Deep Structured Learning for Facial Action Unit Intensity Estimation
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Abstract (arXiv)
We consider the task of automated estimation of facial expression intensity. This involves estimation of multiple output variables (facial action units --- AUs) that are structurally dependent. Their structure arises from statistically induced co-occurrence patterns of AU intensity levels. Modeling this structure is critical for improving the estimation performance; however, this performance is bounded by the quality of the input features extracted from face images. The goal of this paper is to model these structures and estimate complex feature representations simultaneously by combining conditional random field (CRF) encoded AU dependencies with deep learning. To this end, we propose a novel Copula CNN deep learning approach for modeling multivariate ordinal variables. Our model accounts for ordinal structure in output variables and their non-linear dependencies via copula functions modeled as cliques of a CRF. These are jointly optimized with deep CNN feature encoding layers using a newly introduced balanced batch iterative training algorithm. We demonstrate the effectiveness of our approach on the task of AU intensity estimation on two benchmark datasets. We show that joint learning of the deep features and the target output structure results in significant performance gains compared to existing deep structured models for analysis of facial expressions.
Key facts. Cited by 16 papers in the map (data through 7 Oct 2026). First posted on arXiv 14 Apr 2017.
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Citing papers per year: 2021: 5; 2022: 3; 2023: 3; 2024: 1; 2025: 2; 2026: 2.
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- 2021Affective Processes: stochastic modelling of temporal context for emotion and facial expression recognitioncited by 15
- 2022Facial Action Unit Detection and Intensity Estimation from Self-supervised Representationcited by 14
- 2023FG-Net: Facial Action Unit Detection with Generalizable Pyramidal Featurescited by 12
- 2021Personalized Federated Deep Learning for Pain Estimation From Face Imagescited by 8
- 2021Using Self-Supervised Auxiliary Tasks to Improve Fine-Grained Facial Representationcited by 7
- 2021Go-Blend behavior and affectcited by 6
- 2022Play with Emotion: Affect-Driven Reinforcement Learningcited by 6
- 2022FAN-Trans: Online Knowledge Distillation for Facial Action Unit Detectioncited by 5
- 2021Multi-Level Adaptive Region of Interest and Graph Learning for Facial Action Unit Recognitioncited by 3
- 2023CeCNN: Copula-enhanced convolutional neural networks in joint prediction of refraction error and axial length based on ultra-widefield fundus imagescited by 3
- 2024One-Frame Calibration with Siamese Network in Facial Action Unit Recognitioncited by 1
- 2026Hierarchical Granularity Alignment and State Space Modeling for Robust Multimodal AU Detection in the Wildcited by 1
4 more
- 2023FERGI: Automatic Scoring of User Preferences for Text-to-Image Generation from Spontaneous Facial Expression Reactioncited by 0
- 2025Trend-Aware Supervision: On Learning Invariance for Semi-Supervised Facial Action Unit Intensity Estimationcited by 0
- 2025Solution for 8th Competition on Affective & Behavior Analysis in-the-wildcited by 0
- 2026Facial-Expression-Aware Prompting for Empathetic LLM Tutoringcited by 0
- 2026Hierarchical Granularity Alignment and State Space Modeling for Robust Multimodal AU Detection in the Wild11 Mar 2026
- 2026Facial-Expression-Aware Prompting for Empathetic LLM Tutoring10 Mar 2026
- 2025Solution for 8th Competition on Affective & Behavior Analysis in-the-wild14 Mar 2025
- 2025Trend-Aware Supervision: On Learning Invariance for Semi-Supervised Facial Action Unit Intensity Estimation11 Mar 2025
- 2024One-Frame Calibration with Siamese Network in Facial Action Unit Recognition30 Aug 2024
- 2023FERGI: Automatic Scoring of User Preferences for Text-to-Image Generation from Spontaneous Facial Expression Reaction5 Dec 2023
- 2023CeCNN: Copula-enhanced convolutional neural networks in joint prediction of refraction error and axial length based on ultra-widefield fundus images7 Nov 2023
- 2023FG-Net: Facial Action Unit Detection with Generalizable Pyramidal Features23 Aug 2023
- 2022FAN-Trans: Online Knowledge Distillation for Facial Action Unit Detection11 Nov 2022
- 2022Facial Action Unit Detection and Intensity Estimation from Self-supervised Representation28 Oct 2022
- 2022Play with Emotion: Affect-Driven Reinforcement Learning26 Aug 2022
- 2021Go-Blend behavior and affect24 Sep 2021
4 more
- 2021Using Self-Supervised Auxiliary Tasks to Improve Fine-Grained Facial Representation13 May 2021
- 2021Affective Processes: stochastic modelling of temporal context for emotion and facial expression recognition24 Mar 2021
- 2021Multi-Level Adaptive Region of Interest and Graph Learning for Facial Action Unit Recognition24 Feb 2021
- 2021Personalized Federated Deep Learning for Pain Estimation From Face Images12 Jan 2021
- 2021Affective Processes: stochastic modelling of temporal context for emotion and facial expression recognitioncited by 15
- 2022Facial Action Unit Detection and Intensity Estimation from Self-supervised Representationcited by 14
- 2023FG-Net: Facial Action Unit Detection with Generalizable Pyramidal Featurescited by 12
- 2021Personalized Federated Deep Learning for Pain Estimation From Face Imagescited by 8
- 2021Using Self-Supervised Auxiliary Tasks to Improve Fine-Grained Facial Representationcited by 7
- 2021Go-Blend behavior and affectcited by 6
- 2022Play with Emotion: Affect-Driven Reinforcement Learningcited by 6
- 2022FAN-Trans: Online Knowledge Distillation for Facial Action Unit Detectioncited by 5
- 2021Multi-Level Adaptive Region of Interest and Graph Learning for Facial Action Unit Recognitioncited by 3
- 2023CeCNN: Copula-enhanced convolutional neural networks in joint prediction of refraction error and axial length based on ultra-widefield fundus imagescited by 3
- 2024One-Frame Calibration with Siamese Network in Facial Action Unit Recognitioncited by 1
- 2026Hierarchical Granularity Alignment and State Space Modeling for Robust Multimodal AU Detection in the Wildcited by 1
12 most cited of 16 All 16 (JSON)
- 2026Hierarchical Granularity Alignment and State Space Modeling for Robust Multimodal AU Detection in the Wild11 Mar 2026
- 2026Facial-Expression-Aware Prompting for Empathetic LLM Tutoring10 Mar 2026
- 2025Solution for 8th Competition on Affective & Behavior Analysis in-the-wild14 Mar 2025
- 2025Trend-Aware Supervision: On Learning Invariance for Semi-Supervised Facial Action Unit Intensity Estimation11 Mar 2025
- 2024One-Frame Calibration with Siamese Network in Facial Action Unit Recognition30 Aug 2024
- 2023FERGI: Automatic Scoring of User Preferences for Text-to-Image Generation from Spontaneous Facial Expression Reaction5 Dec 2023
- 2023CeCNN: Copula-enhanced convolutional neural networks in joint prediction of refraction error and axial length based on ultra-widefield fundus images7 Nov 2023
- 2023FG-Net: Facial Action Unit Detection with Generalizable Pyramidal Features23 Aug 2023
- 2022FAN-Trans: Online Knowledge Distillation for Facial Action Unit Detection11 Nov 2022
- 2022Facial Action Unit Detection and Intensity Estimation from Self-supervised Representation28 Oct 2022
- 2022Play with Emotion: Affect-Driven Reinforcement Learning26 Aug 2022
- 2021Go-Blend behavior and affect24 Sep 2021
12 newest of 16 All 16 (JSON)