Provable Reinforcement Learning with a Short-Term Memory
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Abstract (arXiv)
Real-world sequential decision making problems commonly involve partial observability, which requires the agent to maintain a memory of history in order to infer the latent states, plan and make good decisions. Coping with partial observability in general is extremely challenging, as a number of worst-case statistical and computational barriers are known in learning Partially Observable Markov Decision Processes (POMDPs). Motivated by the problem structure in several physical applications, as well as a commonly used technique known as "frame stacking", this paper proposes to study a new subclass of POMDPs, whose latent states can be decoded by the most recent history of a short length m. We establish a set of upper and lower bounds on the sample complexity for learning near-optimal policies for this class of problems in both tabular and rich-observation settings (where the number of observations is enormous). In particular, in the rich-observation setting, we develop new algorithms using a novel "moment matching" approach with a sample complexity that scales exponentially with the short length m rather than the problem horizon, and is independent of the number of observations. Our results show that a short-term memory suffices for reinforcement learning in these environments.
Key facts. Cited by 40 papers in the map (data through 14 Oct 2026). Builds on 24 of its 46 references that are in the map. First posted on arXiv 8 Feb 2022.
Builds on
24 of 46 references.
References · 24
- 2013Playing Atari with Deep Reinforcement Learningcited by 3,274
- 2019Dream to Control: Learning Behaviors by Latent Imaginationcited by 1,653
- 2017Rainbow: Combining Improvements in Deep Reinforcement Learningcited by 786
- 2017Minimax Regret Bounds for Reinforcement Learningcited by 503
- 2015Deep Recurrent Q-Learning for Partially Observable MDPscited by 465
- 2016Contextual Decision Processes with Low Bellman Rank are PAC-Learnablecited by 292
- 2019Information-Theoretic Considerations in Batch Reinforcement Learningcited by 287
- 2020FLAMBE: Structural Complexity and Representation Learning of Low Rank MDPscited by 233
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 223
- 2021The Statistical Complexity of Interactive Decision Makingcited by 218
- 2021Bilinear Classes: A Structural Framework for Provable Generalization in RLcited by 178
- 2019Provably efficient RL with Rich Observations via Latent State Decodingcited by 169
12 more
- 2021Representation Learning for Online and Offline RL in Low-rank MDPscited by 129
- 2018Deep Variational Reinforcement Learning for POMDPscited by 125
- 2021Provably Efficient Reinforcement Learning with Linear Function Approximation Under Adaptivity Constraintscited by 124
- 2019Kinematic State Abstraction and Provably Efficient Rich-Observation Reinforcement Learningcited by 114
- 2019Online Control with Adversarial Disturbancescited by 92
- 2018Non-asymptotic Identification of LTI Systems from a Single Trajectorycited by 78
- 2020Exponential Lower Bounds for Planning in MDPs With Linearly-Realizable Optimal Action-Value Functionscited by 71
- 2020Sample-Efficient Reinforcement Learning of Undercomplete POMDPscited by 66
- 2019Learning Linear Dynamical Systems with Semi-Parametric Least Squarescited by 58
- 2016Reinforcement Learning of POMDPs using Spectral Methodscited by 52
- 2018On Improving Deep Reinforcement Learning for POMDPscited by 50
- 2016A PAC RL Algorithm for Episodic POMDPscited by 37
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Citing papers per year: 2022: 10; 2023: 12; 2024: 8; 2025: 7; 2026: 3.
