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Non-Vacuous Generalization Bounds at the ImageNet Scale: A PAC-Bayesian Compression Approach

arXiv 1804.05862 ↗First posted 16 Apr 2018stat.ML cs.LGcited by 125

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Abstract (arXiv)

Modern neural networks are highly overparameterized, with capacity to substantially overfit to training data. Nevertheless, these networks often generalize well in practice. It has also been observed that trained networks can often be "compressed" to much smaller representations. The purpose of this paper is to connect these two empirical observations. Our main technical result is a generalization bound for compressed networks based on the compressed size. Combined with off-the-shelf compression algorithms, the bound leads to state of the art generalization guarantees; in particular, we provide the first non-vacuous generalization guarantees for realistic architectures applied to the ImageNet classification problem. As additional evidence connecting compression and generalization, we show that compressibility of models that tend to overfit is limited: We establish an absolute limit on expected compressibility as a function of expected generalization error, where the expectations are over the random choice of training examples. The bounds are complemented by empirical results that show an increase in overfitting implies an increase in the number of bits required to describe a trained network.

Key facts. Cited by 125 papers in the map (data through 7 Oct 2026). First posted on arXiv 16 Apr 2018.

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Citing papers per year: 2021: 28; 2022: 30; 2023: 26; 2024: 13; 2025: 16; 2026: 12.

125 papers.

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  1. 2021User-friendly introduction to PAC-Bayes boundscited by 234
  2. 2022Leveraging Unlabeled Data to Predict Out-of-Distribution Performancecited by 141
  3. 2022PAC-Bayes Compression Bounds So Tight That They Can Explain Generalizationcited by 75
  4. 2021Subgroup Generalization and Fairness of Graph Neural Networkscited by 69
  5. 2023The No Free Lunch Theorem, Kolmogorov Complexity, and the Role of Inductive Biases in Machine Learningcited by 63
  6. 2022Bayesian Model Selection, the Marginal Likelihood, and Generalizationcited by 56
  7. 2025Deep Learning is Not So Mysterious or Differentcited by 55
  8. 2023Non-Vacuous Generalization Bounds for Large Language Modelscited by 53
  9. 2021Improved Regularization and Robustness for Fine-tuning in Neural Networkscited by 45
  10. 2022Fortuitous Forgetting in Connectionist Networkscited by 39
  11. 2022Robust Fine-Tuning of Deep Neural Networks with Hessian-based Generalization Guaranteescited by 34
  12. 2023MMD-FUSE: Learning and Combining Kernels for Two-Sample Testing Without Data Splittingcited by 33
38 more
  1. 2021PAC-Bayes, MAC-Bayes and Conditional Mutual Information: Fast rate bounds that handle general VC classescited by 31
  2. 2021Generalization Bounds for Meta-Learning via PAC-Bayes and Uniform Stabilitycited by 29
  3. 2022Deep Networks on Toroids: Removing Symmetries Reveals the Structure of Flat Regions in the Landscape Geometrycited by 27
  4. 2022On the Generalization Mystery in Deep Learningcited by 25
  5. 2024Unlocking Tokens as Data Points for Generalization Bounds on Larger Language Modelscited by 25
  6. 2021How Tight Can PAC-Bayes be in the Small Data Regime?cited by 24
  7. 2023Interpretability Illusions in the Generalization of Simplified Modelscited by 24
  8. 2022Non-Vacuous Generalisation Bounds for Shallow Neural Networkscited by 22
  9. 2021RATT: Leveraging Unlabeled Data to Guarantee Generalizationcited by 20
  10. 2022Train Flat, Then Compress: Sharpness-Aware Minimization Learns More Compressible Modelscited by 20
  11. 2022Lifelong Reinforcement Learning with Modulating Maskscited by 20
  12. 2023Understanding Augmentation-based Self-Supervised Representation Learning via RKHS Approximation and Regressioncited by 20
  13. 2021Scaling Up Exact Neural Network Compression by ReLU Stabilitycited by 19
  14. 2021On Margins and Derandomisation in PAC-Bayescited by 19
  15. 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validitycited by 17
  16. 2022On Rademacher Complexity-based Generalization Bounds for Deep Learningcited by 16
  17. 2023(Almost) Provable Error Bounds Under Distribution Shift via Disagreement Discrepancycited by 16
  18. 2024Energy-based Automated Model Evaluationcited by 16
  19. 2021A Probabilistic Approach to Neural Network Pruningcited by 15
  20. 2021Why Lottery Ticket Wins? A Theoretical Perspective of Sample Complexity on Pruned Neural Networkscited by 14
  21. 2021Does the Data Induce Capacity Control in Deep Learning?cited by 13
  22. 2022PAC-Bayesian Domain Adaptation Bounds for Multiclass Learnerscited by 13
  23. 2022Instance-Dependent Generalization Bounds via Optimal Transportcited by 13
  24. 2023Tighter PAC-Bayes Bounds Through Coin-Bettingcited by 13
  25. 2021PAC-Bayes Bounds for Meta-learning with Data-Dependent Priorcited by 11
  26. 2021On the Convergence of Shallow Neural Network Training with Randomly Masked Neuronscited by 11
  27. 2022Adversarial robustness of sparse local Lipschitz predictorscited by 11
  28. 2022Split-kl and PAC-Bayes-split-kl Inequalities for Ternary Random Variablescited by 11
  29. 2021Robustness to Pruning Predicts Generalization in Deep Neural Networkscited by 10
  30. 2021Wide stochastic networks: Gaussian limit and PAC-Bayesian trainingcited by 10
  31. 2023Understanding prompt engineering may not require rethinking generalizationcited by 10
  32. 2024Information-Theoretic Generalization Bounds for Deep Neural Networkscited by 10
  33. 2021Generalization Error Bounds on Deep Learning with Markov Datasetscited by 9
  34. 2022On the generalization of learning algorithms that do not convergecited by 9
  35. 2022Generalisation under gradient descent via deterministic PAC-Bayescited by 9
  36. 2022Tighter PAC-Bayes Generalisation Bounds by Leveraging Example Difficultycited by 9
  37. 2023Data-dependent Generalization Bounds via Variable-Size Compressibilitycited by 9
  38. 2021Neural Network Compression for Noisy Storage Devicescited by 8

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