External Validity: From Do-Calculus to Transportability Across Populations
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Abstract (arXiv)
The generalizability of empirical findings to new environments, settings or populations, often called "external validity," is essential in most scientific explorations. This paper treats a particular problem of generalizability, called "transportability," defined as a license to transfer causal effects learned in experimental studies to a new population, in which only observational studies can be conducted. We introduce a formal representation called "selection diagrams" for expressing knowledge about differences and commonalities between populations of interest and, using this representation, we reduce questions of transportability to symbolic derivations in the do-calculus. This reduction yields graph-based procedures for deciding, prior to observing any data, whether causal effects in the target population can be inferred from experimental findings in the study population. When the answer is affirmative, the procedures identify what experimental and observational findings need be obtained from the two populations, and how they can be combined to ensure bias-free transport.
Key facts. Cited by 75 papers in the map (data through 7 Oct 2026). First posted on arXiv 5 Mar 2015.
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Citing papers per year: 2021: 16; 2022: 13; 2023: 15; 2024: 8; 2025: 8; 2026: 15.
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- 2023Out-of-Variable Generalization for Discriminative Models16 Apr 2023
- 2023Generative Causal Representation Learning for Out-of-Distribution Motion Forecasting17 Feb 2023
- 2023Offline Minimax Soft-Q-learning Under Realizability and Partial Coverage5 Feb 2023
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- 2023Nonparametric Identifiability of Causal Representations from Unknown Interventionscited by 105
- 2021Independent mechanism analysis, a new concept?cited by 96
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- 2026Counterfactual Evaluation of Temporal Observation Protocols23 Aug 2026
- 2026Operationalising Relative Causal Knowledge: Backbone Identifiability from Private Reports on a Shared Outcome11 Aug 2026
- 2026When benchmark inferences do not compose: Projectibility in AI evaluation28 Jul 2026
- 2026Two Layers of Instability in Causal Estimation19 Jun 2026
- 2026Decomposing the Generalization Gap in PROTAC Activity Prediction: Variance Attribution and the Inter-Laboratory Ceiling12 May 2026
- 2026Partially Observed Structural Causal Models5 May 2026
- 2026Identifying Causal Effects Using a Single Proxy Variable10 Apr 2026
- 2026Transfer Learning for Meta-analysis Under Covariate Shift3 Apr 2026
- 2026Multi-Level Causal Embeddings25 Feb 2026
- 2026Causality is Key for Interpretability Claims to Generalise18 Feb 2026
- 2026Causally-Aware Information Bottleneck for Domain Adaptation7 Jan 2026
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