One Gate Is Not Enough: Composing Stateful Pre-Action Controls for Agentic AI
On the map: LLM agents and tool use → Agent threats, guardrails and governance
Abstract (arXiv)
Agentic AI systems take consequential actions governed by more than one pre-action control at once: authority, resource, and evidence gates that can admit, degrade, or remediate an action before it executes. This paper's central object is remediation-induced control coupling: a remediation applied by one control can change the action, evidence, or context another control evaluates, invalidating that control's earlier judgment. We formalize this coupling and give a remediate-and-regate protocol that restores per-action soundness in the current bounded, idempotent setting under its stated assumptions. We further show that the two implemented remediation operators (evidence substitution and resource-budget downroute) do not commute -- a finite-model checker finds concrete counterexample instances -- making remediation order part of the control-plane semantics rather than an implementation detail. A governed evidence buffer that trusts its own most recent admitted write is a further instance of the same problem at the level of state -- current admissibility does not imply future reference trustworthiness -- and is vulnerable to poisoning from declared-uncovered defect classes; two mitigations reduce, not eliminate, that exposure. Supporting results establish the exact condition under which positive-weight linear aggregation of gate outcomes can compensate a member veto, a unified cross-control Evidence Set, and that composition manufactures no new detection coverage, reported honestly. Empirically, on a deterministic open-data artifact composing three published engines unmodified, CH1-CH5 meet their registered decision rules across all 30 pre-registered seeds; CH6 does so under W1 but not under the smaller W2 workflow, reported as such. This is a mechanism demonstration on open payload data with a synthetic metadata layer, not a claim about production prevalence.
Key facts. Cited by 2 papers in the map (data through 7 Oct 2026). Placed in Agent threats, guardrails and governance, one of 16 directions in LLM agents and tool use. Builds on 5 of its 15 references that are in the map. First posted on arXiv 18 Aug 2026.
Builds on
5 of 15 references.
Closest ancestors · 3
Same direction, newest first
- 2026SARC-DQ: Runtime Data-Quality Gating for Agentic AI: Silent Evidence Defects, the Incompetence Shield, and Downstream-Only Remediation28 Jul
- 2026SARC: A Governance-by-Architecture Framework for Agentic AI Systems8 May
- 2025LlamaFirewall: An open source guardrail system for building secure AI agents6 May
Other references · 2
Built on by
Citing papers per year: 2026: 2.
2 papers.
- 2026Compiling Sufficient Governance Context from Declared Losses and Reachable States: Exact Observation-Contract Synthesis with Cardinality and Cost Objectivescited by 1
- 2026Probabilistic Sensing, Deterministic Authority: Admitting Model-Produced Observations into Sufficiency-Checked Governance Contractscited by 0
- 2026Probabilistic Sensing, Deterministic Authority: Admitting Model-Produced Observations into Sufficiency-Checked Governance Contracts7 Oct 2026
- 2026Compiling Sufficient Governance Context from Declared Losses and Reachable States: Exact Observation-Contract Synthesis with Cardinality and Cost Objectives22 Sep 2026
Similar, not cited
Close in wording, no citation either way
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