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- 2022When Is Partially Observable Reinforcement Learning Not Scary?cited by 100
- 2022PAC Reinforcement Learning for Predictive State Representationscited by 43
- 2022Provably Efficient Reinforcement Learning in Partially Observable Dynamical Systemscited by 35
- 2022Learning in Observable POMDPs, without Computationally Intractable Oraclescited by 30
- 2022Pessimism in the Face of Confounders: Provably Efficient Offline Reinforcement Learning in Partially Observable Markov Decision Processescited by 26
- 2022Partially Observable RL with B-Stability: Unified Structural Condition and Sharp Sample-Efficient Algorithmscited by 24
- 2023Learning in POMDPs is Sample-Efficient with Hindsight Observabilitycited by 18
- 2022Embed to Control Partially Observed Systems: Representation Learning with Provable Sample Efficiencycited by 16
- 2023Lower Bounds for Learning in Revealing POMDPscited by 15
- 2024Diffusion Spectral Representation for Reinforcement Learningcited by 15
- 2022Finite-Time Analysis of Natural Actor-Critic for POMDPscited by 13
- 2023Provable Representation with Efficient Planning for Partial Observable Reinforcement Learningcited by 10
28 more
- 2024On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluationcited by 10
- 2025Partially Observable Reinforcement Learning with Memory Tracescited by 9
- 2023Provably Efficient Representation Learning with Tractable Planning in Low-Rank POMDPcited by 8
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPscited by 8
- 2022Optimistic MLE -- A Generic Model-based Algorithm for Partially Observable Sequential Decision Makingcited by 6
- 2023Provably Efficient UCB-type Algorithms For Learning Predictive State Representationscited by 6
- 2024RL in Latent MDPs is Tractable: Online Guarantees via Off-Policy Evaluationcited by 6
- 2022Reward-Mixing MDPs with a Few Latent Contexts are Learnablecited by 5
- 2023Sample-Efficient Learning of POMDPs with Multiple Observations In Hindsightcited by 4
- 2023Prospective Side Information for Latent MDPscited by 4
- 2025Scalable Policy-Based RL Algorithms for POMDPscited by 4
- 2024Near-Optimal Learning and Planning in Separated Latent MDPscited by 3
- 2024Tractable Offline Learning of Regular Decision Processescited by 3
- 2024Abstract Reward Processes: Leveraging State Abstraction for Consistent Off-Policy Evaluationcited by 3
- 2025Guided Policy Optimization under Partial Observabilitycited by 3
- 2025To Distill or Decide? Understanding the Algorithmic Trade-off in Partially Observable Reinforcement Learningcited by 3
- 2025Spectral Representation-based Reinforcement Learningcited by 3
- 2024Generalizing Multi-Step Inverse Models for Representation Learning to Finite-Memory POMDPscited by 2
- 2023Provable Robustness for Streaming Models with a Sliding Windowcited by 1
- 2024Preparing for Black Swans: The Antifragility Imperative for Machine Learningcited by 1
- 2026Why Linear Recurrent Memory Works in Partially Observable Reinforcement Learningcited by 1
- 2023Near-Optimal Partially Observable Reinforcement Learning with Partial Online State Informationcited by 0
- 2023Game-Theoretic Robust Reinforcement Learning Handles Temporally-Coupled Perturbationscited by 0
- 2023Representation Learning in Low-rank Slate-based Recommender Systemscited by 0
- 2023Safe Reinforcement Learning in Tensor Reproducing Kernel Hilbert Spacecited by 0
- 2025Quantifying Memory Use in Reinforcement Learning with Temporal Rangecited by 0
- 2026Smaller Abstract State Spaces Enable Cross-Scale Generalization in Reinforcement Learningcited by 0
- 2026A Decentralized Partially Observable Team Decision Methodology with Delayed Information Sharingcited by 0
- 2026A Decentralized Partially Observable Team Decision Methodology with Delayed Information Sharing22 Sep 2026
