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Rethinking Generalization of Neural Models: A Named Entity Recognition Case Study

arXiv 2001.03844 ↗First posted 12 Jan 2020cs.CLcited by 35

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Abstract (arXiv)

While neural network-based models have achieved impressive performance on a large body of NLP tasks, the generalization behavior of different models remains poorly understood: Does this excellent performance imply a perfect generalization model, or are there still some limitations? In this paper, we take the NER task as a testbed to analyze the generalization behavior of existing models from different perspectives and characterize the differences of their generalization abilities through the lens of our proposed measures, which guides us to better design models and training methods. Experiments with in-depth analyses diagnose the bottleneck of existing neural NER models in terms of breakdown performance analysis, annotation errors, dataset bias, and category relationships, which suggest directions for improvement. We have released the datasets: (ReCoNLL, PLONER) for the future research at our project page: http://pfliu.com/InterpretNER/. As a by-product of this paper, we have open-sourced a project that involves a comprehensive summary of recent NER papers and classifies them into different research topics: https://github.com/pfliu-nlp/Named-Entity-Recognition-NER-Papers.

Key facts. Cited by 35 papers in the map (data through 7 Oct 2026). First posted on arXiv 12 Jan 2020.

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Citing papers per year: 2021: 14; 2022: 7; 2023: 7; 2024: 5; 2025: 2.

35 papers.

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  1. 2021SpanNER: Named Entity Re-/Recognition as Span Predictioncited by 55
  2. 2021ExplainaBoard: An Explainable Leaderboard for NLPcited by 50
  3. 2021RockNER: A Simple Method to Create Adversarial Examples for Evaluating the Robustness of Named Entity Recognition Modelscited by 28
  4. 2021Towards More Fine-grained and Reliable NLP Performance Predictioncited by 26
  5. 2024FeDeRA:Efficient Fine-tuning of Language Models in Federated Learning Leveraging Weight Decompositioncited by 26
  6. 2021Memorization and Generalization in Neural Code Intelligence Modelscited by 17
  7. 2022MINER: Improving Out-of-Vocabulary Named Entity Recognition from an Information Theoretic Perspectivecited by 17
  8. 2022Searching for Optimal Subword Tokenization in Cross-domain NERcited by 17
  9. 2021Data Augmentation for Cross-Domain Named Entity Recognitioncited by 14
  10. 2021A Privacy-Preserving Approach to Extraction of Personal Information through Automatic Annotation and Federated Learningcited by 12
  11. 2024LinkNER: Linking Local Named Entity Recognition Models to Large Language Models using Uncertaintycited by 12
  12. 2023CleanCoNLL: A Nearly Noise-Free Named Entity Recognition Datasetcited by 11
23 more
  1. 2021Probing Pre-trained Auto-regressive Language Models for Named Entity Typing and Recognitioncited by 10
  2. 2023NERetrieve: Dataset for Next Generation Named Entity Recognition and Retrievalcited by 10
  3. 2021Disparity Between Batches as a Signal for Early Stoppingcited by 9
  4. 2022PSSAT: A Perturbed Semantic Structure Awareness Transferring Method for Perturbation-Robust Slot Fillingcited by 9
  5. 2024Beyond Borders: Investigating Cross-Jurisdiction Transfer in Legal Case Summarizationcited by 8
  6. 2021How Do Your Biomedical Named Entity Recognition Models Generalize to Novel Entities?cited by 7
  7. 2023A Human Subject Study of Named Entity Recognition (NER) in Conversational Music Recommendation Queriescited by 6
  8. 2025Do LLMs Surpass Encoders for Biomedical NER?cited by 6
  9. 2021Regularization for Long Named Entity Recognitioncited by 5
  10. 2023Towards Robust and Generalizable Training: An Empirical Study of Noisy Slot Filling for Input Perturbationscited by 5
  11. 2021TMR: Evaluating NER Recall on Tough Mentionscited by 4
  12. 2021Larger-Context Tagging: When and Why Does It Work?cited by 4
  13. 2022Leveraging Expert Guided Adversarial Augmentation For Improving Generalization in Named Entity Recognitioncited by 3
  14. 2022Are All the Datasets in Benchmark Necessary? A Pilot Study of Dataset Evaluation for Text Classificationcited by 3
  15. 2023Did the Models Understand Documents? Benchmarking Models for Language Understanding in Document-Level Relation Extractioncited by 3
  16. 2021Separating Retention from Extraction in the Evaluation of End-to-end Relation Extractioncited by 2
  17. 2023A Cross-institutional Evaluation on Breast Cancer Phenotyping NLP Algorithms on Electronic Health Recordscited by 2
  18. 2024CoNLL#: Fine-grained Error Analysis and a Corrected Test Set for CoNLL-03 Englishcited by 2
  19. 2022Rethinking the Value of Gazetteer in Chinese Named Entity Recognitioncited by 1
  20. 2024Entity Recognition from Colloquial Textcited by 1
  21. 2025From Large to Super-Tiny: End-to-End Optimization for Cost-Efficient LLMscited by 1
  22. 2022Automatic Correction of Syntactic Dependency Annotation Differencescited by 0
  23. 2023Worth of knowledge in deep learningcited by 0