mlsanityData to 14 Oct 2026

Why Advanced Encoders Lag on Sparse Retrieval? The Answer and an Approach to Bridging Vocabulary Gaps

arXiv 2607.00004 ↗First posted 20 Apr 2026cs.IR cs.AI cs.LGcited by 0

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Abstract (arXiv)

While advanced foundation models like ModernBERT significantly outperform older architectures in dense retrieval, they surprisingly lag behind the aging BERT-base baseline in learned sparse retrieval (LSR). We identify the root cause as the textitVocabulary Gap: modern tokenizers utilize raw, case-sensitive vocabularies designed for lossless reconstruction, which map single semantic units to redundant surface forms, wasting model capacity on morphological noise and hindering lexical matching. We formalize this intuition through a theoretical framework, demonstrating that appropriate vocabulary coarse-graining can tighten the generalization bounds by reducing complexity of the hypothesis class, provided that semantic integrity is preserved. To resolve this, we propose Vocabulary Transfer (VT), a model-agnostic framework that migrates advanced encoders to sparse-friendly, normalized vocabularies with minimal computational cost. VT utilizes a novel Semantic Initialization via spatial topology to preserve geometric structure and an Activation Potential Calibration (APC) mechanism to align pre-trained manifolds with sparsity constraints, preventing the dead neuron and dense collapse observed in standard fine-tuning. Empirically, VT is universally effective: it enables ModernBERT to achieve state-of-the-art performance on the BEIR benchmark (52.4 nDCG, a +4.7 improvement), resuscitates failing models like RoBERTa-large, and generalizes seamlessly to inference-free architectures and specialized domains. These results confirm that the performance lag is not an architectural deficiency but a solvable vocabulary mismatch. We've released our code and models.footnotehttps://anonymous.4open.science/r/vocab-transfer/. All details included.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Builds on 36 of its 67 references that are in the map. First posted on arXiv 20 Apr 2026.

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References · 36

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24 more
  1. 2016From Softmax to Sparsemax: A Sparse Model of Attention and Multi-Label Classificationcited by 341
  2. 2021SPLADE: Sparse Lexical and Expansion Model for First Stage Rankingcited by 286
  3. 2019Document Expansion by Query Predictioncited by 231
  4. 2021Condenser: a Pre-training Architecture for Dense Retrievalcited by 162
  5. 2021COIL: Revisit Exact Lexical Match in Information Retrieval with Contextualized Inverted Listcited by 113
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  11. 2021Learning Passage Impacts for Inverted Indexescited by 68
  12. 2020Minimizing FLOPs to Learn Efficient Sparse Representationscited by 46
  13. 2020SparTerm: Learning Term-based Sparse Representation for Fast Text Retrievalcited by 45
  14. 2022An Efficiency Study for SPLADE Modelscited by 26
  15. 2025Overview of the TREC 2022 deep learning trackcited by 22
  16. 2024An Empirical Comparison of Vocabulary Expansion and Initialization Approaches for Language Modelscited by 20
  17. 2024ChemTEB: Chemical Text Embedding Benchmark, an Overview of Embedding Models Performance & Efficiency on a Specific Domaincited by 12
  18. 2025Milco: Learned Sparse Retrieval Across Languages via a Multilingual Connectorcited by 9
  19. 2024Towards Competitive Search Relevance For Inference-Free Learned Sparse Retrieverscited by 8
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  21. 2024DeeperImpact: Optimizing Sparse Learned Index Structurescited by 5
  22. 2025Effective Inference-Free Retrieval for Learned Sparse Representationscited by 5
  23. 2025The Role of Vocabularies in Learning Sparse Representations for Rankingcited by 4
  24. 2023SPRINT: A Unified Toolkit for Evaluating and Demystifying Zero-shot Neural Sparse Retrievalcited by 2

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