Relaxing the Conditional Independence Assumption of CTC-based ASR by Conditioning on Intermediate Predictions
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Abstract (arXiv)
This paper proposes a method to relax the conditional independence assumption of connectionist temporal classification (CTC)-based automatic speech recognition (ASR) models. We train a CTC-based ASR model with auxiliary CTC losses in intermediate layers in addition to the original CTC loss in the last layer. During both training and inference, each generated prediction in the intermediate layers is summed to the input of the next layer to condition the prediction of the last layer on those intermediate predictions. Our method is easy to implement and retains the merits of CTC-based ASR: a simple model architecture and fast decoding speed. We conduct experiments on three different ASR corpora. Our proposed method improves a standard CTC model significantly (e.g., more than 20 % relative word error rate reduction on the WSJ corpus) with a little computational overhead. Moreover, for the TEDLIUM2 corpus and the AISHELL-1 corpus, it achieves a comparable performance to a strong autoregressive model with beam search, but the decoding speed is at least 30 times faster.
Key facts. Cited by 61 papers in the map (data through 14 Oct 2026). Builds on 21 of its 30 references that are in the map. First posted on arXiv 6 Apr 2021.
Builds on
21 of 30 references.
References · 21
- 2017Attention Is All You Needcited by 60,361
- 2016Layer Normalizationcited by 5,669
- 2018SentencePiece: A simple and language independent subword tokenizer and detokenizer for Neural Text Processingcited by 1,989
- 2020Conformer: Convolution-augmented Transformer for Speech Recognitioncited by 1,863
- 2019SpecAugment: A Simple Data Augmentation Method for Automatic Speech Recognitioncited by 1,380
- 2016Deep Networks with Stochastic Depthcited by 979
- 2018ESPnet: End-to-End Speech Processing Toolkitcited by 558
- 2017AISHELL-1: An Open-Source Mandarin Speech Corpus and A Speech Recognition Baselinecited by 373
- 2019A Comparative Study on Transformer vs RNN in Speech Applicationscited by 211
- 2018Scaling Neural Machine Translationcited by 204
- 2017State-of-the-art Speech Recognition With Sequence-to-Sequence Modelscited by 196
- 2015End-to-End Attention-based Large Vocabulary Speech Recognitioncited by 151
9 more
- 2019Insertion Transformer: Flexible Sequence Generation via Insertion Operationscited by 125
- 2021Intermediate Loss Regularization for CTC-based Speech Recognitioncited by 96
- 2019QuartzNet: Deep Automatic Speech Recognition with 1D Time-Channel Separable Convolutionscited by 94
- 2020Mask CTC: Non-Autoregressive End-to-End ASR with CTC and Mask Predictcited by 76
- 2020Imputer: Sequence Modelling via Imputation and Dynamic Programmingcited by 66
- 2020Align-Refine: Non-Autoregressive Speech Recognition via Iterative Realignmentcited by 37
- 2020Improved Mask-CTC for Non-Autoregressive End-to-End ASRcited by 32
- 2020CASS-NAT: CTC Alignment-based Single Step Non-autoregressive Transformer for Speech Recognitioncited by 24
- 2020Listen Attentively, and Spell Once: Whole Sentence Generation via a Non-Autoregressive Architecture for Low-Latency Speech Recognitioncited by 22
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Citing papers per year: 2021: 4; 2022: 14; 2023: 18; 2024: 9; 2025: 9; 2026: 7.
