Self-Adjusting Mutation Rates with Provably Optimal Success Rules
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Abstract (arXiv)
The one-fifth success rule is one of the best-known and most widely accepted techniques to control the parameters of evolutionary algorithms. While it is often applied in the literal sense, a common interpretation sees the one-fifth success rule as a family of success-based updated rules that are determined by an update strength F and a success rate. We analyze in this work how the performance of the (1+1) Evolutionary Algorithm on LeadingOnes depends on these two hyper-parameters. Our main result shows that the best performance is obtained for small update strengths F=1+o(1) and success rate 1/e. We also prove that the running time obtained by this parameter setting is, apart from lower order terms, the same that is achieved with the best fitness-dependent mutation rate. We show similar results for the resampling variant of the (1+1) Evolutionary Algorithm, which enforces to flip at least one bit per iteration.
Key facts. Cited by 13 papers in the map (data through 7 Oct 2026). First posted on arXiv 7 Feb 2019.
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Citing papers per year: 2022: 3; 2023: 1; 2024: 3; 2025: 3; 2026: 3.
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- 2024EvoPress: Accurate Dynamic Model Compression via Evolutionary Searchcited by 20
- 2022Theory-inspired Parameter Control Benchmarks for Dynamic Algorithm Configurationcited by 11
- 2022Effective Mutation Rate Adaptation through Group Elite Selectioncited by 6
- 2024Evolutionary Retrofittingcited by 2
- 2022From Understanding Genetic Drift to a Smart-Restart Mechanism for Estimation-of-Distribution Algorithmscited by 1
- 2023Fourier Analysis Meets Runtime Analysis: Precise Runtimes on Plateauscited by 1
- 2024Log-normal Mutations and their Use in Detecting Surreptitious Fake Imagescited by 1
- 2025Multi-parameter Control for the (1+(λ,λ))-GA on OneMax via Deep Reinforcement Learningcited by 1
- 2025Tuning without Peeking: Provable Generalization Bounds and Robust LLM Post-Trainingcited by 1
- 2025SymMatika: Structure-Aware Symbolic Discoverycited by 0
- 2026Code World Models for Parameter Control in Evolutionary Algorithmscited by 0
- 2026Stein Variational Black-Box Combinatorial Optimizationcited by 0
- 2026Discovering Interpretable Multi-Parameter Control Policies for Evolutionary Algorithms Using Deep Reinforcement Learning8 Jun 2026
- 2026Stein Variational Black-Box Combinatorial Optimization17 Apr 2026
- 2026Code World Models for Parameter Control in Evolutionary Algorithms25 Feb 2026
- 2025SymMatika: Structure-Aware Symbolic Discovery3 Jul 2025
- 2025Tuning without Peeking: Provable Generalization Bounds and Robust LLM Post-Training2 Jul 2025
- 2025Multi-parameter Control for the (1+(λ,λ))-GA on OneMax via Deep Reinforcement Learning19 May 2025
- 2024EvoPress: Accurate Dynamic Model Compression via Evolutionary Search18 Oct 2024
- 2024Evolutionary Retrofitting15 Oct 2024
- 2024Log-normal Mutations and their Use in Detecting Surreptitious Fake Images23 Sep 2024
- 2023Fourier Analysis Meets Runtime Analysis: Precise Runtimes on Plateaus16 Feb 2023
- 2022From Understanding Genetic Drift to a Smart-Restart Mechanism for Estimation-of-Distribution Algorithms18 Jun 2022
- 2022Effective Mutation Rate Adaptation through Group Elite Selection11 Apr 2022
1 more
- 2024EvoPress: Accurate Dynamic Model Compression via Evolutionary Searchcited by 20
- 2022Theory-inspired Parameter Control Benchmarks for Dynamic Algorithm Configurationcited by 11
- 2022Effective Mutation Rate Adaptation through Group Elite Selectioncited by 6
- 2024Evolutionary Retrofittingcited by 2
- 2022From Understanding Genetic Drift to a Smart-Restart Mechanism for Estimation-of-Distribution Algorithmscited by 1
- 2023Fourier Analysis Meets Runtime Analysis: Precise Runtimes on Plateauscited by 1
- 2024Log-normal Mutations and their Use in Detecting Surreptitious Fake Imagescited by 1
- 2025Multi-parameter Control for the (1+(λ,λ))-GA on OneMax via Deep Reinforcement Learningcited by 1
- 2025SymMatika: Structure-Aware Symbolic Discoverycited by 0
- 2026Stein Variational Black-Box Combinatorial Optimizationcited by 0
- 2026Discovering Interpretable Multi-Parameter Control Policies for Evolutionary Algorithms Using Deep Reinforcement Learningcited by 0
- 2026Discovering Interpretable Multi-Parameter Control Policies for Evolutionary Algorithms Using Deep Reinforcement Learning8 Jun 2026
- 2026Stein Variational Black-Box Combinatorial Optimization17 Apr 2026
- 2025SymMatika: Structure-Aware Symbolic Discovery3 Jul 2025
- 2025Multi-parameter Control for the (1+(λ,λ))-GA on OneMax via Deep Reinforcement Learning19 May 2025
- 2024EvoPress: Accurate Dynamic Model Compression via Evolutionary Search18 Oct 2024
- 2024Evolutionary Retrofitting15 Oct 2024
- 2024Log-normal Mutations and their Use in Detecting Surreptitious Fake Images23 Sep 2024
- 2023Fourier Analysis Meets Runtime Analysis: Precise Runtimes on Plateaus16 Feb 2023
- 2022From Understanding Genetic Drift to a Smart-Restart Mechanism for Estimation-of-Distribution Algorithms18 Jun 2022
- 2022Effective Mutation Rate Adaptation through Group Elite Selection11 Apr 2022
- 2022Theory-inspired Parameter Control Benchmarks for Dynamic Algorithm Configuration7 Feb 2022