Towards Physical Intuitions for Alignment Dynamics: A Case Study With Randomness Crystallization
On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods
Abstract (arXiv)
The alignment of language models is typically studied through the lens of capability benchmarks, but the dynamics of how models change during post-training remain poorly understood. We argue that the physical sciences, and thermodynamic phase-transition theory in particular, offer a principled and underexplored vocabulary for reasoning about these dynamics. As a case study, we instantiate this position through the lens of material Crystallization, which is a well-studied thermodynamic phase transition. For tasks like random number generation, this breaks into 3 phases: (1) the high entropy liquid phase in the pretrained model, with many distinct sampling distributions promptable from the model; (2) the nucleation phase caused by supervised finetuning, in which behavior collapses onto a single seed distribution present in the pretrained LLM; and (3) a settling phase in which reinforcement learning techniques redistribute probability of the collapsed distribution, but largely keep it concentrated on the same options as the seed distribution. We propose intuitive metrics to verify the transitions between these phases, and validate the idea across a range of random tasks. Crystallization is one instance of a broader class of physical frameworks we believe alignment research should import to answer questions about where alignment-induced structure comes from, why it converges where it does, and what it fundamentally cannot change.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 6 of its 19 references that are in the map. First posted on arXiv 29 Jun 2026.
Builds on
6 of 19 references.
Closest ancestors · 3
Same direction, newest first
- 2025LLM Probability Concentration: How Alignment Shrinks the Generative Horizon22 Jun
- 2025Base Models Beat Aligned Models at Randomness and Creativity30 Apr
- 2022Training language models to follow instructions with human feedback4 Mar
Other references · 3
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Citing papers per year: 2026: 1.
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- 2026Alignment Dynamics in LLM Fine-Tuning
- 2024State space models, emergence, and ergodicity: How many parameters are needed for stable predictions?
- 2026EDIS: Diagnosing LLM Reasoning via Entropy Dynamics
- 2026What do Language Models Learn and When? The Implicit Curriculum Hypothesis