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- 2023End-to-End Speech Recognition: A Surveycited by 129
- 2022A Survey on Non-Autoregressive Generation for Neural Machine Translation and Beyondcited by 64
- 2024Towards Robust Speech Representation Learning for Thousands of Languagescited by 50
- 2024OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identificationcited by 37
- 2023Improving Massively Multilingual ASR With Auxiliary CTC Objectivescited by 31
- 2021A Comparative Study on Non-Autoregressive Modelings for Speech-to-Text Generationcited by 28
- 2023Audio-Visual Efficient Conformer for Robust Speech Recognitioncited by 22
- 2023A Comparative Study on E-Branchformer vs Conformer in Speech Recognition, Translation, and Understanding Taskscited by 14
- 2021Hierarchical Conditional End-to-End ASR with CTC and Multi-Granular Subword Unitscited by 13
- 2022HuBERT-EE: Early Exiting HuBERT for Efficient Speech Recognitioncited by 13
- 2022A context-aware knowledge transferring strategy for CTC-based ASRcited by 12
- 2022BERT Meets CTC: New Formulation of End-to-End Speech Recognition with Pre-trained Masked Language Modelcited by 11
38 more
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- 2024Multilingual Audio-Visual Speech Recognition with Hybrid CTC/RNN-T Fast Conformercited by 7
- 2021Decoupling recognition and transcription in Mandarin ASRcited by 6
- 2022Distilling the Knowledge of BERT for CTC-based ASRcited by 6
- 2022InterAug: Augmenting Noisy Intermediate Predictions for CTC-based ASRcited by 5
- 2022Better Intermediates Improve CTC Inferencecited by 5
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- 2023A CTC Alignment-based Non-autoregressive Transformer for End-to-end Automatic Speech Recognitioncited by 5
- 2023Semi-Autoregressive Streaming ASR With Label Contextcited by 5
- 2024Improvement in Sign Language Translation Using Text CTC Alignmentcited by 5
- 2022Improving CTC-based ASR Models with Gated Interlayer Collaborationcited by 4
- 2023A New Benchmark of Aphasia Speech Recognition and Detection Based on E-Branchformer and Multi-task Learningcited by 4
- 2023SSHR: Leveraging Self-supervised Hierarchical Representations for Multilingual Automatic Speech Recognitioncited by 4
- 2026Accurate Decoding of Natural Sentences from Non-Invasive Brain Recordingscited by 4
- 2022Memory-Efficient Training of RNN-Transducer with Sampled Softmaxcited by 3
- 2023Neural Diarization with Non-autoregressive Intermediate Attractorscited by 3
- 2023How Much Context Does My Attention-Based ASR System Need?cited by 3
- 2024Rapid Language Adaptation for Multilingual E2E Speech Recognition Using Encoder Promptingcited by 3
- 2025WCTC-Biasing: Retraining-free Contextual Biasing ASR with Wildcard CTC-based Keyword Spotting and Inter-layer Biasingcited by 3
- 2023Unimodal Aggregation for CTC-based Speech Recognitioncited by 2
- 2025DYNAC: Dynamic Vocabulary based Non-Autoregressive Contextualization for Speech Recognitioncited by 2
- 2025Grapheme-Coherent Phonemic and Prosodic Annotation of Speech by Implicit and Explicit Grapheme Conditioningcited by 2
- 2026Test-Time Compute Scaling for ASR with Depth-Conditioned Looped Transformerscited by 2
- 2022Tourist Guidance Robot Based on HyperCLOVAcited by 1
- 2023Leveraging Cross-Utterance Context For ASR Decodingcited by 1
- 2024UniEnc-CASSNAT: An Encoder-only Non-autoregressive ASR for Speech SSL Modelscited by 1
- 2025A Non-autoregressive Model for Joint STT and TTScited by 1
- 2025Improving Multilingual Speech Models on ML-SUPERB 2.0: Fine-tuning with Data Augmentation and LID-Aware CTCcited by 1
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- 2022Alternate Intermediate Conditioning with Syllable-level and Character-level Targets for Japanese ASRcited by 0
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- 2022InterMPL: Momentum Pseudo-Labeling with Intermediate CTC Losscited by 0
- 2023A Lexical-aware Non-autoregressive Transformer-based ASR Modelcited by 0
