Escaping Saddles with Stochastic Gradients
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Abstract (arXiv)
We analyze the variance of stochastic gradients along negative curvature directions in certain non-convex machine learning models and show that stochastic gradients exhibit a strong component along these directions. Furthermore, we show that - contrary to the case of isotropic noise - this variance is proportional to the magnitude of the corresponding eigenvalues and not decreasing in the dimensionality. Based upon this observation we propose a new assumption under which we show that the injection of explicit, isotropic noise usually applied to make gradient descent escape saddle points can successfully be replaced by a simple SGD step. Additionally - and under the same condition - we derive the first convergence rate for plain SGD to a second-order stationary point in a number of iterations that is independent of the problem dimension.
Key facts. Cited by 66 papers in the map (data through 14 Oct 2026). First posted on arXiv 15 Mar 2018.
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Citing papers per year: 2021: 18; 2022: 14; 2023: 14; 2024: 9; 2025: 5; 2026: 6.
66 papers.
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- 2021Positive-Negative Momentum: Manipulating Stochastic Gradient Noise to Improve Generalizationcited by 28
- 2022Escaping Saddle Points for Effective Generalization on Class-Imbalanced Datacited by 28
- 2021The loss landscape of deep linear neural networks: a second-order analysiscited by 24
- 2023An SDE for Modeling SAM: Theory and Insightscited by 22
- 2022A Theoretical Analysis of the Learning Dynamics under Class Imbalancecited by 20
- 2022Efficiently Escaping Saddle Points in Bilevel Optimizationcited by 19
- 2022On the Overlooked Structure of Stochastic Gradientscited by 13
- 2023How to escape sharp minima with random perturbationscited by 13
- 2024A Global Geometric Analysis of Maximal Coding Rate Reductioncited by 13
- 2023On the different regimes of Stochastic Gradient Descentcited by 12
- 2026FlashSinkhorn: IO-Aware Entropic Optimal Transport on GPUcited by 11
- 2021Provable Super-Convergence with a Large Cyclical Learning Ratecited by 10
38 more
- 2022Special Properties of Gradient Descent with Large Learning Ratescited by 10
- 2022Decentralized Nonconvex Optimization with Guaranteed Privacy and Accuracycited by 10
- 2023A Theoretical Analysis of Noise Geometry in Stochastic Gradient Descentcited by 9
- 2021Escaping Saddle Points Faster with Stochastic Momentumcited by 8
- 2021SGD with a Constant Large Learning Rate Can Converge to Local Maximacited by 8
- 2024Loss Landscape Characterization of Neural Networks without Over-Parametrizationcited by 8
- 2021Escaping strict saddle points of the Moreau envelope in nonsmooth optimizationcited by 7
- 2022Passage-Mask: A Learnable Regularization Strategy for Retriever-Reader Modelscited by 6
- 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embeddingcited by 6
- 2021On the Convergence of Differentially Private Federated Learning on Non-Lipschitz Objectives, and with Normalized Client Updatescited by 5
- 2021On the Second-order Convergence Properties of Random Search Methodscited by 5
- 2021Exponential escape efficiency of SGD from sharp minima in non-stationary regimecited by 5
- 2022Simple and Optimal Stochastic Gradient Methods for Nonsmooth Nonconvex Optimizationcited by 5
- 2022On the Theoretical Properties of Noise Correlation in Stochastic Optimizationcited by 5
- 2023Efficient displacement convex optimization with particle gradient descentcited by 5
- 2023On the Second-Order Convergence of Biased Policy Gradient Algorithmscited by 5
- 2024Concurrent Training and Layer Pruning of Deep Neural Networkscited by 5
- 2021Escaping Saddle Points for Nonsmooth Weakly Convex Functions via Perturbed Proximal Algorithmscited by 4
- 2022Behind the Scenes of Gradient Descent: A Trajectory Analysis via Basis Function Decompositioncited by 4
- 2023Escaping Saddle Points in Heterogeneous Federated Learning via Distributed SGD with Communication Compressioncited by 4