- 2026Why Linear Recurrent Memory Works in Partially Observable Reinforcement Learning29 May 2026
- 2026Smaller Abstract State Spaces Enable Cross-Scale Generalization in Reinforcement Learning19 May 2026
- 2025Spectral Representation-based Reinforcement Learning17 Dec 2025
- 2025Quantifying Memory Use in Reinforcement Learning with Temporal Range5 Dec 2025
- 2025Scalable Policy-Based RL Algorithms for POMDPs8 Oct 2025
- 2025To Distill or Decide? Understanding the Algorithmic Trade-off in Partially Observable Reinforcement Learning3 Oct 2025
- 2025Guided Policy Optimization under Partial Observability21 May 2025
- 2025Partially Observable Reinforcement Learning with Memory Traces19 Mar 2025
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPs3 Mar 2025
- 2024Abstract Reward Processes: Leveraging State Abstraction for Consistent Off-Policy Evaluation3 Oct 2024
- 2024Tractable Offline Learning of Regular Decision Processes4 Sep 2024
28 more
- 2024Diffusion Spectral Representation for Reinforcement Learning23 Jun 2024
- 2024Near-Optimal Learning and Planning in Separated Latent MDPs12 Jun 2024
- 2024RL in Latent MDPs is Tractable: Online Guarantees via Off-Policy Evaluation3 Jun 2024
- 2024Preparing for Black Swans: The Antifragility Imperative for Machine Learning18 May 2024
- 2024Generalizing Multi-Step Inverse Models for Representation Learning to Finite-Memory POMDPs22 Apr 2024
- 2024On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluation22 Feb 2024
- 2023Safe Reinforcement Learning in Tensor Reproducing Kernel Hilbert Space1 Dec 2023
- 2023Provable Representation with Efficient Planning for Partial Observable Reinforcement Learning20 Nov 2023
- 2023Prospective Side Information for Latent MDPs11 Oct 2023
- 2023Representation Learning in Low-rank Slate-based Recommender Systems10 Sep 2023
- 2023Game-Theoretic Robust Reinforcement Learning Handles Temporally-Coupled Perturbations22 Jul 2023
- 2023Sample-Efficient Learning of POMDPs with Multiple Observations In Hindsight6 Jul 2023
- 2023Provably Efficient UCB-type Algorithms For Learning Predictive State Representations1 Jul 2023
- 2023Provably Efficient Representation Learning with Tractable Planning in Low-Rank POMDP21 Jun 2023
- 2023Near-Optimal Partially Observable Reinforcement Learning with Partial Online State Information14 Jun 2023
- 2023Provable Robustness for Streaming Models with a Sliding Window28 Mar 2023
- 2023Lower Bounds for Learning in Revealing POMDPs2 Feb 2023
- 2023Learning in POMDPs is Sample-Efficient with Hindsight Observability31 Jan 2023
- 2022Reward-Mixing MDPs with a Few Latent Contexts are Learnable5 Oct 2022
- 2022Optimistic MLE -- A Generic Model-based Algorithm for Partially Observable Sequential Decision Making29 Sep 2022
- 2022Partially Observable RL with B-Stability: Unified Structural Condition and Sharp Sample-Efficient Algorithms29 Sep 2022
- 2022PAC Reinforcement Learning for Predictive State Representations12 Jul 2022
- 2022Provably Efficient Reinforcement Learning in Partially Observable Dynamical Systems24 Jun 2022
- 2022Learning in Observable POMDPs, without Computationally Intractable Oracles7 Jun 2022
- 2022Pessimism in the Face of Confounders: Provably Efficient Offline Reinforcement Learning in Partially Observable Markov Decision Processes26 May 2022
- 2022Embed to Control Partially Observed Systems: Representation Learning with Provable Sample Efficiency26 May 2022
- 2022When Is Partially Observable Reinforcement Learning Not Scary?19 Apr 2022
- 2022Finite-Time Analysis of Natural Actor-Critic for POMDPs20 Feb 2022
- 2025Partially Observable Reinforcement Learning with Memory Tracescited by 9
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPscited by 8
- 2024Abstract Reward Processes: Leveraging State Abstraction for Consistent Off-Policy Evaluationcited by 3
- 2025Guided Policy Optimization under Partial Observabilitycited by 3
