On the Quality of the Initial Basin in Overspecified Neural Networks
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Abstract (arXiv)
Deep learning, in the form of artificial neural networks, has achieved remarkable practical success in recent years, for a variety of difficult machine learning applications. However, a theoretical explanation for this remains a major open problem, since training neural networks involves optimizing a highly non-convex objective function, and is known to be computationally hard in the worst case. In this work, we study the geometric structure of the associated non-convex objective function, in the context of ReLU networks and starting from a random initialization of the network parameters. We identify some conditions under which it becomes more favorable to optimization, in the sense of (i) High probability of initializing at a point from which there is a monotonically decreasing path to a global minimum; and (ii) High probability of initializing at a basin (suitably defined) with a small minimal objective value. A common theme in our results is that such properties are more likely to hold for larger ("overspecified") networks, which accords with some recent empirical and theoretical observations.
Key facts. Cited by 20 papers in the map (data through 14 Oct 2026). First posted on arXiv 13 Nov 2015.
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Citing papers per year: 2021: 7; 2022: 6; 2023: 2; 2024: 3; 2025: 1; 2026: 1.
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- 2022Low-Pass Filtering SGD for Recovering Flat Optima in the Deep Learning Optimization Landscapecited by 39
- 2021Optimization-Based Separations for Neural Networkscited by 17
- 2023Mildly Overparameterized ReLU Networks Have a Favorable Loss Landscapecited by 17
- 2021When Are Solutions Connected in Deep Networks?cited by 11
- 2021Landscape analysis for shallow neural networks: complete classification of critical points for affine target functionscited by 11
- 2022On the generalization of learning algorithms that do not convergecited by 9
- 2025Gradient-Guided Annealing for Domain Generalizationcited by 9
- 2021Why Do Local Methods Solve Nonconvex Problems?cited by 8
- 2021A Recipe for Global Convergence Guarantee in Deep Neural Networkscited by 8
- 2022When Expressivity Meets Trainability: Fewer than n Neurons Can Workcited by 8
- 2023Learning to Generalize Provably in Learning to Optimizecited by 8
- 2021Spurious Local Minima Are Common for Deep Neural Networks with Piecewise Linear Activationscited by 7
8 more
- 2022Deep Unfolding of the DBFB Algorithm with Application to ROI CT Imaging with Limited Angular Densitycited by 6
- 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embeddingcited by 6
- 2021What training reveals about neural network complexitycited by 5
- 2022On generalization bounds for deep networks based on loss surface implicit regularizationcited by 5
- 2022Gradient descent provably escapes saddle points in the training of shallow ReLU networkscited by 5
- 2024Physics-Informed Neural Networks: Minimizing Residual Loss with Wide Networks and Effective Activationscited by 4
- 2024Exploring Loss Landscapes through the Lens of Spin Glass Theorycited by 4
- 2026The Role of Symmetry in Optimizing Overparameterized Networkscited by 0
- 2026The Role of Symmetry in Optimizing Overparameterized Networks28 Apr 2026
- 2025Gradient-Guided Annealing for Domain Generalization27 Feb 2025
- 2024Exploring Loss Landscapes through the Lens of Spin Glass Theory30 Jul 2024
- 2024Physics-Informed Neural Networks: Minimizing Residual Loss with Wide Networks and Effective Activations2 May 2024
- 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embedding8 Feb 2024
- 2023Mildly Overparameterized ReLU Networks Have a Favorable Loss Landscape31 May 2023
- 2023Learning to Generalize Provably in Learning to Optimize22 Feb 2023
- 2022When Expressivity Meets Trainability: Fewer than n Neurons Can Work21 Oct 2022
- 2022Deep Unfolding of the DBFB Algorithm with Application to ROI CT Imaging with Limited Angular Density27 Sep 2022
- 2022On the generalization of learning algorithms that do not converge16 Aug 2022
- 2022Gradient descent provably escapes saddle points in the training of shallow ReLU networks3 Aug 2022
- 2022Low-Pass Filtering SGD for Recovering Flat Optima in the Deep Learning Optimization Landscape20 Jan 2022
8 more
- 2022On generalization bounds for deep networks based on loss surface implicit regularization12 Jan 2022
- 2021Optimization-Based Separations for Neural Networks4 Dec 2021
- 2021What training reveals about neural network complexity8 Jun 2021
- 2021A Recipe for Global Convergence Guarantee in Deep Neural Networks12 Apr 2021
- 2021Why Do Local Methods Solve Nonconvex Problems?24 Mar 2021
- 2021Landscape analysis for shallow neural networks: complete classification of critical points for affine target functions19 Mar 2021
- 2021Spurious Local Minima Are Common for Deep Neural Networks with Piecewise Linear Activations25 Feb 2021
- 2021When Are Solutions Connected in Deep Networks?18 Feb 2021
- 2022Low-Pass Filtering SGD for Recovering Flat Optima in the Deep Learning Optimization Landscapecited by 39
- 2021Optimization-Based Separations for Neural Networkscited by 17
- 2023Mildly Overparameterized ReLU Networks Have a Favorable Loss Landscapecited by 17
- 2021When Are Solutions Connected in Deep Networks?cited by 11
- 2021Landscape analysis for shallow neural networks: complete classification of critical points for affine target functionscited by 11
- 2022On the generalization of learning algorithms that do not convergecited by 9
- 2025Gradient-Guided Annealing for Domain Generalizationcited by 9
- 2021Why Do Local Methods Solve Nonconvex Problems?cited by 8
- 2021A Recipe for Global Convergence Guarantee in Deep Neural Networkscited by 8
- 2022When Expressivity Meets Trainability: Fewer than n Neurons Can Workcited by 8
- 2023Learning to Generalize Provably in Learning to Optimizecited by 8
- 2021Spurious Local Minima Are Common for Deep Neural Networks with Piecewise Linear Activationscited by 7
12 most cited of 20 All 20 (JSON)
- 2026The Role of Symmetry in Optimizing Overparameterized Networks28 Apr 2026
- 2025Gradient-Guided Annealing for Domain Generalization27 Feb 2025
- 2024Exploring Loss Landscapes through the Lens of Spin Glass Theory30 Jul 2024
- 2024Physics-Informed Neural Networks: Minimizing Residual Loss with Wide Networks and Effective Activations2 May 2024
- 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embedding8 Feb 2024
- 2023Mildly Overparameterized ReLU Networks Have a Favorable Loss Landscape31 May 2023
- 2023Learning to Generalize Provably in Learning to Optimize22 Feb 2023
- 2022When Expressivity Meets Trainability: Fewer than n Neurons Can Work21 Oct 2022
- 2022Deep Unfolding of the DBFB Algorithm with Application to ROI CT Imaging with Limited Angular Density27 Sep 2022
- 2022On the generalization of learning algorithms that do not converge16 Aug 2022
- 2022Gradient descent provably escapes saddle points in the training of shallow ReLU networks3 Aug 2022
- 2022Low-Pass Filtering SGD for Recovering Flat Optima in the Deep Learning Optimization Landscape20 Jan 2022
12 newest of 20 All 20 (JSON)