- 2021Vanishing Curvature and the Power of Adaptive Methods in Randomly Initialized Deep Networkscited by 3
- 2021Learning Compact Representations of Neural Networks using DiscriminAtive Masking (DAM)cited by 3
- 2023Convergence Analysis of Stochastic Gradient Descent with MCMC Estimatorscited by 3
- 2023Enhance Diffusion to Improve Robust Generalizationcited by 3
- 2023Max-affine regression via first-order methodscited by 3
- 2024SSE-SAM: Balancing Head and Tail Classes Gradually through Stage-Wise SAMcited by 3
- 2025Second-Order Convergence in Private Stochastic Non-Convex Optimizationcited by 3
- 2026Stochastic Generative Plug-and-Play Priorscited by 3
- 2022Tackling benign nonconvexity with smoothing and stochastic gradientscited by 2
- 2022Losing momentum in continuous-time stochastic optimisationcited by 2
- 2023Using Stochastic Gradient Descent to Smooth Nonconvex Functions: Analysis of Implicit Graduated Optimizationcited by 2
- 2025A Complete Loss Landscape Analysis of Regularized Deep Matrix Factorizationcited by 2
- 2025Unveiling m-Sharpness Through the Structure of Stochastic Gradient Noisecited by 2
- 2026On the Superlinear Relationship between SGD Noise Covariance and Loss Landscape Curvaturecited by 2
- 2021On the Differentially Private Nature of Perturbed Gradient Descentcited by 1
- 2021Noisy Truncated SGD: Optimization and Generalizationcited by 1
- 2021Faster Perturbed Stochastic Gradient Methods for Finding Local Minimacited by 1
- 2022A Dynamics Theory of Implicit Regularization in Deep Low-Rank Matrix Factorizationcited by 1
50 most cited of 66 All 66 (JSON)
- 2026Benign Loss Landscapes Can Coexist with Worst-Case Hardness11 Sep 2026
- 2026Dimension-Free Saddle-Point Escape in Muon10 May 2026
- 2026A Theory of Saddle Escape in Deep Nonlinear Networks2 May 2026
- 2026Stochastic Generative Plug-and-Play Priors4 Apr 2026
- 2026On the Superlinear Relationship between SGD Noise Covariance and Loss Landscape Curvature5 Feb 2026
- 2026FlashSinkhorn: IO-Aware Entropic Optimal Transport on GPU3 Feb 2026
- 2025Unveiling m-Sharpness Through the Structure of Stochastic Gradient Noise22 Sep 2025
- 2025Escaping Saddle Points via Curvature-Calibrated Perturbations: A Complete Analysis with Explicit Constants and Empirical Validation22 Aug 2025
- 2025A Complete Loss Landscape Analysis of Regularized Deep Matrix Factorization25 Jun 2025
- 2025Second-Order Convergence in Private Stochastic Non-Convex Optimization21 May 2025
- 2025A Novel Unified Parametric Assumption for Nonconvex Optimization17 Feb 2025
- 2024SSE-SAM: Balancing Head and Tail Classes Gradually through Stage-Wise SAM18 Dec 2024
38 more
- 2024Neural Network-based High-index Saddle Dynamics Method for Searching Saddle Points and Solution Landscape25 Nov 2024
- 2024Complexity-Aware Training of Deep Neural Networks for Optimal Structure Discovery14 Nov 2024
- 2024Loss Landscape Characterization of Neural Networks without Over-Parametrization16 Oct 2024
- 2024Noise is All You Need: Private Second-Order Convergence of Noisy SGD9 Oct 2024
- 2024Concurrent Training and Layer Pruning of Deep Neural Networks6 Jun 2024
- 2024A Global Geometric Analysis of Maximal Coding Rate Reduction4 Jun 2024
- 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embedding8 Feb 2024
- 2024Avoiding strict saddle points of nonconvex regularized problems17 Jan 2024
- 2023Weight fluctuations in (deep) linear neural networks and a derivation of the inverse-variance flatness relation23 Nov 2023
- 2023Using Stochastic Gradient Descent to Smooth Nonconvex Functions: Analysis of Implicit Graduated Optimization15 Nov 2023
- 2023On the Second-Order Convergence of Biased Policy Gradient Algorithms5 Nov 2023
- 2023Escaping Saddle Points in Heterogeneous Federated Learning via Distributed SGD with Communication Compression29 Oct 2023
- 2023A Theoretical Analysis of Noise Geometry in Stochastic Gradient Descent1 Oct 2023
- 2023On the different regimes of Stochastic Gradient Descent19 Sep 2023
- 2023Max-affine regression via first-order methods15 Aug 2023
- 2023Enhance Diffusion to Improve Robust Generalization5 Jun 2023
- 2023How to escape sharp minima with random perturbations25 May 2023