- 2023Improving CTC-AED model with integrated-CTC and auxiliary loss regularizationcited by 0
- 2023Bridging the Gaps of Both Modality and Language: Synchronous Bilingual CTC for Speech Translation and Speech Recognitioncited by 0
50 most cited of 61 All 61 (JSON)
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- 2026Design of the IBM Granite 5.0 TurboCTC ASR Model17 Sep 2026
- 2026Accurate Decoding of Natural Sentences from Non-Invasive Brain Recordings29 Jun 2026
- 2026Multi-task Learning is Not Enough: Representational Entanglement in Dual-output Second Language Speech Recognition4 Jun 2026
- 2026Test-Time Compute Scaling for ASR with Depth-Conditioned Looped Transformers3 Jun 2026
- 2026Text-Utilization for Encoder-dominated Speech Recognition Models29 Apr 2026
- 2026Mixture-of-Experts with Intermediate CTC Supervision for Accented Speech Recognition2 Feb 2026
- 2025UMA-Split: unimodal aggregation for both English and Mandarin non-autoregressive speech recognition18 Sep 2025
- 2025Enhancing the Robustness of Contextual ASR to Varying Biasing Information Volumes Through Purified Semantic Correlation Joint Modeling7 Sep 2025
- 2025Geolocation-Aware Robust Spoken Language Identification23 Aug 2025
- 2025DESign: Dynamic Context-Aware Convolution and Efficient Subnet Regularization for Continuous Sign Language Recognition4 Jul 2025
- 2025Grapheme-Coherent Phonemic and Prosodic Annotation of Speech by Implicit and Explicit Grapheme Conditioning5 Jun 2025
38 more
- 2025WCTC-Biasing: Retraining-free Contextual Biasing ASR with Wildcard CTC-based Keyword Spotting and Inter-layer Biasing2 Jun 2025
- 2025DYNAC: Dynamic Vocabulary based Non-Autoregressive Contextualization for Speech Recognition31 May 2025
- 2025Improving Multilingual Speech Models on ML-SUPERB 2.0: Fine-tuning with Data Augmentation and LID-Aware CTC30 May 2025
- 2025A Non-autoregressive Model for Joint STT and TTS15 Jan 2025
- 2024Improvement in Sign Language Translation Using Text CTC Alignment12 Dec 2024
- 2024Enhancing Code-Switching ASR Leveraging Non-Peaky CTC Loss and Deep Language Posterior Injection26 Nov 2024
- 2024Automatic Speech Recognition with BERT and CTC Transformers: A Review12 Oct 2024
- 2024Textless Dependency Parsing by Labeled Sequence Prediction14 Jul 2024
- 2024Towards Robust Speech Representation Learning for Thousands of Languages30 Jun 2024
- 2024Rapid Language Adaptation for Multilingual E2E Speech Recognition Using Encoder Prompting18 Jun 2024
- 2024Multilingual Audio-Visual Speech Recognition with Hybrid CTC/RNN-T Fast Conformer14 Mar 2024
- 2024OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identification20 Feb 2024
- 2024UniEnc-CASSNAT: An Encoder-only Non-autoregressive ASR for Speech SSL Models14 Feb 2024
- 2023Leveraging Language ID to Calculate Intermediate CTC Loss for Enhanced Code-Switching Speech Recognition15 Dec 2023
- 2023The GUA-Speech System Description for CNVSRC Challenge 202312 Dec 2023
- 2023How Much Context Does My Attention-Based ASR System Need?24 Oct 2023
- 2023SSHR: Leveraging Self-supervised Hierarchical Representations for Multilingual Automatic Speech Recognition29 Sep 2023
- 2023Bridging the Gaps of Both Modality and Language: Synchronous Bilingual CTC for Speech Translation and Speech Recognition21 Sep 2023
- 2023Semi-Autoregressive Streaming ASR With Label Context19 Sep 2023
- 2023Unimodal Aggregation for CTC-based Speech Recognition15 Sep 2023
- 2023Improving CTC-AED model with integrated-CTC and auxiliary loss regularization15 Aug 2023
- 2023Leveraging Cross-Utterance Context For ASR Decoding29 Jun 2023
- 2023CTC-based Non-autoregressive Speech Translation27 May 2023
- 2023A New Benchmark of Aphasia Speech Recognition and Detection Based on E-Branchformer and Multi-task Learning19 May 2023
- 2023A Comparative Study on E-Branchformer vs Conformer in Speech Recognition, Translation, and Understanding Tasks18 May 2023
- 2023A Lexical-aware Non-autoregressive Transformer-based ASR Model18 May 2023
