Addressing Class Imbalance in Federated Learning
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Abstract (arXiv)
Federated learning (FL) is a promising approach for training decentralized data located on local client devices while improving efficiency and privacy. However, the distribution and quantity of the training data on the clients' side may lead to significant challenges such as class imbalance and non-IID (non-independent and identically distributed) data, which could greatly impact the performance of the common model. While much effort has been devoted to helping FL models converge when encountering non-IID data, the imbalance issue has not been sufficiently addressed. In particular, as FL training is executed by exchanging gradients in an encrypted form, the training data is not completely observable to either clients or servers, and previous methods for class imbalance do not perform well for FL. Therefore, it is crucial to design new methods for detecting class imbalance in FL and mitigating its impact. In this work, we propose a monitoring scheme that can infer the composition of training data for each FL round, and design a new loss function -- Ratio Loss to mitigate the impact of the imbalance. Our experiments demonstrate the importance of acknowledging class imbalance and taking measures as early as possible in FL training, and the effectiveness of our method in mitigating the impact. Our method is shown to significantly outperform previous methods, while maintaining client privacy.
Key facts. Cited by 6 papers in the map (data through 7 Oct 2026). First posted on arXiv 14 Aug 2020.
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Citing papers per year: 2021: 5; 2022: 0; 2023: 0; 2024: 0; 2025: 1.
6 papers.
- 2021Weak Adaptation Learning -- Addressing Cross-domain Data Insufficiency with Weak Annotatorcited by 8
- 2021An Experimental Study of Class Imbalance in Federated Learningcited by 7
- 2021Dubhe: Towards Data Unbiasedness with Homomorphic Encryption in Federated Learning Client Selectioncited by 7
- 2021Aggregate or Not? Exploring Where to Privatize in DNN Based Federated Learning Under Different Non-IID Scenescited by 4
- 2021Demystifying the Effects of Non-Independence in Federated Learningcited by 1
- 2025Towards Seamless Hierarchical Federated Learning under Intermittent Client Participation: A Stagewise Decision-Making Methodologycited by 0
- 2025Towards Seamless Hierarchical Federated Learning under Intermittent Client Participation: A Stagewise Decision-Making Methodology13 Feb 2025
- 2021An Experimental Study of Class Imbalance in Federated Learning9 Sep 2021
- 2021Dubhe: Towards Data Unbiasedness with Homomorphic Encryption in Federated Learning Client Selection8 Sep 2021
- 2021Aggregate or Not? Exploring Where to Privatize in DNN Based Federated Learning Under Different Non-IID Scenes26 Jul 2021
- 2021Demystifying the Effects of Non-Independence in Federated Learning20 Mar 2021
- 2021Weak Adaptation Learning -- Addressing Cross-domain Data Insufficiency with Weak Annotator15 Feb 2021