mlsanityData to 14 Oct 2026

Available Guardrails: Certifying Selective Prediction across ML Systems

arXiv 2609.22048 ↗First posted 18 Sep 2026cs.LGcited by 0

On the map: LLM safety and security → Safety alignment, refusal and guardrails

Abstract (arXiv)

A selective predictor acts as a safety gate: it returns an output only when the prediction appears sufficiently trustworthy. Deployments increasingly require this reliability to be certified at a target precision for every reporting unit of interest, such as a tool, policy label, or patient subgroup. The main difficulty is often not whether a granted certificate is valid, but whether finite calibration data can produce one at all. As the gate becomes safer or more fine-grained, some units may receive too little evidence to certify. We make this notion of availability computable through classical exact-binomial inversion and formulate reporting-partition selection, under a fixed group order, as a dynamic program that exposes the trade-off among safety, granularity, and served traffic. The resulting frontier reveals a large population opportunity that finite-sample estimation nearly erases: a truth-informed planner gains 0.157 mean coverage over support balancing, whereas a naive estimator recovers only 0.005, making recovery from finite data the central challenge. Constructing candidate partitions on one planning split and selecting among them on another recovers part of this gap, improving mean coverage over support balancing by 0.060, with the direction reproduced in 59 of 60 model effects across three intent-routing datasets and two architectures. A complementary validity-preserving lever, reallocating the familywise error budget across reporting units, recovers additional coverage both with population quantities and noisy estimates. The same frontier recurs, with predictor-specific ceilings, across LLM tool-calling, content moderation, lesion classification, and recommendation. Certified availability is therefore a plannable deployment resource that determines when a safety gate can be certified, at what granularity, and over how much traffic.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Safety alignment, refusal and guardrails, one of 12 directions in LLM safety and security. Builds on 16 of its 26 references that are in the map. First posted on arXiv 18 Sep 2026.

Builds on

16 of 26 references.

References · 16

  1. 2021DeBERTaV3: Improving DeBERTa using ELECTRA-Style Pre-Training with Gradient-Disentangled Embedding Sharingcited by 1,254
  2. 2017Selective Classification for Deep Neural Networkscited by 852
  3. 2021MedMNIST v2 -- A large-scale lightweight benchmark for 2D and 3D biomedical image classificationcited by 690
  4. 2019Conformal Prediction Under Covariate Shiftcited by 519
  5. 2020Efficient Intent Detection with Dual Sentence Encoderscited by 433
  6. 2019Nuanced Metrics for Measuring Unintended Bias with Real Data for Text Classificationcited by 404
  7. 2019An Evaluation Dataset for Intent Classification and Out-of-Scope Predictioncited by 386
  8. 2022Conformal Risk Controlcited by 299
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  10. 2021Learn then Test: Calibrating Predictive Algorithms to Achieve Risk Controlcited by 271
  11. 2019Benchmarking Natural Language Understanding Services for building Conversational Agentscited by 166
  12. 2024Automatically Adaptive Conformal Risk Controlcited by 16
4 more
  1. 2024Fair Risk Control: A Generalized Framework for Calibrating Multi-group Fairness Riskscited by 14
  2. 2026Conformal Selective Prediction with General Risk Controlcited by 12
  3. 2013The cost of using exact confidence intervals for a binomial proportioncited by 11
  4. 2026Hierarchical Group-Conditional Conformal Risk Control for Selective Prediction in Language Modelscited by 1

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