- 2023Convergence Analysis of Stochastic Gradient Descent with MCMC Estimators19 Mar 2023
- 2023Almost Sure Saddle Avoidance of Stochastic Gradient Methods without the Bounded Gradient Assumption15 Feb 2023
- 2023Efficient displacement convex optimization with particle gradient descent9 Feb 2023
- 2023Stochastic Dimension-reduced Second-order Methods for Policy Optimization28 Jan 2023
- 2023An SDE for Modeling SAM: Theory and Insights19 Jan 2023
- 2022A Dynamics Theory of Implicit Regularization in Deep Low-Rank Matrix Factorization29 Dec 2022
- 2022Escaping Saddle Points for Effective Generalization on Class-Imbalanced Data28 Dec 2022
- 2022Decentralized Nonconvex Optimization with Guaranteed Privacy and Accuracy14 Dec 2022
- 2022On the Overlooked Structure of Stochastic Gradients5 Dec 2022
- 2022Passage-Mask: A Learnable Regularization Strategy for Retriever-Reader Models2 Nov 2022
- 2022Behind the Scenes of Gradient Descent: A Trajectory Analysis via Basis Function Decomposition1 Oct 2022
- 2022On the Theoretical Properties of Noise Correlation in Stochastic Optimization19 Sep 2022
- 2022Losing momentum in continuous-time stochastic optimisation8 Sep 2022
- 2022Simple and Optimal Stochastic Gradient Methods for Nonsmooth Nonconvex Optimization22 Aug 2022
- 2022A Theoretical Analysis of the Learning Dynamics under Class Imbalance1 Jul 2022
- 2022Special Properties of Gradient Descent with Large Learning Rates30 May 2022
- 2022HOUDINI: Escaping from Moderately Constrained Saddles27 May 2022
- 2022Tackling benign nonconvexity with smoothing and stochastic gradients18 Feb 2022
- 2022Efficiently Escaping Saddle Points in Bilevel Optimization8 Feb 2022
- 2021Non-Asymptotic Analysis of Online Multiplicative Stochastic Gradient Descent14 Dec 2021
- 2021Exponential escape efficiency of SGD from sharp minima in non-stationary regime7 Nov 2021
50 newest of 66 All 66 (JSON)
- 2026Stochastic Generative Plug-and-Play Priorscited by 3
- 2026Stochastic Generative Plug-and-Play Priors4 Apr 2026
- 2021Positive-Negative Momentum: Manipulating Stochastic Gradient Noise to Improve Generalizationcited by 28
- 2022Escaping Saddle Points for Effective Generalization on Class-Imbalanced Datacited by 28
- 2021The loss landscape of deep linear neural networks: a second-order analysiscited by 24
- 2023An SDE for Modeling SAM: Theory and Insightscited by 22
- 2022A Theoretical Analysis of the Learning Dynamics under Class Imbalancecited by 20
- 2022Efficiently Escaping Saddle Points in Bilevel Optimizationcited by 19
- 2022On the Overlooked Structure of Stochastic Gradientscited by 13
- 2023How to escape sharp minima with random perturbationscited by 13
- 2024A Global Geometric Analysis of Maximal Coding Rate Reductioncited by 13
- 2023On the different regimes of Stochastic Gradient Descentcited by 12
- 2026FlashSinkhorn: IO-Aware Entropic Optimal Transport on GPUcited by 11
- 2021Provable Super-Convergence with a Large Cyclical Learning Ratecited by 10
12 most cited of 65 All 65 (JSON)
- 2026Benign Loss Landscapes Can Coexist with Worst-Case Hardness11 Sep 2026
- 2026Dimension-Free Saddle-Point Escape in Muon10 May 2026
- 2026A Theory of Saddle Escape in Deep Nonlinear Networks2 May 2026
- 2026On the Superlinear Relationship between SGD Noise Covariance and Loss Landscape Curvature5 Feb 2026
- 2026FlashSinkhorn: IO-Aware Entropic Optimal Transport on GPU3 Feb 2026
- 2025Unveiling m-Sharpness Through the Structure of Stochastic Gradient Noise22 Sep 2025
- 2025Escaping Saddle Points via Curvature-Calibrated Perturbations: A Complete Analysis with Explicit Constants and Empirical Validation22 Aug 2025
- 2025A Complete Loss Landscape Analysis of Regularized Deep Matrix Factorization25 Jun 2025
- 2025Second-Order Convergence in Private Stochastic Non-Convex Optimization21 May 2025
- 2025A Novel Unified Parametric Assumption for Nonconvex Optimization17 Feb 2025
- 2024SSE-SAM: Balancing Head and Tail Classes Gradually through Stage-Wise SAM18 Dec 2024
- 2024Neural Network-based High-index Saddle Dynamics Method for Searching Saddle Points and Solution Landscape25 Nov 2024
12 newest of 65 All 65 (JSON)