Rethinking Generalization of Neural Models: A Named Entity Recognition Case Study
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Abstract (arXiv)
While neural network-based models have achieved impressive performance on a large body of NLP tasks, the generalization behavior of different models remains poorly understood: Does this excellent performance imply a perfect generalization model, or are there still some limitations? In this paper, we take the NER task as a testbed to analyze the generalization behavior of existing models from different perspectives and characterize the differences of their generalization abilities through the lens of our proposed measures, which guides us to better design models and training methods. Experiments with in-depth analyses diagnose the bottleneck of existing neural NER models in terms of breakdown performance analysis, annotation errors, dataset bias, and category relationships, which suggest directions for improvement. We have released the datasets: (ReCoNLL, PLONER) for the future research at our project page: http://pfliu.com/InterpretNER/. As a by-product of this paper, we have open-sourced a project that involves a comprehensive summary of recent NER papers and classifies them into different research topics: https://github.com/pfliu-nlp/Named-Entity-Recognition-NER-Papers.
Key facts. Cited by 35 papers in the map (data through 7 Oct 2026). First posted on arXiv 12 Jan 2020.
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Citing papers per year: 2021: 14; 2022: 7; 2023: 7; 2024: 5; 2025: 2.
35 papers.
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- 2021SpanNER: Named Entity Re-/Recognition as Span Predictioncited by 55
- 2021ExplainaBoard: An Explainable Leaderboard for NLPcited by 50
- 2021RockNER: A Simple Method to Create Adversarial Examples for Evaluating the Robustness of Named Entity Recognition Modelscited by 28
- 2021Towards More Fine-grained and Reliable NLP Performance Predictioncited by 26
- 2024FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decompositioncited by 26
- 2021Memorization and Generalization in Neural Code Intelligence Modelscited by 17
- 2022MINER: Improving Out-of-Vocabulary Named Entity Recognition from an Information Theoretic Perspectivecited by 17
- 2022Searching for Optimal Subword Tokenization in Cross-domain NERcited by 17
- 2021Data Augmentation for Cross-Domain Named Entity Recognitioncited by 14
- 2021A Privacy-Preserving Approach to Extraction of Personal Information through Automatic Annotation and Federated Learningcited by 12
- 2024LinkNER: Linking Local Named Entity Recognition Models to Large Language Models using Uncertaintycited by 12
- 2023CleanCoNLL: A Nearly Noise-Free Named Entity Recognition Datasetcited by 11
23 more
- 2021Probing Pre-trained Auto-regressive Language Models for Named Entity Typing and Recognitioncited by 10
- 2023NERetrieve: Dataset for Next Generation Named Entity Recognition and Retrievalcited by 10
- 2021Disparity Between Batches as a Signal for Early Stoppingcited by 9
- 2022PSSAT: A Perturbed Semantic Structure Awareness Transferring Method for Perturbation-Robust Slot Fillingcited by 9
- 2024Beyond Borders: Investigating Cross-Jurisdiction Transfer in Legal Case Summarizationcited by 8
- 2021How Do Your Biomedical Named Entity Recognition Models Generalize to Novel Entities?cited by 7
- 2023A Human Subject Study of Named Entity Recognition (NER) in Conversational Music Recommendation Queriescited by 6
- 2025Do LLMs Surpass Encoders for Biomedical NER?cited by 6
- 2021Regularization for Long Named Entity Recognitioncited by 5
- 2023Towards Robust and Generalizable Training: An Empirical Study of Noisy Slot Filling for Input Perturbationscited by 5
- 2021TMR: Evaluating NER Recall on Tough Mentionscited by 4
- 2021Larger-Context Tagging: When and Why Does It Work?cited by 4
- 2022Leveraging Expert Guided Adversarial Augmentation For Improving Generalization in Named Entity Recognitioncited by 3
- 2022Are All the Datasets in Benchmark Necessary? A Pilot Study of Dataset Evaluation for Text Classificationcited by 3
- 2023Did the Models Understand Documents? Benchmarking Models for Language Understanding in Document-Level Relation Extractioncited by 3
- 2021Separating Retention from Extraction in the Evaluation of End-to-end Relation Extractioncited by 2
- 2023A Cross-institutional Evaluation on Breast Cancer Phenotyping NLP Algorithms on Electronic Health Recordscited by 2
- 2024CoNLL#: Fine-grained Error Analysis and a Corrected Test Set for CoNLL-03 Englishcited by 2
- 2022Rethinking the Value of Gazetteer in Chinese Named Entity Recognitioncited by 1
- 2024Entity Recognition from Colloquial Textcited by 1
- 2025From Large to Super-Tiny: End-to-End Optimization for Cost-Efficient LLMscited by 1
- 2022Automatic Correction of Syntactic Dependency Annotation Differencescited by 0
- 2023Worth of knowledge in deep learningcited by 0
- 2025From Large to Super-Tiny: End-to-End Optimization for Cost-Efficient LLMs18 Apr 2025
- 2025Do LLMs Surpass Encoders for Biomedical NER?1 Apr 2025
- 2024CoNLL#: Fine-grained Error Analysis and a Corrected Test Set for CoNLL-03 English20 May 2024
- 2024FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decomposition29 Apr 2024