- 2023A CTC Alignment-based Non-autoregressive Transformer for End-to-end Automatic Speech Recognition15 Apr 2023
- 2023Neural Diarization with Non-autoregressive Intermediate Attractors13 Mar 2023
- 2023End-to-End Speech Recognition: A Survey3 Mar 2023
- 2023Improving Massively Multilingual ASR With Auxiliary CTC Objectives24 Feb 2023
- 2023Audio-Visual Efficient Conformer for Robust Speech Recognition4 Jan 2023
- 2022InterMPL: Momentum Pseudo-Labeling with Intermediate CTC Loss2 Nov 2022
- 2022BERT Meets CTC: New Formulation of End-to-End Speech Recognition with Pre-trained Masked Language Model29 Oct 2022
- 2022Tourist Guidance Robot Based on HyperCLOVA19 Oct 2022
- 2022A context-aware knowledge transferring strategy for CTC-based ASR12 Oct 2022
- 2022Distilling the Knowledge of BERT for CTC-based ASR5 Sep 2022
- 2022Uconv-Conformer: High Reduction of Input Sequence Length for End-to-End Speech Recognition16 Aug 2022
- 2022Improving CTC-based ASR Models with Gated Interlayer Collaboration25 May 2022
50 newest of 61 All 61 (JSON)
- 2022HuBERT-EE: Early Exiting HuBERT for Efficient Speech Recognitioncited by 13
- 2026Design of the IBM Granite 5.0 TurboCTC ASR Modelcited by 0
- 2026Design of the IBM Granite 5.0 TurboCTC ASR Model17 Sep 2026
- 2022HuBERT-EE: Early Exiting HuBERT for Efficient Speech Recognition13 Apr 2022
- 2023End-to-End Speech Recognition: A Surveycited by 129
- 2022A Survey on Non-Autoregressive Generation for Neural Machine Translation and Beyondcited by 64
- 2024Towards Robust Speech Representation Learning for Thousands of Languagescited by 50
- 2024OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identificationcited by 37
- 2023Improving Massively Multilingual ASR With Auxiliary CTC Objectivescited by 31
- 2021A Comparative Study on Non-Autoregressive Modelings for Speech-to-Text Generationcited by 28
- 2023Audio-Visual Efficient Conformer for Robust Speech Recognitioncited by 22
- 2023A Comparative Study on E-Branchformer vs Conformer in Speech Recognition, Translation, and Understanding Taskscited by 14
- 2021Hierarchical Conditional End-to-End ASR with CTC and Multi-Granular Subword Unitscited by 13
- 2022A context-aware knowledge transferring strategy for CTC-based ASRcited by 12
- 2022BERT Meets CTC: New Formulation of End-to-End Speech Recognition with Pre-trained Masked Language Modelcited by 11
- 2021Fast-MD: Fast Multi-Decoder End-to-End Speech Translation with Non-Autoregressive Hidden Intermediatescited by 9
12 most cited of 56 All 56 (JSON)
- 2026BranchShine-CR: Compact Multilingual IPA Transcription with Self-Conditioned CTC and Consistency Regularization24 Sep 2026
- 2026Accurate Decoding of Natural Sentences from Non-Invasive Brain Recordings29 Jun 2026
- 2026Multi-task Learning is Not Enough: Representational Entanglement in Dual-output Second Language Speech Recognition4 Jun 2026
- 2026Text-Utilization for Encoder-dominated Speech Recognition Models29 Apr 2026
- 2025UMA-Split: unimodal aggregation for both English and Mandarin non-autoregressive speech recognition18 Sep 2025
- 2025Enhancing the Robustness of Contextual ASR to Varying Biasing Information Volumes Through Purified Semantic Correlation Joint Modeling7 Sep 2025
- 2025Geolocation-Aware Robust Spoken Language Identification23 Aug 2025
- 2025DESign: Dynamic Context-Aware Convolution and Efficient Subnet Regularization for Continuous Sign Language Recognition4 Jul 2025
- 2025Grapheme-Coherent Phonemic and Prosodic Annotation of Speech by Implicit and Explicit Grapheme Conditioning5 Jun 2025
- 2025WCTC-Biasing: Retraining-free Contextual Biasing ASR with Wildcard CTC-based Keyword Spotting and Inter-layer Biasing2 Jun 2025
- 2025DYNAC: Dynamic Vocabulary based Non-Autoregressive Contextualization for Speech Recognition31 May 2025
- 2025Improving Multilingual Speech Models on ML-SUPERB 2.0: Fine-tuning with Data Augmentation and LID-Aware CTC30 May 2025
12 newest of 56 All 56 (JSON)