- 2025To Distill or Decide? Understanding the Algorithmic Trade-off in Partially Observable Reinforcement Learningcited by 3
- 2025Spectral Representation-based Reinforcement Learningcited by 3
- 2024Generalizing Multi-Step Inverse Models for Representation Learning to Finite-Memory POMDPscited by 2
- 2026Why Linear Recurrent Memory Works in Partially Observable Reinforcement Learningcited by 1
- 2025Quantifying Memory Use in Reinforcement Learning with Temporal Rangecited by 0
- 2026Smaller Abstract State Spaces Enable Cross-Scale Generalization in Reinforcement Learningcited by 0
- 2026Why Linear Recurrent Memory Works in Partially Observable Reinforcement Learning29 May 2026
- 2026Smaller Abstract State Spaces Enable Cross-Scale Generalization in Reinforcement Learning19 May 2026
- 2025Spectral Representation-based Reinforcement Learning17 Dec 2025
- 2025Quantifying Memory Use in Reinforcement Learning with Temporal Range5 Dec 2025
- 2025To Distill or Decide? Understanding the Algorithmic Trade-off in Partially Observable Reinforcement Learning3 Oct 2025
- 2025Guided Policy Optimization under Partial Observability21 May 2025
- 2025Partially Observable Reinforcement Learning with Memory Traces19 Mar 2025
- 2025Statistical Tractability of Off-policy Evaluation of History-dependent Policies in POMDPs3 Mar 2025
- 2024Abstract Reward Processes: Leveraging State Abstraction for Consistent Off-Policy Evaluation3 Oct 2024
- 2024Generalizing Multi-Step Inverse Models for Representation Learning to Finite-Memory POMDPs22 Apr 2024
- 2024Diffusion Spectral Representation for Reinforcement Learningcited by 15
- 2024Diffusion Spectral Representation for Reinforcement Learning23 Jun 2024
- 2022When Is Partially Observable Reinforcement Learning Not Scary?cited by 100
- 2022PAC Reinforcement Learning for Predictive State Representationscited by 43
- 2022Provably Efficient Reinforcement Learning in Partially Observable Dynamical Systemscited by 35
- 2022Learning in Observable POMDPs, without Computationally Intractable Oraclescited by 30
- 2022Partially Observable RL with B-Stability: Unified Structural Condition and Sharp Sample-Efficient Algorithmscited by 24
- 2023Learning in POMDPs is Sample-Efficient with Hindsight Observabilitycited by 18
- 2022Embed to Control Partially Observed Systems: Representation Learning with Provable Sample Efficiencycited by 16
- 2023Lower Bounds for Learning in Revealing POMDPscited by 15
- 2022Finite-Time Analysis of Natural Actor-Critic for POMDPscited by 13
- 2023Provable Representation with Efficient Planning for Partial Observable Reinforcement Learningcited by 10
- 2024On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluationcited by 10
- 2023Provably Efficient Representation Learning with Tractable Planning in Low-Rank POMDPcited by 8
12 most cited of 26 All 26 (JSON)
- 2026A Decentralized Partially Observable Team Decision Methodology with Delayed Information Sharing22 Sep 2026
- 2025Scalable Policy-Based RL Algorithms for POMDPs8 Oct 2025
- 2024Near-Optimal Learning and Planning in Separated Latent MDPs12 Jun 2024
- 2024RL in Latent MDPs is Tractable: Online Guarantees via Off-Policy Evaluation3 Jun 2024
- 2024Preparing for Black Swans: The Antifragility Imperative for Machine Learning18 May 2024
- 2024On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluation22 Feb 2024
- 2023Safe Reinforcement Learning in Tensor Reproducing Kernel Hilbert Space1 Dec 2023
- 2023Provable Representation with Efficient Planning for Partial Observable Reinforcement Learning20 Nov 2023
- 2023Prospective Side Information for Latent MDPs11 Oct 2023
- 2023Representation Learning in Low-rank Slate-based Recommender Systems10 Sep 2023
- 2023Game-Theoretic Robust Reinforcement Learning Handles Temporally-Coupled Perturbations22 Jul 2023
- 2023Sample-Efficient Learning of POMDPs with Multiple Observations In Hindsight6 Jul 2023
12 newest of 26 All 26 (JSON)