client-Level Heterogeneous Differential Privacy19 May 2025
- 2025Differential Privacy Personalized Federated Learning Based on Dynamically Sparsified Client Updates12 Mar 2025
- 2024FedCFA: Alleviating Simpson's Paradox in Model Aggregation with Counterfactual Federated Learning25 Dec 2024
- 2024Review of Mathematical Optimization in Federated Learning2 Dec 2024
- 2024DP2-FedSAM: Enhancing Differentially Private Federated Learning Through Personalized Sharpness-Aware Minimization20 Sep 2024
23 more
- 2024Federated Learning for Smart Grid: A Survey on Applications and Potential Vulnerabilities16 Sep 2024
- 2024Privacy-Preserving Federated Learning with Consistency via Knowledge Distillation Using Conditional Generator11 Sep 2024
- 2024Convergent Differential Privacy Analysis for General Federated Learning28 Aug 2024
- 2024Federated Hypergraph Learning with Local Differential Privacy: Toward Privacy-Aware Hypergraph Structure Completion9 Aug 2024
- 2024Threats and Defenses in Federated Learning Life Cycle: A Comprehensive Survey and Challenges9 Jul 2024
- 2024Prototype Correlation Matching and Class-Relation Reasoning for Few-Shot Medical Image Segmentation7 Jun 2024
- 2024Clip Body and Tail Separately: High Probability Guarantees for DPSGD with Heavy Tails27 May 2024
- 2024DA-PFL: Dynamic Affinity Aggregation for Personalized Federated Learning14 Mar 2024
- 2024FedUV: Uniformity and Variance for Heterogeneous Federated Learning27 Feb 2024
- 2024Clients Collaborate: Flexible Differentially Private Federated Learning with Guaranteed Improvement of Utility-Privacy Trade-off10 Feb 2024
- 2023PCDP-SGD: Improving the Convergence of Differentially Private SGD via Projection in Advance6 Dec 2023
- 2023Eliminating Domain Bias for Federated Learning in Representation Space25 Nov 2023
- 2023DFRD: Data-Free Robustness Distillation for Heterogeneous Federated Learning24 Sep 2023
- 2023Privacy Preservation in Artificial Intelligence and Extended Reality (AI-XR) Metaverses: A Survey19 Sep 2023
- 2023Dynamic Privacy Allocation for Locally Differentially Private Federated Learning with Composite Objectives2 Aug 2023
- 2023Heterogeneous Federated Learning: State-of-the-art and Research Challenges20 Jul 2023
- 2023Efficient Federated Learning with Enhanced Privacy via Lottery Ticket Pruning in Edge Computing2 May 2023
- 2023Towards the Flatter Landscape and Better Generalization in Federated Learning under Client-level Differential Privacy1 May 2023
- 2023Communication and Energy Efficient Wireless Federated Learning with Intrinsic Privacy15 Apr 2023
- 2023Make Landscape Flatter in Differentially Private Federated Learning20 Mar 2023
- 2023Amplitude-Varying Perturbation for Balancing Privacy and Utility in Federated Learning7 Mar 2023
- 2023No One Left Behind: Real-World Federated Class-Incremental Learning2 Feb 2023
- 2022Unraveling the Connections between Privacy and Certified Robustness in Federated Learning Against Poisoning Attacks8 Sep 2022
- 2023Heterogeneous Federated Learning: State-of-the-art and Research Challengescited by 160
- 2023No One Left Behind: Real-World Federated Class-Incremental Learningcited by 53
- 2023Eliminating Domain Bias for Federated Learning in Representation Spacecited by 38
- 2023Make Landscape Flatter in Differentially Private Federated Learningcited by 33
- 2023DFRD: Data-Free Robustness Distillation for Heterogeneous Federated Learningcited by 23
- 2024Threats and Defenses in Federated Learning Life Cycle: A Comprehensive Survey and Challengescited by 14
- 2023Amplitude-Varying Perturbation for Balancing Privacy and Utility in Federated Learningcited by 13
- 2024Prototype Correlation Matching and Class-Relation Reasoning for Few-Shot Medical Image Segmentationcited by 13
- 2022Unraveling the Connections between Privacy and Certified Robustness in Federated Learning Against Poisoning Attackscited by 12
- 2025DP-FedPGN: Finding Global Flat Minima for Differentially Private Federated Learning via Penalizing Gradient Normcited by 9
- 2024FedUV: Uniformity and Variance for Heterogeneous Federated Learningcited by 8
- 2024Clients Collaborate: Flexible Differentially Private Federated Learning with Guaranteed Improvement of Utility-Privacy Trade-offcited by 6
12 most cited of 34 All 34 (JSON)
- 2026How Much Regularization Survives Averaging? Update Masking in Federated Learning24 Aug 2026
- 2026Scalable and Private Federated Learning Using Distributed Differential Privacy and Secure Aggregation8 Apr 2026
- 2025DP-FedPGN: Finding Global Flat Minima for Differentially Private Federated Learning via Penalizing Gradient Norm31 Oct 2025
- 2025ADP-VRSGP: Decentralized Learning with Adaptive Differential Privacy via Variance-Reduced Stochastic Gradient Push23 Oct 2025
- 2025Cyst-X: A Multi-Center MRI Benchmark and Federated Learning Framework for Malignancy-Risk Stratification of Pancreatic Cystic Neoplasm29 Jul 2025
- 2025UniVarFL: Uniformity and Variance Regularized Federated Learning for Heterogeneous Data9 Jun 2025
- 2025Optimal Client Sampling in Federated Learning with Client-Level Heterogeneous Differential Privacy19 May 2025
- 2025Differential Privacy Personalized Federated Learning Based on Dynamically Sparsified Client Updates12 Mar 2025
- 2024FedCFA: Alleviating Simpson's Paradox in Model Aggregation with Counterfactual Federated Learning25 Dec 2024
- 2024Review of Mathematical Optimization in Federated Learning2 Dec 2024
- 2024DP2-FedSAM: Enhancing Differentially Private Federated Learning Through Personalized Sharpness-Aware Minimization20 Sep 2024
- 2024Federated Learning for Smart Grid: A Survey on Applications and Potential Vulnerabilities16 Sep 2024
12 newest of 34 All 34 (JSON)