A Recipe for Global Convergence Guarantee in Deep Neural Networks
Not on the map. Why?
Abstract (arXiv)
Existing global convergence guarantees of (stochastic) gradient descent do not apply to practical deep networks in the practical regime of deep learning beyond the neural tangent kernel (NTK) regime. This paper proposes an algorithm, which is ensured to have global convergence guarantees in the practical regime beyond the NTK regime, under a verifiable condition called the expressivity condition. The expressivity condition is defined to be both data-dependent and architecture-dependent, which is the key property that makes our results applicable for practical settings beyond the NTK regime. On the one hand, the expressivity condition is theoretically proven to hold data-independently for fully-connected deep neural networks with narrow hidden layers and a single wide layer. On the other hand, the expressivity condition is numerically shown to hold data-dependently for deep (convolutional) ResNet with batch normalization with various standard image datasets. We also show that the proposed algorithm has generalization performances comparable with those of the heuristic algorithm, with the same hyper-parameters and total number of iterations. Therefore, the proposed algorithm can be viewed as a step towards providing theoretical guarantees for deep learning in the practical regime.
Key facts. Cited by 8 papers in the map (data through 7 Oct 2026). Builds on 39 of its 48 references that are in the map. First posted on arXiv 12 Apr 2021.
Builds on
39 of 48 references.
References · 39
- 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,160
- 2015Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classificationcited by 3,590
- 2016Identity Mappings in Deep Residual Networkscited by 1,960
- 2020Prevalence of Neural Collapse during the terminal phase of deep learning trainingcited by 713
- 2018On Lazy Training in Differentiable Programmingcited by 671
- 2018Gradient Descent Provably Optimizes Over-parameterized Neural Networkscited by 655
- 2019Deep Equilibrium Modelscited by 603
- 2018Gradient Descent Finds Global Minima of Deep Neural Networkscited by 572
- 2019On Exact Computation with an Infinitely Wide Neural Netcited by 572
- 2019Fine-Grained Analysis of Optimization and Generalization for Overparameterized Two-Layer Neural Networkscited by 562
- 2018A Mean Field View of the Landscape of Two-Layers Neural Networkscited by 463
- 2018On the Global Convergence of Gradient Descent for Over-parameterized Models using Optimal Transportcited by 422
27 more
- 2018Deep Learning for Classical Japanese Literaturecited by 415
- 2018Learning and Generalization in Overparameterized Neural Networks, Going Beyond Two Layerscited by 340
- 2018Learning Overparameterized Neural Networks via Stochastic Gradient Descent on Structured Datacited by 260
- 2016Deep Learning without Poor Local Minimacited by 233
- 2019Mean-field theory of two-layers neural networks: dimension-free bounds and kernel limitcited by 187
- 2017Generalization in Deep Learningcited by 146
- 2018Stochastic Gradient Descent Optimizes Over-parameterized Deep ReLU Networkscited by 139
- 2018Regularization Matters: Generalization and Optimization of Neural Nets v.s. their Induced Kernelcited by 131
- 2017Theoretical insights into the optimization landscape of over-parameterized shallow neural networkscited by 128
- 2019Implicit Deep Learningcited by 124
- 2019On the Power and Limitations of Random Features for Understanding Neural Networkscited by 103
- 2019Limitations of Lazy Training of Two-layers Neural Networkscited by 87
- 2020The Interpolation Phase Transition in Neural Networks: Memorization and Generalization under Lazy Trainingcited by 84
- 2019Ordered SGD: A New Stochastic Optimization Framework for Empirical Risk Minimizationcited by 51
- 2020Modeling from Features: a Mean-field Framework for Over-parameterized Deep Neural Networkscited by 44
- 2021On the Theory of Implicit Deep Learning: Global Convergence with Implicit Layerscited by 35
- 2017Theory of Deep Learning III: explaining the non-overfitting puzzlecited by 32
- 2016No bad local minima: Data independent training error guarantees for multilayer neural networkscited by 29
- 2019Gradient Descent Finds Global Minima for Generalizable Deep Neural Networks of Practical Sizescited by 29
- 2019Neural Networks Learning and Memorization with (almost) no Over-Parameterizationcited by 23
- 2015On the Quality of the Initial Basin in Overspecified Neural Networkscited by 20
- 2018Depth with Nonlinearity Creates No Bad Local Minima in ResNetscited by 17
- 2020Network size and weights size for memorization with two-layers neural networkscited by 16
- 2019Training Neural Networks as Learning Data-adaptive Kernels: Provable Representation and Approximation Benefitscited by 13
- 2020A Corrective View of Neural Networks: Representation, Memorization and Learningcited by 13
- 2018Effect of Depth and Width on Local Minima in Deep Learningcited by 12
- 2019Locally adaptive activation functions with slope recovery term for deep and physics-informed neural networkscited by 11
Built on by
Citing papers per year: 2021: 3; 2022: 1; 2023: 1; 2024: 1; 2025: 1; 2026: 1.
8 papers.
- 2021Meta-learning PINN loss functionscited by 51
- 2021Understanding Dynamics of Nonlinear Representation Learning and Its Applicationcited by 11
- 2021A Survey on Deep Domain Adaptation and Tiny Object Detection Challenges, Techniques and Datasetscited by 3
- 2024Wasserstein Distributionally Robust Shallow Convex Neural Networkscited by 2
- 2026Improved monocular depth prediction using distance transform over pre-semantic contours with self-supervised neural networkscited by 1
- 2022Complexity from Adaptive-Symmetries Breaking: Global Minima in the Statistical Mechanics of Deep Neural Networkscited by 0
- 2023Subspace-Configurable Networkscited by 0
- 2025Quantization through Piecewise-Affine Regularization: Optimization and Statistical Guaranteescited by 0
- 2026Improved monocular depth prediction using distance transform over pre-semantic contours with self-supervised neural networks8 May 2026
- 2025Quantization through Piecewise-Affine Regularization: Optimization and Statistical Guarantees14 Aug 2025
- 2024Wasserstein Distributionally Robust Shallow Convex Neural Networks23 Jul 2024
- 2023Subspace-Configurable Networks22 May 2023
- 2022Complexity from Adaptive-Symmetries Breaking: Global Minima in the Statistical Mechanics of Deep Neural Networks3 Jan 2022
- 2021A Survey on Deep Domain Adaptation and Tiny Object Detection Challenges, Techniques and Datasets16 Jul 2021
- 2021Meta-learning PINN loss functions12 Jul 2021
- 2021Understanding Dynamics of Nonlinear Representation Learning and Its Application28 Jun 2021