An Experimental Study of Class Imbalance in Federated Learning
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Abstract (arXiv)
Federated learning is a distributed machine learning paradigm that trains a global model for prediction based on a number of local models at clients while local data privacy is preserved. Class imbalance is believed to be one of the factors that degrades the global model performance. However, there has been very little research on if and how class imbalance can affect the global performance. class imbalance in federated learning is much more complex than that in traditional non-distributed machine learning, due to different class imbalance situations at local clients. Class imbalance needs to be re-defined in distributed learning environments. In this paper, first, we propose two new metrics to define class imbalance -- the global class imbalance degree (MID) and the local difference of class imbalance among clients (WCS). Then, we conduct extensive experiments to analyze the impact of class imbalance on the global performance in various scenarios based on our definition. Our results show that a higher MID and a larger WCS degrade more the performance of the global model. Besides, WCS is shown to slow down the convergence of the global model by misdirecting the optimization.
Key facts. Cited by 7 papers in the map (data through 7 Oct 2026). Builds on 10 of its 19 references that are in the map. First posted on arXiv 9 Sep 2021.
Builds on
10 of 19 references.
References · 10
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,592
- 2019Advances and Open Problems in Federated Learningcited by 3,021
- 2019Federated Learning: Challenges, Methods, and Future Directionscited by 1,531
- 2016Federated Learning: Strategies for Improving Communication Efficiencycited by 1,461
- 2018LEAF: A Benchmark for Federated Settingscited by 780
- 2017Federated Multi-Task Learningcited by 669
- 2019A Survey on Federated Learning Systems: Vision, Hype and Reality for Data Privacy and Protectioncited by 371
- 2020Federated learning with class imbalance reductioncited by 52
- 2020Fed-Focal Loss for imbalanced data classification in Federated Learningcited by 26
- 2020Addressing Class Imbalance in Federated Learningcited by 6
Built on by
Citing papers per year: 2022: 1; 2023: 2; 2024: 1; 2025: 3.
7 papers.
- 2023A Survey on Class Imbalance in Federated Learningcited by 12
- 2023A Distributed Approach to Meteorological Predictions: Addressing Data Imbalance in Precipitation Prediction Models through Federated Learning and GANscited by 2
- 2022Using adversarial images to improve outcomes of federated learning for non-IID datacited by 1
- 2025pFedBBN: A Personalized Federated Test-Time Adaptation with Balanced Batch Normalization for Class-Imbalanced Datacited by 1
- 2024On Homomorphic Encryption Based Strategies for Class Imbalance in Federated Learningcited by 0
- 2025CADRE: Customizable Assurance of Data Readiness in Privacy-Preserving Federated Learningcited by 0
- 2025Proto-EVFL: Enhanced Vertical Federated Learning via Dual Prototype with Extremely Unaligned Datacited by 0
- 2025pFedBBN: A Personalized Federated Test-Time Adaptation with Balanced Batch Normalization for Class-Imbalanced Data22 Nov 2025
- 2025Proto-EVFL: Enhanced Vertical Federated Learning via Dual Prototype with Extremely Unaligned Data30 Jul 2025
- 2025CADRE: Customizable Assurance of Data Readiness in Privacy-Preserving Federated Learning28 May 2025
- 2024On Homomorphic Encryption Based Strategies for Class Imbalance in Federated Learning28 Oct 2024
- 2023A Distributed Approach to Meteorological Predictions: Addressing Data Imbalance in Precipitation Prediction Models through Federated Learning and GANs19 Oct 2023
- 2023A Survey on Class Imbalance in Federated Learning21 Mar 2023
- 2022Using adversarial images to improve outcomes of federated learning for non-IID data16 Jun 2022