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Exponential convergence rates for Batch Normalization: The power of length-direction decoupling in non-convex optimization

arXiv 1805.10694 ↗First posted 27 May 2018stat.ML cs.LGcited by 27

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Abstract (arXiv)

Normalization techniques such as Batch Normalization have been applied successfully for training deep neural networks. Yet, despite its apparent empirical benefits, the reasons behind the success of Batch Normalization are mostly hypothetical. We here aim to provide a more thorough theoretical understanding from a classical optimization perspective. Our main contribution towards this goal is the identification of various problem instances in the realm of machine learning where % -- under certain assumptions-- Batch Normalization can provably accelerate optimization. We argue that this acceleration is due to the fact that Batch Normalization splits the optimization task into optimizing length and direction of the parameters separately. This allows gradient-based methods to leverage a favourable global structure in the loss landscape that we prove to exist in Learning Halfspace problems and neural network training with Gaussian inputs. We thereby turn Batch Normalization from an effective practical heuristic into a provably converging algorithm for these settings. Furthermore, we substantiate our analysis with empirical evidence that suggests the validity of our theoretical results in a broader context.

Key facts. Cited by 27 papers in the map (data through 14 Oct 2026). First posted on arXiv 27 May 2018.

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Citing papers per year: 2021: 6; 2022: 4; 2023: 7; 2024: 3; 2025: 4; 2026: 3.

27 papers.

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  1. 2021FedBN: Federated Learning on Non-IID Features via Local Batch Normalizationcited by 571
  2. 2022Understanding the Generalization Benefit of Normalization Layers: Sharpness Reductioncited by 86
  3. 2021Batch Normalization Orthogonalizes Representations in Deep Random Networkscited by 29
  4. 2023Normalization Layers Are All That Sharpness-Aware Minimization Needscited by 27
  5. 2022ResNorm: Tackling Long-tailed Degree Distribution Issue in Graph Neural Networks via Normalizationcited by 15
  6. 2023The Expressive Power of Tuning Only the Normalization Layerscited by 13
  7. 2023On the impact of activation and normalization in obtaining isometric embeddings at initializationcited by 13
  8. 2021Proxy-Normalizing Activations to Match Batch Normalization while Removing Batch Dependencecited by 12
  9. 2023Towards Understanding Neural Collapse: The Effects of Batch Normalization and Weight Decaycited by 9
  10. 2022Batch Normalization Explainedcited by 8
  11. 2023The Implicit Bias of Batch Normalization in Linear Models and Two-layer Linear Convolutional Neural Networkscited by 8
  12. 2024Loss Landscape Characterization of Neural Networks without Over-Parametrizationcited by 8
15 more
  1. 2021Sandwich Batch Normalization: A Drop-In Replacement for Feature Distribution Heterogeneitycited by 7
  2. 2023Neural Characteristic Activation Analysis and Geometric Parameterization for ReLU Networkscited by 5
  3. 2024Continuous-Time Analysis of Adaptive Optimization and Normalizationcited by 4
  4. 2021Vanishing Curvature and the Power of Adaptive Methods in Randomly Initialized Deep Networkscited by 3
  5. 2021UniFed: A Unified Framework for Federated Learning on Non-IID Image Featurescited by 1
  6. 2024Hidden Synergy: L1 Weight Normalization and 1-Path-Norm Regularizationcited by 1
  7. 2026Training-Time Batch Normalization Reshapes Local Partition Geometry in Piecewise-Affine Networkscited by 1
  8. 2022Theoretical Insight into Batch Normalization: Data Dependant Auto-Tuning of Regularization Ratecited by 0
  9. 2023An Empirical Analysis of the Shift and Scale Parameters in BatchNormcited by 0
  10. 2025AADNet: Exploring EEG Spatiotemporal Information for Fast and Accurate Orientation and Timbre Detection of Auditory Attention Based on A Cue-Masked Paradigmcited by 0
  11. 2025U-NetMN and SegNetMN: Modified U-Net and SegNet models for bimodal SAR image segmentationcited by 0
  12. 2025The Hidden Power of Normalization Layers in Neural Networks: Exponential Capacity Controlcited by 0
  13. 2025Can Stationary Distributions of Scale-Invariant Neural Networks Be Described by the Thermodynamics of an Ideal Gas?cited by 0
  14. 2026A Mechanism Study of Delayed Loss Spikes in Batch-Normalized Linear Modelscited by 0
  15. 2026When Does Scale-Invariant Optimization Become Unstable? An Exact Schedule Law with Weight Decaycited by 0