mlsanityData to 14 Oct 2026

Relaxing the Conditional Independence Assumption of CTC-based ASR by Conditioning on Intermediate Predictions

arXiv 2104.02724 ↗First posted 6 Apr 2021eess.AS cs.CL cs.SDcited by 61

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Abstract (arXiv)

This paper proposes a method to relax the conditional independence assumption of connectionist temporal classification (CTC)-based automatic speech recognition (ASR) models. We train a CTC-based ASR model with auxiliary CTC losses in intermediate layers in addition to the original CTC loss in the last layer. During both training and inference, each generated prediction in the intermediate layers is summed to the input of the next layer to condition the prediction of the last layer on those intermediate predictions. Our method is easy to implement and retains the merits of CTC-based ASR: a simple model architecture and fast decoding speed. We conduct experiments on three different ASR corpora. Our proposed method improves a standard CTC model significantly (e.g., more than 20 % relative word error rate reduction on the WSJ corpus) with a little computational overhead. Moreover, for the TEDLIUM2 corpus and the AISHELL-1 corpus, it achieves a comparable performance to a strong autoregressive model with beam search, but the decoding speed is at least 30 times faster.

Key facts. Cited by 61 papers in the map (data through 14 Oct 2026). Builds on 21 of its 30 references that are in the map. First posted on arXiv 6 Apr 2021.

Builds on

21 of 30 references.

References · 21

  1. 2017Attention Is All You Needcited by 60,361
  2. 2016Layer Normalizationcited by 5,669
  3. 2018SentencePiece: A simple and language independent subword tokenizer and detokenizer for Neural Text Processingcited by 1,989
  4. 2020Conformer: Convolution-augmented Transformer for Speech Recognitioncited by 1,863
  5. 2019SpecAugment: A Simple Data Augmentation Method for Automatic Speech Recognitioncited by 1,380
  6. 2016Deep Networks with Stochastic Depthcited by 979
  7. 2018ESPnet: End-to-End Speech Processing Toolkitcited by 558
  8. 2017AISHELL-1: An Open-Source Mandarin Speech Corpus and A Speech Recognition Baselinecited by 373
  9. 2019A Comparative Study on Transformer vs RNN in Speech Applicationscited by 211
  10. 2018Scaling Neural Machine Translationcited by 204
  11. 2017State-of-the-art Speech Recognition With Sequence-to-Sequence Modelscited by 196
  12. 2015End-to-End Attention-based Large Vocabulary Speech Recognitioncited by 151
9 more
  1. 2019Insertion Transformer: Flexible Sequence Generation via Insertion Operationscited by 125
  2. 2021Intermediate Loss Regularization for CTC-based Speech Recognitioncited by 96
  3. 2019QuartzNet: Deep Automatic Speech Recognition with 1D Time-Channel Separable Convolutionscited by 94
  4. 2020Mask CTC: Non-Autoregressive End-to-End ASR with CTC and Mask Predictcited by 76
  5. 2020Imputer: Sequence Modelling via Imputation and Dynamic Programmingcited by 66
  6. 2020Align-Refine: Non-Autoregressive Speech Recognition via Iterative Realignmentcited by 37
  7. 2020Improved Mask-CTC for Non-Autoregressive End-to-End ASRcited by 32
  8. 2020CASS-NAT: CTC Alignment-based Single Step Non-autoregressive Transformer for Speech Recognitioncited by 24
  9. 2020Listen Attentively, and Spell Once: Whole Sentence Generation via a Non-Autoregressive Architecture for Low-Latency Speech Recognitioncited by 22

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2021: 4; 2022: 14; 2023: 18; 2024: 9; 2025: 9; 2026: 7.

61 papers.

