mlsanityData to 14 Oct 2026

On the Quality of the Initial Basin in Overspecified Neural Networks

arXiv 1511.04210 ↗First posted 13 Nov 2015cs.LG stat.MLcited by 20

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Abstract (arXiv)

Deep learning, in the form of artificial neural networks, has achieved remarkable practical success in recent years, for a variety of difficult machine learning applications. However, a theoretical explanation for this remains a major open problem, since training neural networks involves optimizing a highly non-convex objective function, and is known to be computationally hard in the worst case. In this work, we study the geometric structure of the associated non-convex objective function, in the context of ReLU networks and starting from a random initialization of the network parameters. We identify some conditions under which it becomes more favorable to optimization, in the sense of (i) High probability of initializing at a point from which there is a monotonically decreasing path to a global minimum; and (ii) High probability of initializing at a basin (suitably defined) with a small minimal objective value. A common theme in our results is that such properties are more likely to hold for larger ("overspecified") networks, which accords with some recent empirical and theoretical observations.

Key facts. Cited by 20 papers in the map (data through 14 Oct 2026). First posted on arXiv 13 Nov 2015.

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Citing papers per year: 2021: 7; 2022: 6; 2023: 2; 2024: 3; 2025: 1; 2026: 1.

20 papers.

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  1. 2022Low-Pass Filtering SGD for Recovering Flat Optima in the Deep Learning Optimization Landscapecited by 39
  2. 2021Optimization-Based Separations for Neural Networkscited by 17
  3. 2023Mildly Overparameterized ReLU Networks Have a Favorable Loss Landscapecited by 17
  4. 2021When Are Solutions Connected in Deep Networks?cited by 11
  5. 2021Landscape analysis for shallow neural networks: complete classification of critical points for affine target functionscited by 11
  6. 2022On the generalization of learning algorithms that do not convergecited by 9
  7. 2025Gradient-Guided Annealing for Domain Generalizationcited by 9
  8. 2021Why Do Local Methods Solve Nonconvex Problems?cited by 8
  9. 2021A Recipe for Global Convergence Guarantee in Deep Neural Networkscited by 8
  10. 2022When Expressivity Meets Trainability: Fewer than n Neurons Can Workcited by 8
  11. 2023Learning to Generalize Provably in Learning to Optimizecited by 8
  12. 2021Spurious Local Minima Are Common for Deep Neural Networks with Piecewise Linear Activationscited by 7
8 more
  1. 2022Deep Unfolding of the DBFB Algorithm with Application to ROI CT Imaging with Limited Angular Densitycited by 6
  2. 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embeddingcited by 6
  3. 2021What training reveals about neural network complexitycited by 5
  4. 2022On generalization bounds for deep networks based on loss surface implicit regularizationcited by 5
  5. 2022Gradient descent provably escapes saddle points in the training of shallow ReLU networkscited by 5
  6. 2024Physics-Informed Neural Networks: Minimizing Residual Loss with Wide Networks and Effective Activationscited by 4
  7. 2024Exploring Loss Landscapes through the Lens of Spin Glass Theorycited by 4
  8. 2026The Role of Symmetry in Optimizing Overparameterized Networkscited by 0