Falsification before Extrapolation in Causal Effect Estimation
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Abstract (arXiv)
Randomized Controlled Trials (RCTs) represent a gold standard when developing policy guidelines. However, RCTs are often narrow, and lack data on broader populations of interest. Causal effects in these populations are often estimated using observational datasets, which may suffer from unobserved confounding and selection bias. Given a set of observational estimates (e.g. from multiple studies), we propose a meta-algorithm that attempts to reject observational estimates that are biased. We do so using validation effects, causal effects that can be inferred from both RCT and observational data. After rejecting estimators that do not pass this test, we generate conservative confidence intervals on the extrapolated causal effects for subgroups not observed in the RCT. Under the assumption that at least one observational estimator is asymptotically normal and consistent for both the validation and extrapolated effects, we provide guarantees on the coverage probability of the intervals output by our algorithm. To facilitate hypothesis testing in settings where causal effect transportation across datasets is necessary, we give conditions under which a doubly-robust estimator of group average treatment effects is asymptotically normal, even when flexible machine learning methods are used for estimation of nuisance parameters. We illustrate the properties of our approach on semi-synthetic and real world datasets, and show that it compares favorably to standard meta-analysis techniques.
Key facts. Cited by 10 papers in the map (data through 7 Oct 2026). Builds on 17 of its 68 references that are in the map. First posted on arXiv 27 Sep 2022.
Builds on
17 of 68 references.
References · 17
- 2015Estimation and Inference of Heterogeneous Treatment Effects using Random Forestscited by 597
- 2016Generalized Random Forestscited by 309
- 2015External Validity: From Do-Calculus to Transportability Across Populationscited by 75
- 2018Removing Hidden Confounding by Experimental Groundingcited by 64
- 2018Orthogonal Random Forest for Causal Inferencecited by 51
- 2016Approximate Residual Balancing: De-Biased Inference of Average Treatment Effects in High Dimensionscited by 50
- 2018Bounds on the conditional and average treatment effect with unobserved confounding factorscited by 39
- 2021An Automated Approach to Causal Inference in Discrete Settingscited by 39
- 2013Robust Inference on Average Treatment Effects with Possibly More Covariates than Observationscited by 38
- 2021A Review of Generalizability and Transportabilitycited by 36
- 2020Combining Observational and Experimental Datasets Using Shrinkage Estimatorscited by 28
- 2020Semiparametric Inference For Causal Effects In Graphical Models With Hidden Variablescited by 23
5 more
- 2018Extending inferences from a randomized trial to a new target populationcited by 19
- 2019Efficient and robust methods for causally interpretable meta-analysis: transporting inferences from multiple randomized trials to a target populationcited by 10
- 2018Propensity Score Methods for Merging Observational and Experimental Datasetscited by 9
- 2019Group Average Treatment Effects for Observational Studiescited by 3
- 2019A Groupwise Approach for Inferring Heterogeneous Treatment Effects in Causal Inferencecited by 1
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Citing papers per year: 2023: 4; 2024: 2; 2025: 4.
10 papers.
- 2024Prediction-powered Generalization of Causal Inferencescited by 14
- 2023Falsification of Internal and External Validity in Observational Studies via Conditional Moment Restrictionscited by 10
- 2023Hidden yet quantifiable: A lower bound for confounding strength using randomized trialscited by 8
- 2023Efficient and robust transfer learning of optimal individualized treatment regimes with right-censored survival datacited by 5
- 2024Benchmarking Observational Studies with Experimental Data under Right-Censoringcited by 4
- 2025The Hardness of Validating Observational Studies with Experimental Datacited by 4
- 2025Falsification of Unconfoundedness by Testing Independence of Causal Mechanismscited by 3
- 2023Causal Falsification of Digital Twinscited by 2
- 2025Uncovering Bias Mechanisms in Observational Studiescited by 0
- 2025A Sensitivity Approach to Causal Inference Under Limited Overlapcited by 0
- 2025A Sensitivity Approach to Causal Inference Under Limited Overlap27 Nov 2025
- 2025Uncovering Bias Mechanisms in Observational Studies1 Jun 2025
- 2025The Hardness of Validating Observational Studies with Experimental Data19 Mar 2025
- 2025Falsification of Unconfoundedness by Testing Independence of Causal Mechanisms10 Feb 2025
- 2024Prediction-powered Generalization of Causal Inferences5 Jun 2024
- 2024Benchmarking Observational Studies with Experimental Data under Right-Censoring23 Feb 2024
- 2023Hidden yet quantifiable: A lower bound for confounding strength using randomized trials6 Dec 2023
- 2023Falsification of Internal and External Validity in Observational Studies via Conditional Moment Restrictions30 Jan 2023
- 2023Causal Falsification of Digital Twins17 Jan 2023
- 2023Efficient and robust transfer learning of optimal individualized treatment regimes with right-censored survival data13 Jan 2023