Multi-Field Hybrid Retrieval-Augmented Generation for Maritime Accident Root Cause Analysis
On the map: Retrieval-augmented generation → Legal and financial RAG
Abstract (arXiv)
Maritime accident adjudication reports contain critical tribunal findings for root cause analysis (RCA), yet retrieving relevant precedents and drafting consistent reports from decades of records remains labor-intensive. This paper proposes a multi-field hybrid retrieval-augmented generation (RAG) framework for automated maritime RCA, utilizing a comprehensive dataset of 13,329 Korea Maritime Safety Tribunal (KMST) reports (1971-2025). We transform raw adjudications into a structured knowledge base of "incident cards", indexing three distinct fields-Summary, Causes, and Disposition-alongside a hierarchical L1/L2 cause taxonomy. Our retrieval strategy employs a field-aware hybrid approach, fusing sparse and dense rankings via Reciprocal Rank Fusion (RRF). Given the lack of large-scale expert relevance labels, we evaluate retrieval performance using ceiling-normalized recall and nDCG based on a metadata-derived proxy relevance score. Experimental results demonstrate that our proposed retrieval significantly outperforms baseline methods, improving NormRecall@100 from 0.18 to 0.55. Furthermore, grounding the generator on the retrieved precedents enhances RCA generation quality over an LLM-only baseline, increasing the LLM-as-a-judge score from 3.34 to 3.72. These findings suggest that field-aware RAG can substantially streamline maritime safety investigation workflows by enabling faster precedent search and more consistent, evidence-based RCA drafting.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Legal and financial RAG, one of 15 directions in Retrieval-augmented generation. Builds on 5 of its 27 references that are in the map. First posted on arXiv 11 Jun 2026.
Builds on
5 of 27 references.
References · 5
- 2020Retrieval-Augmented Generation for Knowledge-Intensive NLP Taskscited by 9,297
- 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,626
- 2023Retrieval-Augmented Generation for Large Language Models: A Surveycited by 2,212
- 2017Snorkel: Rapid Training Data Creation with Weak Supervisioncited by 372
- 2024Uncertainty Estimation by Density Aware Evidential Deep Learningcited by 22
Built on by
Not cited yet.
Similar, not cited
Close in wording, no citation either way
- 2024CLERC: A Dataset for Legal Case Retrieval and Retrieval-Augmented Analysis Generation
- 2025RAGuard: A Novel Approach for in-context Safe Retrieval Augmented Generation for LLMs
- 2025Towards Reliable Retrieval in RAG Systems for Large Legal Datasets
- 2025Towards Automated Situation Awareness: A RAG-Based Framework for Peacebuilding Reports
- 2025Augmented Question-guided Retrieval (AQgR) of Indian Case Law with LLM, RAG, and Structured Summaries ↗
- 2024Exploring LLM-based Agents for Root Cause Analysis
- 2026Analytical Search
- 2024Leveraging Large Language Models for Relevance Judgments in Legal Case Retrieval