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  1. 2023End-to-End Speech Recognition: A Surveycited by 129
  2. 2022A Survey on Non-Autoregressive Generation for Neural Machine Translation and Beyondcited by 64
  3. 2024Towards Robust Speech Representation Learning for Thousands of Languagescited by 50
  4. 2024OWSM-CTC: An Open Encoder-Only Speech Foundation Model for Speech Recognition, Translation, and Language Identificationcited by 37
  5. 2023Improving Massively Multilingual ASR With Auxiliary CTC Objectivescited by 31
  6. 2021A Comparative Study on Non-Autoregressive Modelings for Speech-to-Text Generationcited by 28
  7. 2023Audio-Visual Efficient Conformer for Robust Speech Recognitioncited by 22
  8. 2023A Comparative Study on E-Branchformer vs Conformer in Speech Recognition, Translation, and Understanding Taskscited by 14
  9. 2021Hierarchical Conditional End-to-End ASR with CTC and Multi-Granular Subword Unitscited by 13
  10. 2022HuBERT-EE: Early Exiting HuBERT for Efficient Speech Recognitioncited by 13
  11. 2022A context-aware knowledge transferring strategy for CTC-based ASRcited by 12
  12. 2022BERT Meets CTC: New Formulation of End-to-End Speech Recognition with Pre-trained Masked Language Modelcited by 11
38 more
  1. 2021Fast-MD: Fast Multi-Decoder End-to-End Speech Translation with Non-Autoregressive Hidden Intermediatescited by 9
  2. 2023CTC-based Non-autoregressive Speech Translationcited by 9
  3. 2024Automatic Speech Recognition with BERT and CTC Transformers: A Reviewcited by 8
  4. 2024Multilingual Audio-Visual Speech Recognition with Hybrid CTC/RNN-T Fast Conformercited by 7
  5. 2021Decoupling recognition and transcription in Mandarin ASRcited by 6
  6. 2022Distilling the Knowledge of BERT for CTC-based ASRcited by 6
  7. 2022InterAug: Augmenting Noisy Intermediate Predictions for CTC-based ASRcited by 5
  8. 2022Better Intermediates Improve CTC Inferencecited by 5
  9. 2022Uconv-Conformer: High Reduction of Input Sequence Length for End-to-End Speech Recognitioncited by 5
  10. 2023A CTC Alignment-based Non-autoregressive Transformer for End-to-end Automatic Speech Recognitioncited by 5
  11. 2023Semi-Autoregressive Streaming ASR With Label Contextcited by 5
  12. 2024Improvement in Sign Language Translation Using Text CTC Alignmentcited by 5
  13. 2022Improving CTC-based ASR Models with Gated Interlayer Collaborationcited by 4
  14. 2023A New Benchmark of Aphasia Speech Recognition and Detection Based on E-Branchformer and Multi-task Learningcited by 4
  15. 2023SSHR: Leveraging Self-supervised Hierarchical Representations for Multilingual Automatic Speech Recognitioncited by 4
  16. 2026Accurate Decoding of Natural Sentences from Non-Invasive Brain Recordingscited by 4
  17. 2022Memory-Efficient Training of RNN-Transducer with Sampled Softmaxcited by 3
  18. 2023Neural Diarization with Non-autoregressive Intermediate Attractorscited by 3
  19. 2023How Much Context Does My Attention-Based ASR System Need?cited by 3
  20. 2024Rapid Language Adaptation for Multilingual E2E Speech Recognition Using Encoder Promptingcited by 3
  21. 2025WCTC-Biasing: Retraining-free Contextual Biasing ASR with Wildcard CTC-based Keyword Spotting and Inter-layer Biasingcited by 3
  22. 2023Unimodal Aggregation for CTC-based Speech Recognitioncited by 2
  23. 2025DYNAC: Dynamic Vocabulary based Non-Autoregressive Contextualization for Speech Recognitioncited by 2
  24. 2025Grapheme-Coherent Phonemic and Prosodic Annotation of Speech by Implicit and Explicit Grapheme Conditioningcited by 2
  25. 2026Test-Time Compute Scaling for ASR with Depth-Conditioned Looped Transformerscited by 2
  26. 2022Tourist Guidance Robot Based on HyperCLOVAcited by 1
  27. 2023Leveraging Cross-Utterance Context For ASR Decodingcited by 1
  28. 2024UniEnc-CASSNAT: An Encoder-only Non-autoregressive ASR for Speech SSL Modelscited by 1
  29. 2025A Non-autoregressive Model for Joint STT and TTScited by 1
  30. 2025Improving Multilingual Speech Models on ML-SUPERB 2.0: Fine-tuning with Data Augmentation and LID-Aware CTCcited by 1
  31. 2025Enhancing the Robustness of Contextual ASR to Varying Biasing Information Volumes Through Purified Semantic Correlation Joint Modelingcited by 1
  32. 2026Mixture-of-Experts with Intermediate CTC Supervision for Accented Speech Recognitioncited by 1
  33. 2022Alternate Intermediate Conditioning with Syllable-level and Character-level Targets for Japanese ASRcited by 0
  34. 2022Multi-Level Modeling Units for End-to-End Mandarin Speech Recognitioncited by 0
  35. 2022InterMPL: Momentum Pseudo-Labeling with Intermediate CTC Losscited by 0
  36. 2023A Lexical-aware Non-autoregressive Transformer-based ASR Modelcited by 0
  37. 2023Improving CTC-AED model with integrated-CTC and auxiliary loss regularizationcited by 0
  38. 2023Bridging the Gaps of Both Modality and Language: Synchronous Bilingual CTC for Speech Translation and Speech Recognitioncited by 0

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