- 2024Beyond Borders: Investigating Cross-Jurisdiction Transfer in Legal Case Summarization28 Mar 2024
- 2024LinkNER: Linking Local Named Entity Recognition Models to Large Language Models using Uncertainty16 Feb 2024
- 2024Entity Recognition from Colloquial Text9 Jan 2024
- 2023CleanCoNLL: A Nearly Noise-Free Named Entity Recognition Dataset24 Oct 2023
- 2023NERetrieve: Dataset for Next Generation Named Entity Recognition and Retrieval22 Oct 2023
- 2023Towards Robust and Generalizable Training: An Empirical Study of Noisy Slot Filling for Input Perturbations5 Oct 2023
- 2023Worth of knowledge in deep learning3 Jul 2023
- 2023Did the Models Understand Documents? Benchmarking Models for Language Understanding in Document-Level Relation Extraction20 Jun 2023
23 more
- 2023A Cross-institutional Evaluation on Breast Cancer Phenotyping NLP Algorithms on Electronic Health Records15 Mar 2023
- 2023A Human Subject Study of Named Entity Recognition (NER) in Conversational Music Recommendation Queries13 Mar 2023
- 2022PSSAT: A Perturbed Semantic Structure Awareness Transferring Method for Perturbation-Robust Slot Filling24 Aug 2022
- 2022Rethinking the Value of Gazetteer in Chinese Named Entity Recognition6 Jul 2022
- 2022Searching for Optimal Subword Tokenization in Cross-domain NER7 Jun 2022
- 2022Are All the Datasets in Benchmark Necessary? A Pilot Study of Dataset Evaluation for Text Classification4 May 2022
- 2022MINER: Improving Out-of-Vocabulary Named Entity Recognition from an Information Theoretic Perspective9 Apr 2022
- 2022Leveraging Expert Guided Adversarial Augmentation For Improving Generalization in Named Entity Recognition21 Mar 2022
- 2022Automatic Correction of Syntactic Dependency Annotation Differences15 Jan 2022
- 2021Separating Retention from Extraction in the Evaluation of End-to-end Relation Extraction24 Sep 2021
- 2021RockNER: A Simple Method to Create Adversarial Examples for Evaluating the Robustness of Named Entity Recognition Models12 Sep 2021
- 2021Data Augmentation for Cross-Domain Named Entity Recognition4 Sep 2021
- 2021Probing Pre-trained Auto-regressive Language Models for Named Entity Typing and Recognition26 Aug 2021
- 2021Disparity Between Batches as a Signal for Early Stopping14 Jul 2021
- 2021Memorization and Generalization in Neural Code Intelligence Models16 Jun 2021
- 2021SpanNER: Named Entity Re-/Recognition as Span Prediction1 Jun 2021
- 2021A Privacy-Preserving Approach to Extraction of Personal Information through Automatic Annotation and Federated Learning19 May 2021
- 2021Regularization for Long Named Entity Recognition15 Apr 2021
- 2021ExplainaBoard: An Explainable Leaderboard for NLP13 Apr 2021
- 2021Larger-Context Tagging: When and Why Does It Work?9 Apr 2021
- 2021TMR: Evaluating NER Recall on Tough Mentions23 Mar 2021
- 2021Towards More Fine-grained and Reliable NLP Performance Prediction10 Feb 2021
- 2021How Do Your Biomedical Named Entity Recognition Models Generalize to Novel Entities?1 Jan 2021
- 2021SpanNER: Named Entity Re-/Recognition as Span Predictioncited by 55
- 2021ExplainaBoard: An Explainable Leaderboard for NLPcited by 50
- 2021RockNER: A Simple Method to Create Adversarial Examples for Evaluating the Robustness of Named Entity Recognition Modelscited by 28
- 2021Towards More Fine-grained and Reliable NLP Performance Predictioncited by 26
- 2024FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decompositioncited by 26
- 2021Memorization and Generalization in Neural Code Intelligence Modelscited by 17
- 2022MINER: Improving Out-of-Vocabulary Named Entity Recognition from an Information Theoretic Perspectivecited by 17
- 2022Searching for Optimal Subword Tokenization in Cross-domain NERcited by 17
- 2021Data Augmentation for Cross-Domain Named Entity Recognitioncited by 14
- 2021A Privacy-Preserving Approach to Extraction of Personal Information through Automatic Annotation and Federated Learningcited by 12
- 2024LinkNER: Linking Local Named Entity Recognition Models to Large Language Models using Uncertaintycited by 12
- 2023CleanCoNLL: A Nearly Noise-Free Named Entity Recognition Datasetcited by 11
12 most cited of 35 All 35 (JSON)
- 2025From Large to Super-Tiny: End-to-End Optimization for Cost-Efficient LLMs18 Apr 2025
- 2025Do LLMs Surpass Encoders for Biomedical NER?1 Apr 2025
- 2024CoNLL#: Fine-grained Error Analysis and a Corrected Test Set for CoNLL-03 English20 May 2024
- 2024FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decomposition29 Apr 2024
- 2024Beyond Borders: Investigating Cross-Jurisdiction Transfer in Legal Case Summarization28 Mar 2024
- 2024LinkNER: Linking Local Named Entity Recognition Models to Large Language Models using Uncertainty16 Feb 2024
- 2024Entity Recognition from Colloquial Text9 Jan 2024
- 2023CleanCoNLL: A Nearly Noise-Free Named Entity Recognition Dataset24 Oct 2023
- 2023NERetrieve: Dataset for Next Generation Named Entity Recognition and Retrieval22 Oct 2023
- 2023Towards Robust and Generalizable Training: An Empirical Study of Noisy Slot Filling for Input Perturbations5 Oct 2023
- 2023Worth of knowledge in deep learning3 Jul 2023
- 2023Did the Models Understand Documents? Benchmarking Models for Language Understanding in Document-Level Relation Extraction20 Jun 2023
12 newest of 35 All 35 (JSON)