mlsanityData to 14 Oct 2026

The Refusal Residue: When Probes Catch Alignment Faking and When They Don't

arXiv 2607.13346 ↗First posted 15 Jul 2026cs.CR cs.AI cs.CLcited by 1

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Abstract (arXiv)

Alignment faking is dangerous because a model can appear compliant under monitoring while preserving behavior it would reveal when unmonitored. When no scratchpad is visible, behavior alone cannot distinguish strategic from genuine compliance. We ask whether hidden states reveal what outputs hide. We run a 13-model sweep for naturally-emerging faking, then probe and steer hidden states on the two models that fake. Natural faking appears only in Qwen3-32B (+18.2pp) and Llama-3.1-8B (+24.4pp at n=10, p<10^-15), while explicit scratchpad self-reports are rare (a Claude Opus 4 judge flags faking reasoning in 1.4% of Qwen and 0.0% of Llama compliant scratchpads). Both fakers show an asymmetric refusal residue: monitored compliance shifts toward refusal (d=0.32 Qwen, d=0.33 Llama, both p<0.0001), while refusal representations do not move (p=1.00). Per-sample detection is model-conditional. Under leakage-free leave-one-query-out probing, detection survives on Llama (AUROC 0.87) but collapses to chance on Qwen (0.43), and cross-model transfer is null. Steering over 2,000 runs barely changes compliance (|h|<0.08), so the detected direction can flag faking but does not by itself control it. Standard residualized probing leaks across folds and reaches AUROC 0.63 on a control where no faking can occur; naive linear probes reach a meaningless AUROC 1.0; and conventional MLPs overstate detectability by 0.2-0.3 AUROC. For future alignment-faking detection work, we release a five-control measurement framework: multi-token extraction, refuse-vs-refuse confound checks, per-fold residualization, leave-one-query-out evaluation, and orthogonality-constrained probing.

Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Builds on 12 of its 18 references that are in the map. First posted on arXiv 15 Jul 2026.

Builds on

12 of 18 references.

References · 12

  1. 2022Discovering Latent Knowledge in Language Models Without Supervisioncited by 767
  2. 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 712
  3. 2023Measuring Faithfulness in Chain-of-Thought Reasoningcited by 703
  4. 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 505
  5. 2024Alignment faking in large language modelscited by 360
  6. 2024Frontier Models are Capable of In-context Schemingcited by 287
  7. 2024OR-Bench: An Over-Refusal Benchmark for Large Language Modelscited by 244
  8. 2026Scaling Monosemanticity: Extracting Interpretable Features from Claude 3 Sonnetcited by 191
  9. 2025Detecting Strategic Deception Using Linear Probescited by 68
  10. 2026When Agents Commit Too Soon: Diagnosing Premature Commitment in LLM Agentscited by 10
  11. 2026Plans Don't Persist: Why Context Management Is Load Bearing for LLM Agentscited by 4
  12. 2026Confident and Wrong: Silent Semantic Failures in Coding Agentscited by 3

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2026: 1.

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Similar, not cited

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  1. 2026Behavioural Analysis of Alignment Faking
  2. 2025Empirical Evidence for Alignment Faking in a Small LLM and Prompt-Based Mitigation Techniques
  3. 2025Why Do Some Language Models Fake Alignment While Others Don't?
  4. 2026Model Forensics: Investigating Whether Concerning Behavior Reflects Misalignment
  5. 2026Building Comparative Motivation Profiles with Instrumental Interventions
  6. 2026Do Models Fake Alignment Without Clear Consequences?
  7. 2026Alignment via Training Against Probes Without Losing Monitorability
  8. 2026Breaking Refusal in the First Half: A Mechanistic Study of the Prefill Jailbreak